ICONOCLASM: Chapter 4 of “Beyond Biology” by Charles S. Yanofsky

 

Contents:

Iconoclasm Defined

Biology of Motivation

Control

Character

Network

Attention

Brain Comparisons

Lobar Model of Behavior

Neural Model of Psychological Types

 

“If we evaluate a human being as a type, we need not take the individual case into account, and that is so convenient.  It is as convenient as evaluating an automobile by its make or body type.  If you drive a certain make of car, you know  where you stand.  If you know the brand of a typewriter, you know what to expect of it.  You can even select our breed of dog in this way; a poodle will have certain inclinations and certain traits, a wolfhound will have others.  Only in the case of man is this not so.  Man alone is not determined by his origins; his behavior cannot be calculated from the type. The reckoning will not come out even; there is always a remainder. This remainder is the freedom of man to escape the conditioning factors of type.  Man begins to be human only where he has the freedom to oppose bondage to a type.  For only there, in freedom, is his being--being responsible; only there “is” man authentically,  for only there is man “authentic,”.  The more standardized a machine is, the better it is; but the more standardized a person is, the more submerged he is in his race, class, or characterological type, the more he conforms to the average--the more inferior he is from the ethical standpoint.” [1]

 

 

 

ICONOCLASM

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From Whence Comes Motivation?

 

Every age has its own idols, its “isms”  for us,  Mechan-ism or scient-ism. This is a systematized belief, that anything understood deeply enough can be explained in mechanistic terms and is no different from any other belief ingrained at an early age.   Mental events comprise a subset of all phenomena, by no means unusual, and thus can be reduced to physical processes that take place primarily in the brain.  In its deepest sense this belief system implies that pure thought is reduced to events that take place in matter. Experience is mechanical and material.   But foundations grounded in matter in the palpable as opposed to the invisible,  are beginning to crumble. There is evidence that we find these old paradigms inadequate to begin with.  For instance, in the United States,  the richest and most powerful nation in history, depression and a profound disappointment with life is endemic,  especially in affluent neighborhoods.  This shows material comfort and spiritual fulfillment are different.  Is it not significant to find so many persons suffering from a profound anxiety, ennui with life, that we function zombie-like without a direction or purpose?  A rise in psychosomatic illness signals deeper pathology.   This does not mean that the basic method of reasoning is to blame, only those cherished structures no longer suffice.

 

What makes you the person that you are, determines your proclivities and behavior including reaction to positive and adverse stimuli, level of happiness, productivity and whether or not you have emotional problems? If we only knew! How much could we profit from such knowledge!  What of the age-old questions of nature, the way persons are built, how we are vs. nurture, what our immediate environment makes of us? Are people basically good or evil?  Do we have only a thin veneer of civility and control with evil kept constantly in check (We certainly get that impression in Yugoslavia today and looking back through history!)  Why are some people more ethical than others?  Why do some persons care too much about ethics and morals while others care not at all?  In the past these were philosophical even metaphysical questions; it was OK for everyone to have their own personal opinion in the absence or knowledge, but not anymore. Science is slowly pushing back the limits of philosophical debate and answering many of these questions, and frequently surprising intuition.

 

Despite all of our scientific advances we have only a rudimentary idea about basic human motivation.  It is all we can do to vaguely state that motivation may reside somewhere in the frontal lobes. The most advanced research has defined, only to a limited extent some of the influences that shape decisions in terms of anatomical substrate and perhaps more usefully, certain neurotransmitters as we shall see below.  But where is the kernel or core of human will?  When you decide to do something as simple as moving your finger, where is the ultimate source, anatomically of this decision?  We do not know!  Our tests, functional MRI or PET scans merely point out activated areas of brain that are implicated in such actions; they may show a pattern of activation that varies from subject to subject and between situations, but they will never show the ultimate source of even the most rudimentary decision.  They do not show us from whence derives motivation, especially the drive to change one’s world or the direction of one’s life.

 

Two persons raised the same way, even growing up in the same household, can turn out different.  No one has been able to predict how someone will turn out by looking at his or her environment, which frustrates social engineers. There is a lot of debate about what constitutes a healthy upbringing.  Bad persons can be born under ideal circumstances and in many cases persons show tremendous resilience despite., or even because, of their being dealt a bad hand. There is little question that in our society we tend to trust the highly born.  Most of our heroes hail from patrician lineages and we scoff at the lowly born.   It's the self-made person who we truly should admire,  but we don’t trust him. He is  a nouveau riche.  We seek a purebred highbrow who has had everything handed to him. Yet we all know of persons lowly born,  who have achieved a great deal  (even if this is not the usual case)   and there is perhaps more social mobility in American society than most places around the world.  Most of us don’t think very much of Rousseau’s concept of the noble savage. 

 

We all know someone who grew up under adverse circumstances having to struggle against seemingly insuperable odds, and yet have achieved material, educational or ethical milestones beyond imagining, and of others whose lives were a disappointment despite their having all of the advantages of material comfort and close nuclear family.   We enjoy citing these examples because they seem to prove that some persons have an inner fire while few others have any burning passions inside. Examples abound of persons born to limited means who become rich or famous by virtue of burning ambition. Bill Gates, the Intel guy,  Clare Boothe Luce,  Einstein and Freud,  Faraday, and a host of others were born poor and to unknown families. 

 

 

When it comes to human behavior facile rules, break down, not always, but occasionally, and enough to make all the difference.  This slight infrequent breaking of rules, this difference or residual is just enough to stake our claim in the world;  it's what makes us a little difference and the same stuff is what makes our civilization, our whole consciousness advance. It's swimming against the tide. It's not doing what is manifestly or immediately advantageous,  not secreting behavior that is predictable, but choosing instead to perform unpredictable acts, separate from the mold of contingencies and the people who pull all the strings,  iconoclasm,  by which we mean not

 

Momentum=  Mass X Velocity,  but rather,

Force = Mass X Acceleration.

 

Sometimes, perhaps not that often, a person does the unexpected, fails to go with the flow, but instead, exerts a force on his world which in turn, changes his course or his outer world. The paradigm, or rather its exact opposite, that illustrates the concept, is Parkinson’s disease, a disorder of the human motor system.  The victim of Parkinson’s is at his basic worst, a non-initiator of action.  He is inertly immobile.  If he needs to stand or begin to walk, his greatest problem is actually starting out.   Once he gets moving he can continue at a constant velocity.  In fact, he has difficulty stopping, and turning will cause him to fall. His body at rest remains at rest, in motion, remains in motion at constant velocity, unable to accelerate in any way, that is change velocity, in physical terms, apply force, in the way we all take for granted in our daily lives. This force is rooted in the human will, motivation,  the desire to exert a force and bring about change.

 

Parkinson’s disease is caused by Dopamine deficiency in the basal ganglia of the brain, specifically in the substantia nigra or black substance which is less black in Parkinson’s brains because there is also less melanin, a metabolite of Dopamine. In his popular book, Awakenings, Oliver Sacks showed how there is spectrum from the Dopamine deficiency of Parkinson disease to Dopamine excess brought about by excessive Dopamine replacement therapy.  Patients may run the gamut from immobile inertia, to aggression, excessive movement, and hypersexuality depending their Dopamine levels.  Thus Dopamine is the transmitter of more than simple motor action acceleration or force.  There is  evidence connecting Dopamine with basic motivational processes, an inner fire, pleasure seeking, motivation. 

 

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Cocaine increases brain Dopamine by blocking Dopamine transporter, the protein that transports Dopamine from the synapse, back into the neuron, where Dopamine ceases to be active. Every neurotransmitter released into the synapse needs to have some method for its deactivation lest it continue to work forever and cease to be a phasic messenger.  For Dopamine this is the Dopamine transporter. Certain persons are more apt to become dependent on substances such as cocaine, may even crave stimulants, because of an inborn deficiency in their Dopamine systems. This anhedonia hypothesis, meaning the absence of pleasure, also known as reward deficiency, is arguably caused by many factors.  Perhaps a person is constantly beaten down, made to feel that his own life is worthless, or grows up deprived. He will become emotionally stunted, hypoactive, will have what is frequently noted in depressed patients, psychomotor retardation. Or, he might have to an inborn dopamine deficiency, some learned or environmental influence that reduces Dopamine effect, or probably more likely, if the process is genetic, a polymorphism in Dopamine or other neurochemical receptors. He might then crave substances that provide him some relief from his deficiency.  Addictions run in families, particularly alcoholism, which is rare among some ethnic and even racial groups, highly common in others, but also obesity and certainly other drug addictions and compulsive behaviors, such as gambling that seem to afflict certain kindreds over many generations.  We all know that cravings are multifactorial, that there are environmental influences to be sure, but could a certain susceptibility for pleasure giving substances, whether they be foods, alcohol or drugs, be genetic?

 

The D2 Dopamine receptor subtype is implicated in this process. Experimental Rats try to stimulate certain nuclei in the brain, that contain Dopamine, especially the nucleus Accumbens. Alcohol, Cocaine, and nicotine, increase the effect of Dopamine in the brain. The ventral tegmental area of the midbrain also has Dopamine secreting neurons that project to the nucleus accumbens.  Other transmitters, serotonin,  enkephalins GABA also get into the act,  stimulating or inhibiting the ventral tegmental Dopamine containing neurons. The final common pathway though is the nucleus accumbens that has D2 dopamine receptors.  Does an inherited alteration in Dopamine D2 receptors predispose a person toward alcholism and cocaine addiction, pathological gambling or other cravings?

 

Evidence is contradictory at this point but there is some support in work by Blum et al.[2] Have found an increased incidence of a certain gene type in alcoholics designated as A1 allele, which associates with the D2 Dopamine receptor. These associations are fairly weak if they exist at all, but are more convincing in more severe cases of alcoholism. For example, if the A1 subtype has a frequency of about 20% in normal Caucasian control group, there may be around a 45% incidence among Caucasian alcoholics, not a very convincing association, but enough magnitude to be statistically significant. D2 receptor subtypes seem to account for some susceptibility to alcoholism and also the A1 polymorphism connects with other disorders, motor tics, compulsions, attention deficit disorder and autism[3]. Others have found that alcoholics, as opposed to the rest of us, are simply not  as sensitive to the effects of alcohol, that is may require higher doses, more drinks to become uncoordinated, high, or have changes on their EEG.  In other words, future alcoholics may have an inherited decreased susceptibility to the acute effects of alcohol.      

 

 


Figure 1: The nucleus accumbens in the frontal lobe. CCg=corpus callusum, Ch=caudate nucleus, IC=internal capsule, P=putamen, GP=globus pallidus, AC=anterior commisure, Fcol=columns of Fornix, NA=nucleus accumbens, an extension of the putamen, part of the deep  motor system in the brain.

 
[4]

 

 

 

 

What if alcoholism and other cravings were found to be true genetic based disease states?  Does that absolve the alcoholic from responsibility for his own behavior?  A more important practical consideration is that understanding drug cravings, which may have to do with an ascending tracts in the brainstem and  Dopamine transmission, an  internal reward system, may one day help us to find medical treatments for all sorts of cravings and addictions. 

 

To me, the interesting part has to do with the weakness of the data.  The statistical strength of Dopamine receptor subtypes in ethanolism is fairly minimal and even there, some groups reach contradictory conclusions. Under the best of circumstances it is far from possible to draw firm conclusions about a genetic or any organic basis for any specific human craving.

 

The best model of craving is Tourette Syndrome which is a study of the irresistible urge.  In Tourette’s the patient has an urge to perform certain acts, ordinarily simple tics or mannerisms such as forceful eye blinks and shoulder shrugs, but also more involved activities throat clearings, vocalizations and other utterances, sometimes expletives, “coprolalia” ( from Greek, literally fecal babbling).  Some persons have copropraxias (praxis, to do) and needing to touch themselves for example, even in public. The Touretter will be able to suppress his irresistible urge for a while, but the urge will always be expressed.  He will try hold out until he is alone, but the act will always get done and there is no way to stop it. Not surprisingly, Touretters have various compulsions of all types, even to ritualistic behaviors and obsessive-compulsive disorders sometimes gambling.  Dopamine is the major transmitter implicated in Tourette syndrome, as drugs that block Dopamine, the anti-psychotic drugs, are by far the most effective tic-suppressors, but other medicines, especially Serotonin-increasing antidepressants, seem to be most effective for compulsions. These medicines are effective at treating many secondary symptoms such as an addiction to gambling.  An organic disease such as Tourette’s is the strongest argument in favor of the notion that humans are subject to predetermined irresistible urges that cannot be controlled, also that one may use organic means, namely drugs, to control these urges. But Tourette’s is a disease which says little about health and superlative ability.

 

In fact most information about neurotransmitters and psychiatric disease, the brain, behavior connection, is generated about what we know about the effects of certain drugs.  Typically certain classes of medicines are found to be helpful for certain conditions, sometimes quite by accident, then it is up to researchers to find explanations for why this might be so.  Thus isoniazid used to treat tuberculosis, was found, quite by accident, to diminish depression and cause in some, susceptible persons, a form of mania or excitation.  From this observation, the first generation of antidepressants, known as tricyclics developped, amitriptylene and imipramine.  These drugs were only later found to affect the transmitter brain norepinephrine.  Tourette’s was at one time thought to be a purely psychiatric disease.  Today, many of us doubt that such a thing exists as a psychiatric disease because of known physical concomitants. The first hint that Tourtette’s is actually neurological came from empirical observations about the effects of Haloperidol on the tics in this disorder.  From clinical this observation, a Dopamine hypothesis about the causation of the disease arose.  Why? Haloperidol was known to exert its effect, primarily through dopamine blockade.

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Iconoclasm Defined:

 

Igor Stravinsky  was an early twentieth century iconoclast. His Rite of Spring explodes with energy, rhythms so earthy and complex Stravinsky had difficulty figuring out how to put them to paper. This was a heady time, in the days before the Russian Revolution, the Great War, in the years between Einstein’s Special (1905) and General (1916) Relativity, the victory of Quantum mechanics over a Newtonian Physics. Le Sacre  raised more than a stir at its premier in 1913.  By that time Stravinsky had already introduced two wonderful earlier ballets, Petrushka (1911) and  Firebird (1910) whose music was influenced by his brilliant teacher Rimsky-Korsakov. But Le Sacre  was different. Its offenses were sufficiently revolutionary, too much for his audience to take. The premier touched off one of the more celebrated riots in music history.  It is hard  for most people to appreciate how sometimes great art must offend, not fit neatly into the blueprint of previous works. Here Stravinsky literally helped create modernism. The ears and eyes of the musical public were not quite ready for this, but that is what must happen, once in a while, if we are to make any advance. It is  emblematic in art.

 

Le Sacre is about a pagan ritual that welcomes Spring with the worship of the earth. The theme is a ritual in which a chosen sacrificial virgin whirls and dances herself to death under the watchful eye of sage elders. The music crashes through the gates breaking conventional romantic musical idols along a path of conquest. Great music and art is most of the time is simply validating and uplifting.  Yet if Stravinsky’s sound is appealing, and though explosive and primitively advanced rhythm, it does not sound all that unusual to us today. We have heard so much since then that we hardly know what all the fuss was about back then.   Its appeal is not to emotions primarily which is better done with melody than rhythm. Still the music finds new patterns of activation within the cortex, new patterns of arousal and mental exercise. Ironic that a break with the romantic past in the early twentieth century depicts pagan ritual – iconoclasm in the service of idolatry.  Le Sacre may break idols, but the earthy primitivism of matter still wins out over mind.       

 

The archetypal iconoclast was Abraham. The Abraham in Biblical accounts,  broke all of  the idols of his father and idol merchant, Terah, and  then  left the ancient land of Ur to change history and become the father of nations.  People would pay good money for these idols thinking them to be gods.  "Why did you destroy all my idols?” Abraham's father cried, (so the legend goes)  for they were more than gods, they were Terah's livelihood.   "That giant statue over there who is bigger than the others, destroyed all the other gods and then himself.” Abraham is said to have retorted sardonically.  Then and there his father realized how stupid was attribution human will and motivation to inanimate objects and began to worship the spirit-god as did his son. 

 

Iconoclasm. There are echoes of Abraham. The convention was to worship inanimate material objects, themselves the products of human hands  “Why do you worship statues that can’t do or feel anything?  How can these objects possibly have any control over your life?” you hear Abraham say.  Chances are his father sympathized with him.  Undoubtedly Terah sympathized with his son, but didn’t have the personal fortitude to leave his life behind, or perhaps he was by then too old. Chances are he merely made his living selling the dumb statues but didn’t believe in them. Abraham’s insistence on a non-material spirit who created and controlled the universe was the first  iconoclasm. in history.  That is not to deny that  to this day we worship physical objects.

 

People still need to see something tangible and real and churches have made peace with this human clamoring with its extensive iconography that a lot of people require in their religious worship.   When you consider it, this dependence on an icon is one of the most powerful and pervasive forces.  Seeing is believing and it's hard to believe that something spiritual, numinous, is actually there.

 

Idol-breakers accentuate humanness. They swim against the tide, eschew  the conventional. they arouse hatred and alienate. This doesn’t mean that the outrageous is always good or valuable, nor that art needs to be outrageous in order to be good.   Without form, or meaning, expression turns crude, vulgar.   Formless meaninglessness is what we have in rap and rock music of a drug influenced new age. Recall that a whole political movement revolved about the sacrilegious Andres Serrano's "Piss Christ," a photograph of a crucifix immersed in the artist's urine. This drew criticism from Senator Jesse Helms that nearly did away with the National Endowment for the Arts. Innumerable articles were written about the subject.  Finally the Supreme Court got into the act and supported a standard of decency as prerequisite to federal arts funding. Many persons recoiling from this outrageous art that offends sensibilities, have used this for a pretext to condemn the entire art world.  Yet it is in the very fiber of art to swim against the tide, to challenge convention with the outrageous.  Sometimes this simply offends and does so without substance with little regard  for form let alone our deepest feelings. Such amorphous garbage does not express anything. Rather it tramples over us.

 

Adolescence is in part about the same rebellion, a declaration of one’s own identity, as if to shout to the world, “I’ve arrived! I’m here and in your face!”  It’s the source of a youthful enthusiasm that to adults maddens and insults, but it is what an individual identity is about. At least in adolescence you can say that you are on the road to something.

 

David Gelernter in his book 1939, The Lost World of the Fair[5] gives us a poignant look of youthful enthusiasm and optimism, a post-depression world in the throes of a world war when one would think there was little reason for such optimism. Gelernter presents a young architect and his own unconventional visions for playgrounds, schools and buildings.  A building as a vision can positively change lives and society and its institutions.  Creativity begins well before you have been infused with the conventional, while you are learning in school, as you are flushed with the new, and a host of things you have yet to learn. After you have reached a state of high competence in a field, you begin to see things as others do. You lose that youthful creative spirit. Having established a line of thought in your youth it is usual that you are trapped in it, you will spend the rest of your years in that area.  For one thing, you just have too much invested.  

 

Unless, you are fortunate enough to be able to do something totally different in later life, a phenomenon well described in Betty Friedan’s Fountain of Age and in Gail Sheehy’s Passages.

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Enter Biology:

 

Medical science has uncovered a large number of biological processes that profoundly affect personality and behavior. As more data accumulates we are finding that behaviors and internal personality structure are controlled by innate, genetic internal elements. These come less from Western literature and more from biology and chemistry.  Controlling for environmental factors, intellectual, musical and athletic abilities are largely inherited.  It seems to be no accident that abilities as well as diseases and disabilities run in families.  It was more than the musical environment that made musicians in generations of Bachs, Mozarts and Beethovens. In retrospect, it is hard to believe how much we were taken in by arguments of the strong environmentalists anyway.  All of us know of examples of children driven by some inner force though never trained in the field of music medicine or law, and never encouraged to enter into it were driven in a certain direction anyway.  What determines such a drive is more than a mere talent. It is motivation and proclivity. Society functions best when it allows people to make their own choices. 

 

Most of us tend to gravitate into the fields for which we are the most suited. Society would do best by not restricting this choice and basically leaving people to pursue their own dreams.  One example is Richard Wagner a towering figure in music the greatest composer by far of German opera.  Friedrich Wagner, a minor police official who died 6 months after Richard’s birth, was probably not his father. Richard was most likely the illegitimate son of Ludwig Geyer, an actor and singer who married his mother a year after Friedrich’s death and provided  all important exposure to the theater while absolutely forbidding him to have anything to do with music. These facts are even more ironic since Wagner,  noted for his later anti-Jewish sentiments was probably the son of Geyer a Jew*.  But his paternity would go a long way in explaining his proclivity for both literature and music and his grand scheme to unify the arts in one magnificent operatic structure. Richard studied music on the sly and Geyer died in 1821 at any event. Hearing Beethoven’s Fidelio in 1829 was something of an epiphany for Wagner that awakened his own latent interest in music. Before that point his artistic interests were mainly literary.

 

More and more we are hearing about spectacular discoveries bearing on biological links to behavior. A genetic defect in MAOA, monamine Oxidase A, which is the enzyme that deactivates Serotonin in the brain was created in mice.   These mice with an up to nine-fold increased brain serotonin are more tremulous as pups and more aggressive adults, exhibiting increased grasping in a clumsy attempt to mate, irritability, and a tendency to bite and attack.  Two years earlier a Dutch kindred lacking MAOA was discovered with overly aggressive with males who would rape, commit arson, and brandish knives, try to run down an employer with a car.  These men were also found to have elevated brain levels of Serotonin due to a deficiency in the Serotonin metabolizing enzyme MAOA.[6]   We know personality and behavior can be altered in using drugs that increase or decrease levels of Serotonin and other chemicals,  so why should veterinarians be hesitant to use the same chemicals  in animals that are known to alter emotion and behavior in humans?   Many of them do will give your pets with emotional disorders doses of antidepressants and tranquilizers such as Prozac and Valium.

 

Even more biological ammunition comes from ethology which looks at the innate  behavior patterns of animals. Animals inherit much more than physical characteristics such as eye and hair color. Complex patterns of behavior are also inherited and have profound effects on maturation and mating.  Some speciation is determined more on an inherited behavioral basis than any physical quality. Certain simple physical characteristics act as releasers of behavior.   The famous example given by Konrad Lorenz a pioneer in this area of study is the propensity,  expressed over a limited period shortly after hatching,  of ducklings to follow a moving walking animal.  Almost always this animal turns out to be the mother of the hatchlings but if a human should intervene and begin to walk away during this critical period shortly after birth then the ducklings will continue to follow the human who will be treated as the ducklings’ mother.  This is imprinting.  What is required is an inborn pattern of behavior, wired into the central nervous system, and a releaser that brings out this behavior often in a critical period.  Earlier in chapter one the releaser of the male stickleback fish which is another classic example, was mentioned.  The best example of imprinting pointing to the interaction of environment and inherited behavioral patterns is birdsong.  Most birds are born with a simple limited repertoire of song patterns.  These basic patterns are later blossom into their full complexity and diversity during a critical period of learning that occurs early in life.  A bird’s song is endowed with a local species-specific dialect that is superimposed on simpler patterns and  learned through contact with older adults who have fully developed song.   The male utilizes song mainly to attract a female of the same species as part of a mating ritual. If he is raised in isolation from other males, the very basic innate unembellished song pattern is what remains. Therefore the  song of the male bird is largely inherited and partly learned as well.  Not only the basic song apparatus and wherewithal to produce the song, the vocal and neural apparatus,  but also the proclivity to learn more complex song patterns during a specific period of the bird’s early life.  Song, as much as any physical character, ensures that females only of the same species are attracted for mating purposes. Perhaps other closely related females might look almost exactly the same and mating might possibly occur,  purely on the basis of morphology or appearance. But the specific male song, and heritable differences in actual mating behavior,  help ensure that this will not occur.  Male aggressive behavior is controlled by the same factors. The birdsong is sexual and has both attractant and aggressive repercussions.  Other males, hearing conspecific birdsong that is part of the competitive mating ritual, if done in their own territory, might be inclined to attack so that a physical fight will occur. More often the song is a declaration keeping competing males away from females and out of the singing male’s territory. The male bird will sing more vehemently if deprived of sex or sexually excited.  Aggression will be more vehement as well.  While in birds with more complex brains some specific elements have yet to be worked out neurophysiologically,   it has been possible to show in certain stridulating insects such as grasshoppers,  that inherited song dialects, also used to attract females,  translate into firing patterns of single neurons tuned to respond (fire) to exact frequencies produced.  Thus there is a certain inherited lock and key when it comes to bird and insect sound production, a correspondence between the motor output, influenced as it is by internal states,  and sensory response.

 

It’s also impossible to escape generalization of these same principles to human language dialects.  Presumably with us, language is more a matter of learning with minimal genetic component (excluding the basic abilities to speak and to respond to language) but the effect is the same.   Mostly by learning humans are “tuned” to respond to specific languages and dialects and mating and other social interactions are much more likely to occur among persons who are genetically, racially and linguistically similar.  Our analogy also extends well beyond language over the whole gamut of ethnicity with its own biological and cultural and linguistic components. Ethnic linguistic variation, which is an evolutionary tree of sorts,  largely parallels genetic differences.  Human racial varieties parallel ethnic and linguistic ones.

 

Considering that almost all organisms have evolved methods for kin recognition[7] ranging from elaborate olfactory systems in paper wasps, tadpoles and sweat bees, to location of eggs in certain birds we should note that many of our ethnic concerns are biologically determined.  Humans go out of their way not to breed with close family members.  That would be a disadvantage in two ways.  Recessive traits, many of them injurious, would be expressed doubly by mating with a close relativeF.  Also mating with very close relatives would limit the store of genetic variation, so that making populations so homogeneous they would not have the basic fuel required to evolve. The fuel of evolution is individual variation. Organisms evolve when variations in individuals affect fitness.

 

On the other hand evolutionary forces limit out of group mating.  This is true especially in complex social animals such as humans.  Each large group or kindred is also a separate evolutionary experiment and there is pressure to mate within a group (ordinarily for man a common language or ethnic group) and fierce competition for survival between groups as well. The survival of the individual’s genes is married to that of his group.  If the group is large enough, there will be adequate genetic variation to fuel adaptation. History describes kindreds conquered, displaced, obliterated.  There are records of such total destruction since the invention of writing.  When you consider it, it seems that language may have developed entirely to separate out different ethnic groups or, the biblical descriptions of such processes through marriage, and war are very likely highly accurate.  Groups segregate after separation of a founding member into separate family groups or kindreds then continue to grow apart. Two  related kindreds that separated only few generations ago may later make war against each other much as sons of Isaac and Ishmael who had Abraham as their father or Jacob and Esau (founder of the Edomites) who were both sons of Isaac.  What this means is that we need come to some accommodation between mating with relatives that are too close (as exhibited by incest laws) and those who are too distant (the mechanisms of language, religion and war are instrumental here.)

 

Ethology has shown that behaviors are inherited just as much as morphologic characters.  Behavior is the efferent side.  On the afferent, receptive side it is very likely that we inherit a propensity to perceive the world in a certain way.  It is certain that a whole logic is wired into the brain and that the origin of this logic or wiring system that shapes our perception is in evolution.  We turned out this to view the world in our own specific way as humans because evolutionarily that is what was most adaptive; that is what increased our fitness in the world.  All of us wonder about what is truth, what determines out perception of truth debates which we have today but which were fully shaped by enlightenment philosophers by Hobbes, Hume, Berkeley and Kant.  The debate in epistemology, the origin of truth, how we know what we know, whether what we think is true bears any relationship to an objective reality, revolves about how our world is formed by the interaction of the inner workings of our mind and perceptions and how this fits into a pattern that is our world view.  Is there a mental form or pattern into which we fit our perception or a blank slate into which we place individual raw perceptions to eventually make a mental model.  The striking thing for me,  is that all of these philosophical debates were formed before Darwin whose greatest lesson for us is that the form of our mind, and brain arose from nature and very likely reflects nature.  Every perception is molded by and placed in context with a mental pattern that is inherent.  In the brain, and the mind, every perception has its place and context in a mental system comprised of inherent  logic and emotion. That system is a product of, and must reflect, nature, otherwise it would never be instrumental in helping us to adapt to our own environment.  Thus science has materially contributed to the philosophical debate about truth.  When these men argued in the seventeenth century they had not the tools to properly close their debate having had almost no knowledge about the form and function of the brain which is the organ of perception, or its biological origins from nature. What these men lacked was an understanding of the critical link between the knower and the known.  Not appreciating the nature of this link, they rightly questioned humankind’s understanding of reality, whether understanding was true or not.  My contention is what they did not understand is how the brain and hence the mind were born of nature and the universe and was therefore linked with it.  Knowledge is thus critically linked with the knower,  for the knower has adapted practically to truths within the universe. Presumably mankind continues to compete successfully with other organisms because his view of the world is at the very least adaptive, if not accurate.  Perception does not arise in a vacuum, it is not created willy-nilly from the outside or above but arises empirically through daily encounters with an unforgiving environment.  When you see rightly, your dealings are bound to be a success;  misperceive and you could have a disaster.  Man, as part of nature, will most likely be an accurate manipulator and systematizer.

 

So the third aspect of the scientific examination of personality and behavior, after analysis, and behaviorism, is biology.  And here we have made the greatest strides in the latter part of the twentieth century.  Biology definitely explains a lot.  Major objections to Darwin and evolutionism, far and away the most powerful biological theory before the revolution in molecular genetics, that we are in the throes of at present, have come from radical religionists, and they are armed with fundamental misunderstandings about a Christian and English speaking literal interpretations of their Bibles and little, if any, appreciation of other areas of enquiry.

 

Scientists have failed to inquire about whether it is possible for a mechanism of free will to be built into a biological system.  Could it be that the brain is designed to be a repository of free-will?  This would be contrary to our understanding of all other mechanical systems to be sure,  but is a theoretical possibility that should not be overlooked.  Of course it is contrary to our understanding of other mechanical systems and that is what makes it so interesting.  We have alluded to examples of other systems, scientifically described, whose behaviors cannot be readily predicted.  These include descriptions of sub-atomic quantum behavior where the uncertainty principle applies.  Since we cannot know at time t0 the position and momentum of an elementary particle at the same time, the behavior of such elementary particles at time t1 cannot entirely be predicted.   Also, in recent years, science has explored chaos theory which describes the relatively unpredictable, yet still deterministic in the wide sense behavior of such areas as weather prediction and the stock market, even EEG and EKG non-rhythmic patterns.  It is even more probable that free-will will fall into the purview of chaos. Another alternative is that of new areas of inquiry about self-organization order out of chaos theories as described by Ilya Prigogene and Stuart Kauffman[8] for example.  Or, we may be forced to admit the possibility of free-will built into neural systems via scientific principles that have yet to be defined.  

 

Psychologists would like to be able to predict behavior and prognosticate on abilities.  If nothing else this would legitimize their science by giving it predictive power. What if one could develop a test that would accurately predict school performance or find the best recruits for officer candidate school?  Imagine if one could tell who among us are most likely to commit a crime. Parole boards could know which inmates to keep and which to set free. Our penal system would be turned on its head.  For the first time one could come up with rational arguments, a high probability that a certain personality type would be at risk to commit a crime, to preemptively incarcerate or neutralize a criminal prior to his actually committing a heinous act.f .  What if you knew which persons were more reliable, which ones had a tendency to steal, and the proclivities of all candidates, then you would have an idea what person could be hired and which to turn down. The Holy Grail of psychology is finding instruments that can predict future behavior.  The history of such attempts is full of failure because behavior is willed and not determined.

 

The best that you might hope for is to be able to define abilities, proclivities, and more vaguely on emotions and motivation.  You could make a statement about various influences then, but would be unable to predict behavior with any measure of certainty.  A probabilistic model is all you could hope for.  With those tools you might furtively enter the realm of prediction, knowing depending on the design of your test you may not be accurately assessing all you intended to measure.

 

In a certain sense it may not matter very much.  For example consider the much-vaunted SAT test used for high school students. The Education and Testing Service has tried to design a test that can predict college performance, to provide an objective means to compare high school juniors from many different schools and backgrounds. We all know that a student with high grades from a mediocre high school may not be as academically gifted as one with lower grades from a more demanding or competitive class.  The SAT seeks to correct for these deficiencies. The  SAT test is very subject to a practice effect which means scores improve considerably on repeated testing because the questions from exam to exam are not that different. Consequently the SAT’s and other standardized tests have started a mini-industry of courses that essentially defeat these exams. 

 

What about IQ tests which measure intelligence and seek to stratify persons into prognostic categories predictive of school and work performance? It is shocking  how little IQ testing is questioned in the lay and academic media especially when you consider the checkered history of the tests and how they have been used by pseudo scientists of all stripes in the past.  In the early part of the Twentieth Century these instruments, developed by such pioneers as Binet and Terman,  administered to military recruits found a low general level of intelligence, somewhere around the 13 year old age level.  IQ tests administered to new immigrants on Ellis Island yielded even more frightening results. Many could not tell you the month or year or copy a figure implying a high incidence of mental subnormality greater than 80% for some groups of Eastern Europeans.  It wasn’t long before such tests became the principal argument for the eugenics movement seeking to limit immigration from oppressed and indigent populations in Southern and Eastern Europe on the basis of their certifiably inferior intelligence.  Allowing large numbers of these dirty and ignorant partisans would encourage mixture of inferior stock into our more purely Anglo and Nordic gene pool and end up lowering the intellectual endowment of future generations of Americans. So went the argument. When within one or two generations these dirty poor stupid and  immigrant families raised the intellectual standards of public schools and colleges and were picking up Nobel prizes and other high academic honors, the fallacious arguments had been forgotten and new excuses invented for keeping immigrants and inferior groups out of the United States. Laws were passed that blocked immigrants from entering the U.S. between the wars. No one knows how many souls were later slaughtered in the second World War and the holocaust on the basis of these fallacious judgments.[9]  The same arguments have been made continually and in our own time in fact very recently.  The well-publicized book THE BELL CURVE makes very much the same point.   Persons perform on IQ tests very much along racial lines and so, the argument goes, the wisest use of limited resources would be to cut your losses, and not emphasize teaching of abstract topics to persons ill-equipped to learn them. This was a position essentially endorsed in a position paper later published in the Wall Street Journal whose many signatories included IQ mavens of all stripes.  Nothing in The Bell Curve explains why, much to the dismay and puzzlement of the testers, IQ has steadily been slowly rising from 1918 to 1989 consistently in constant IQ points to the tune of about 24 points.   A person scoring at the 90th percentile 100 years ago on the progressive matrices test, one of the least culturally loaded subtests, would end up in just the fifth percentile today. This is the so-called “Flynn Effect” named for James R. Flynn who first noticed it when studying intelligence in the U.S. Military, but the effect is quite robust, seeming to extend over the decades to just about every different I.Q. test.[10]  Just one major area of fallout is the estimates of dementia in the elderly who come from a period when I.Q. scores were considerably lower. If elderly I.Q.’s are compared with those of younger folks, you would be looking at the Flynn effect not any measurement of dementia.  For that one needs to dig out measures of these own folk’s past performance.  While achievement test scores decrease or at best remain stagnant, I.Q. scores are slowly increasing and no one knows why.  I.Q. is supposedly mostly a genetic endowment, not very culturally determined and should remain constant over generations but doesn’t.  Is our intelligence actually increasing perhaps through better nutrition, more contact with electronic devices and more abstract concepts?. Almost certainly not.  There is most likely some systematic slow change in the means of administration of the test that introduces artifact, perhaps a similar artifact to that which stratifies the races in such treatises as The Bell Curve.  No measuring device is perfect and this one may be subject to the biases of the measurer. And the same tests are used to classify and prognosticate on your own children, even though the instruments claiming to measure intelligence actually do no such thing. Even correlation of test scores with academic performance is poor.

 

Current research indicates that about 50% of variation in human IQ is inherited. Common techniques used to explore this interesting area include correlation coefficients of certain testees, identical and fraternal twins raised together and apart, biological parents and their children whether adopted or raised by them. The upshot of such research is that mental tests correlate more strongly with inheritance than upbringing.  Your IQ is much more likely to correlate with your biological sibling or parent especially an identical twin, than adoptive parents or siblings.  Heredity is more important than environment. Not surprisingly, mental abilities also correlate fairly strongly with each other.  Spatial and verbal abilities while being handled to some extent in separate areas of the brain, correlate well with each other for the most part.  

 

Starting from the seed of the IQ test, a whole branch of psychology has developed around the use of tests and instruments that seek to measure aptitudes and emotions. These consist of hundreds of tests and inventories many of which are all too familiar since we have all taken many of them. The simplest are the test administered by teachers and we all know how imperfectly such exams actually measure mastery of subjects we have taken in school.  After you come out of an exam aren’t you always questioning whether you had a fair or and unfair test?  In many cases you have not been tested fairly but at least a teacher’s exam does get you to study.  The closest thing to an IQ tests are exams of “scholastic Aptitude” given to high school students in an effort to prognosticate on their abilities.  You can improve your performance markedly on such exams through practice and a mini-industry has evolved just because students do improve their scores utilizing these courses and the test largely determines entrance into competitive schools.  If you can improve your scores then the word aptitude is a misnomer,  but at the very least, the test cannot be quantifying any innate academic ability and the exam is quite easily defeated.  The problem is that there is no very good way of comparing students of diverse background and from different schools. Psychological testing has evolved into a whole specialty.

 

Many people are not aware how many different tests there are.  Tests measure abilities and proclivities of all types.  Interests, personality types, emotions, linguistic mathematical musical abilities, character, honesty, frontal parietal lobe functions, are all measurable with these instruments.  Tests are not used only to admit a student to a certain college but to help quantify brain injury for court cases or to help decide whether or not to hire a prospective candidate.  As on all measures you accept a certain limit of accuracy.   Schools and employers are well aware that in trying to find the best candidates some of the best students and employees will be excluded while other poor candidates will be accepted and are willing to take their chances that on the whole, in most cases they will find the fittest candidate.  Besides, in case anyone inquires (or sues) they can always show that all comers no matter what their race or ethnic background were subjected to the same “objective” measures. The most common instruments used to measure brain function are IQ tests especially the Wechsler scales and Wechsler memory scales, MMPI, Halsted Reitan and Luria Nebraska batteries, Beck depression inventories etc.[11]

 

A few cognitive deficits are specific and can be localized to a given region of cerebral cortex.  They localize to areas mostly because of lesion experiments that show when a certain area of the brain is cut out then these functions are impaired implying that the affected area must somehow be connected with performing the function. Contrary to popular belief, decreased function via lesioning does not necessarily infer that the area in question is responsible for the function. One situation is termed Gerstmann syndrome after the psychiatrist who first noted a curious combination of problems. The subject with Gerstmann’s is unable to write, recognize his own fingers, calculate, and tell right from left.  He has in order of appearance above, agraphia, finger agnosia, acalculia, right-left disorientation.  The lesion is in the angular gyrus of the dominant (usually left) parietal lobe.  All of these problems, taken individually, can be caused by anatomical defects elsewhere in the brain, but when they occur in combination, they almost always point to a problem in the left angular gyrus or an area near it.  This doesn’t mean that the angular gyrus performs these functions, far from it.   However it is one area that is necessary for the performance of these individual tasks. Why?

 

The angular gyrus processes data arriving from many sources, the visual cortex, auditory areas etc. It helps to further process this data.  It is one of the areas of the brain collating and operating on information from diverse sources.  Some of the tasks are actually composites multiple subtasks.  Let’s take the problem of acalculia.  Before you are able to use and manipulate numbers you have to be able to recognize them properly through either an auditory or a visual pathway usually, i.e. you must be able to receive numbers and the problem.   Then you must understand the operations, addition, subtraction etc. that you are expected to perform.  You have to have some language function in order to know what to do to operate on the numbers.   This language function is the same as what is taken care of by the left hemisphere of the brain and as such persons with some types of aphasia (see previous sections) may have a number language defect or a type of  “aphasic acalculia”.  Such problems in linguistic interpretation ordinarily localize to the dominant cerebral hemisphere.

 

 What if you are confronted with a complex problem whose answer you don’t know by rote such as addition of more than two or three columns with carrying and place holding? Then if you have a spatial deficit such as could be caused by a lesion on the right side of the brain you could get into trouble. Hence such problems involving extended computation and place holding are trouble for those persons having right hemisphere deficits. Other folks have more a pervasive problem with calculations that do not involve place holding or language function. Those people ordinarily may have more extensive bilateral defects such as occur with Alzheimer’s disease and have “anarithmetria.” Therefore as we have found with some other cognitive deficits such as naming, arithmetic computation, calculation, is a composite function that is not entirely localizing since so many steps are necessary for it to be carried out correctly by the brain. But where it occurs in conjunction with other defects as listed above, it localizes to the left angular gyrus [12](picture)  Complex mental tasks, even those as seemingly simple as naming and calculation involve many areas of brain that are all necessary for the completion of the act.   Each of these areas do not perform a function that is sufficient in and of itself, nor is it specifically involved in doing the function in question, say to name or to calculate. An area of brain, if lesioned, may impair a certain function. Yet it is rarely possible to connect that particular cognitive function specifically to that area.   The most you can say is that particular area is necessary for the performance of that function, not that it alone is totally responsible for performing it.

 

Cognitive functions are characteristically composite in this way, that is, they involve putting together simple tasks into a complex whole.  The brain usually parses out each simple function to a specific zone.  Therefore each of these possibly disparate zones may in fact be responsible for a deficit that we see when we examine the patient.  The classic examples are with calculation as shown above where a simple spatial problem such as space holding may impair the function and that is localized to the parietal lobe, or there may be a problem translating numbers linguistically that has to do with the language areas of the brain and either of these two simple deficits is sufficient to cause the larger deficit of acalculia because each is a necessary prerequisite to calculations.  Another classic example is with naming, i.e. anomia.  In order to name an object you have to have some visual recognition which implicates the visual areas, ie the occipital lobe and connecting parietal lobe, and you have to somehow connect the language area of the brain with the visualized object, this involves white matter  connections from the visual to language areas, and even after the language to visual connection is made, you still have to find the right word which involves in the language area choosing from a vocabulary repertoire of nouns from memory banks and then in Broca’s area of the brain, making the sound, either saying it or writing it.  If any of these links is broken, the subject will seem to have an anomia.  The clinician’s skill is in further localizing the deficit which is almost always done on the basis of accompanying deficits.  For example a subject with anomia who has a visual deficit will have his lesion localized to the parietal or occipital lobes whereas an anomia that associates with a decreased speech production in general is located in the frontal lobe,  near Broca’s area.  Hence for brain localization we depend on the concurrence of more than one, hopefully two or even three deficits.  A single task especially a composite task,  often involves disparate areas that are each responsible for simpler functions but each is a link in the chain which is broken, a lesion in any of a number or areas will result in the single deficit.

 

Psychologists and neurologists too typically find certain deficits on behavioral test or on examination. On the basis of these problems they try to find a diseased area of the brain.  A patient with a Broca (motor) aphasia is supposed to have a problem in the inferior posterior frontal lobe (Broca’s area).  Usually we are correct when we try to localize problems in this way.  Aphasias or brain-related disorders in handling language,  are the easiest  cognitive deficits of all to precisely localize. With a proper analysis of the specific dysfunction,  the clinical impression of a lesion correlate very well with what is seen on a CT or an MRI scan.  In a few instances we may find a patient with a Broca type aphasia does not have a lesion where we expect it, in Broca’s area but somewhere else, often in the deeper part of the left hemisphere or even in the thalamus and we are often wrong, because there are a number of other brain areas that are necessary for the performance of the function and any of these might be responsible.  However we do a lot better when we identify a combination of problems as these localize to specific areas of brain most precisely. What if we have a Broca Aphasia and right sided weakness?  Then we know where the problem must be, in the Left frontal lobe.  It’s a lot like localizing with one coordinate compared with triangulation which is a lot more precise. For this reason one might in fact achieve deficit triangulation. A lesion in the brain is most like a radio transmission that is best localized along more than one axis. These axes in space are the specific deficits.  Even a seemingly simple classic deficit such as naming turns out to be a composite function involving a number of  brain regions. 

 

It is most fascinating to compare changes in personality with alterations in the brain. Here we have to keep in mind  how personality is on even a higher level of abstraction than even cognitive cerebral functions.  Not only is the topic in question composite, culling together multiple brain areas but also there are much more subtle problems in recognition of a personality change.  We are talking about seeing human patterns of response or characteristic style of response that each of us has to specific sets of like situations.   How does a person characteristically respond to stress, for example?  Does he worry and perhaps become immobile and withdraw,  or is he a  person who takes action. This requires at the very least, repetitive periods of observation before a conclusion can be drawn, or perhaps at the very least, self report.

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One of the biggest problems with the materialist paradigm is the following:   Why don’t people always behave in a way that is manifestly advantageous to their self-interest? Why do they persist with behaviors that are injurious to their interests? It is the stubborn tendency of persons to act against what is manifestly advantageous that thwarts attempts at social engineering and makes behavior unpredictable.  Most of us, as a general rule, will conform to rewards and punishments of our society.  Young persons see that lots of money is to be made in business.   Therefore,  our colleges are enrolling business majors who expect to make a killing when they graduate. When repressed by an immoral and corrupt dictatorship or crime boss,  99% of people will follow the rules.  But eventually, evil will be thwarted by the few who are courageous enough to act against their own immediate manifest self-interest.  How do we account for this phenomenon? 

 

This poses a terrible problem for those who seek to control others by pulling strings and manipulating rewards and punishments.   Not everyone will act as you expect them to.  There may be no better way to preserve the language of a small minority than to forbid its people from speaking it, as the English did in the case of Scottish Gallic still spoken today,  no better way to preserve a minority religion than the unfriendly suppression of its practice.  Umberto Eco in his book, FOUCAULT’S PENDULUM  writes, tongue-in-cheek, of  the Templars, ruthlessly repressed by Philip IV of France in the fourteenth century, its leaders tortured into confession and burnt at the stake,  yet whose descendants exist to this day as a sort of underground,  precisely because of this repression.   In short, what we have identified is a rebellious spirit,  unexpected behavior  among some,  by no means all,  repressed people,  which makes life difficult for the despot or manipulator,  makes behavior that much more difficult to predict,  and in some ways defines what makes us human.

 

All kinds of persons seek to predict your behavior and to profit from their predictions.  Schools and teachers stratify their students, in an effort to teach more to the quicker ones and less to the slower ones.  Presumably it helps to concentrate on students that that they feel have more ability,  but it also explains their failure to reach the others.  No one has proven their prognostications to be correct.  Marketers of  products are betting they can create a demand for consumer goods.  Employers want productivity and the government demands a high level of behavioral conformance to maintain the peace but also for less laudable enterprises such as collecting taxes and  fighting wars.  Politicians are trying to find ways to control you, whether they be dictatorial and are seeking means to get the populace to conform to their rule,  or trying to get elected which they frequently do by stretching a wet finger to the winds to figure out which opinions will elect them at the moment.  Men who bet on sports want to know which team is most likely to win the Super Bowl and or which horse will take the race and what the odds are. Wall Streeters need to know which way the herd is stampeding,  mostly to run in the opposite direction, and profit from the result.  There’s very little doubt that those persons who can predict behavior, or better,  control behavior, stand to benefit enormously.  The only thing is that daily, all of these educators, pundits, politicians, sports fans, entrepreneurs are proven dismally wrong. The essence of human behavior is unpredictability.  Whereas you more or less know what to expect from a machine,  the way persons react, frequently surprises. 

 

That makes persons somewhat less subject to prognostications and manipulations. In Russia, thousands of women are beaten by their husbands.  Almost all of them take the torment,  humiliation and physical assaults in silence.  As in many places, women are treated as property.  But one woman, not a woman of means,  is regularly visited by her alcoholic husband from whom she is now separated,  because he has a right to see his seven year old son.  She lives in a tiny flat in Moscow.  This lady behaved differently than all the rest. She started a hot line and an organization of battered women, a clearing house and a support for women of all social classes who are abused by men.  There are thousands of women in her shoes,  but only this woman dared to behave in an unexpected manner.   And in India, Africa, the Middle East there are courageous women also.   Bear in mind they constitute only a very tiny fraction compared to the ones who suffer in silence. Despotism and abuse usually work except in a small number of exceptional instances.  But this makes all the difference.  There are those, who have begun to stand up, for their own dignity and the dignity of their sisters.  In 1944 Hanna Senesch, a 23 year old Jewish girl, inexplicably  parachuted into Yugoslavia in the vain hope of joining the Hungarian underground.  Of course she was aware of  what would happen to her if she got caught by the Nazis.  Hungarian underground partisans, learning she was Jewish,  did promptly turn her over the Gestapo who executed her.   What possesses a person to defy all the odds in this way?  It is the very same quality that makes behavior unpredictable.   Not everyone in every circumstance will act for their own benefit.  Some persons are moved by another force,  the very substance that confounds those who seek to control and manipulate others.  Evil doers are usually right; most people will conform to the will of the power structure. That some will not conform,  that is what make life interesting, and it renews faith in humanity.

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Character:

 

On the other hand  is a behavioral determinant  that you can more or less count on.  This is the person’s character or ego structure. It consists of habitual behaviors that are somewhat mechanistic in their predictability and automatic nature, also of beliefs, points of view, that are part of personality structure.  Thus behavior is composed of two contradictory elements, the unpredictable non-mechanical side and the characterological  constant side.  

 

At first glance it seems that character is the more mechanistic and determined part of human nature and not subject to human will and motivation.  The proper understanding of character and personality does make behavior more predictable though to truly know a person,  to get past their masks and facades, is no mean task.  But it is an error to suppose that the unpredictable side of behavior is the part subject to free will.  We are powerfully motivated to change our nature and character as when we are transformed by work, by education or efforts to improve our habits or ethical response.  On the other hand what appear on the surface to be random willful behaviors usually aren’t.  Persons without character fail to show up for work or commit random acts of murderous violence,  performed under the influence of base tendencies,  resulting from forces other than free will. The supposed free-wheeling murderer or crook is not acting as much with his free will,  as collapsing before his baser instincts.  To fashion a character that others can depend on, that will give a reliable response,  this takes motivation, commitment, and executive function, a higher more pervasive will.  One builds character through premeditation, motivation and will-power.   This means that  people can count on us to show up,  give our best performance, do our best work and also that our behavior is to some extent predictable,  but in doing so we are exercising a stronger human will than the slothful forsaker of work or person who commits the random act of violence.  I saw a man who took a bullet to the face which went through one optic nerve causing blindness.  He heard a lady scream and decided to help. The attacker,   a would-be rapist, shot him in the face.  Who was exercising his will at that time, the rapist or the man of character?   On the surface the rapist’s behavior was not constrained by social mores.  The rescuer, on the other hand,  was a man of conscience and character ready to put his own well-being on the line for another person.  The rapist’s behavior was determined by base instincts,  whereas the rescuer’s was made by active suppression of those same animal traits,  the mastery of fear, for example, and the motivation to achieve a higher good.  The character that had been formed over the years of his life proved itself over a few minutes of human action. This is a matter of great confusion in our culture, determining who is free.   Is it the person, on the surface,   constrained by ethical conduct and character, or someone who is free to act on his baser drives?  Who is free?

 

The answer unequivocally is the ethical person. This is a paradox though only a superficial one,  that we readily fall for if we fail to think things through.  By dint of years character development and personal sacrifice,  someone may finally be able to master immediate desires, to sublimate for a higher, less immediate reward never dreamed of by the person of little discipline.  It’s the base part of our person, the pure biology that shackles us.

 

Recent work has shown that murderers have a high incidence of brain damage and are deficient in frontal lobe function.  When tested by neurological examiners or looked at with MRI and other imaging techniques there is a very high incidence of frontal lobe dysfunction.  More violent types also frequently have a history of violence in their own life particularly as children[13].  An intact frontal lobe acts primarily through inhibition.  This we have seen in earlier chapters that explored the ideas behind neurological control.  It is a general principle in the nervous system that certain motor paradigms are hard wired into lower centers, then this motor repertoire is mostly inhibited or at best chosen from a set of lower motor paradigms by higher centers.  The deep tendon reflex and the withdrawal reflex that reside in the spinal cord,  are  examples of this type of mechanism controlled by higher brain centers.  Damage these, and you have a motor system out of control,  one that works automatically by its own accord, and not adaptively.  We will see that we expect much more from the frontal lobes of the brain than inhibition however.  The frontal lobes initiate and plan complex motor activity.

 

It’s a given that what is basic to you will eventually be expressed. This is not just on the biological level and there are many examples.  Srinivasa Ramanujan, who is  compared with the greatest of  mathematicians in history,  was born impoverished in India.  Some inner force, more than pure talent, drew him to mathematics and he absorbed the material in the few great mathematics texts that were then at his disposal.  At a young age he began reciting formulas including the value of pi to many places (Later methods of solving for pi was to be just one of the tasks he became most famous for)  and at the age of seven started in a high school.  But he failed college exams at two separate institutions due to total immersion in mathematics and took an insignificant post as a clerk  until he came to the attention of superiors and almost by accident,  caught the attention of the mathematician G.H. Hardy at Cambridge University and the two men collaborated for a number of years.  Ramanujan died at the young age of 32,   most likely of  Tuberculosis,  but notebooks he left behind,  are a treasure of mathematical material and are being edited and published.  His work has been applied to theories bearing on the physical origins of the universe and in theoretical physics and his  abilities have been compared with the greatest of mathematical minds[14]  in fact,  Albert Einstein's background is in some ways similar in that his innate talent,  not recognized by most of his teachers eventually shone through,  as if on its own accord, almost as if his deep thoughts could not help but to express themselves and be noted by others[15].  The point is that despite any or all disadvantages,  inner talent comes  through,  as if it can not keep from being expressed.  The innate nature of talent is a characteristic of endeavors in mathematics, music in particular.  In no other area of human endeavor is talent as a basic quality of the individual, so apparent.

 

It is so easy to make the generalization that what is innate and basic will eventually come through.  Even though the experimental evidence is lacking, it is reasonable to ask, how it  is possible to describe a basic self, and having done so what do we do with the information?   Life as a process can be seen as a constant battle between what we are, and a buffeting and erosion of what really matters. Most of us aren’t resilient enough not to make certain compromises and eventually what we are, our own personalities gets worn down. Most of the erosion takes place on the side of the individual person.  Outside forces change us inside.  Yet some other persons, relatively few of them,  are capable of chiseling away at their surroundings and make a great change seemingly through sheer force of will.  Those persons are larger than life to the rest of us.   Albert Einstein was unwilling to make compromises with what he knew to be true, that nothing could travel faster than the speed of light.  He was willing to live with the consequences even if they contradicted with common sense.  If consequences caused time to dilate or to contract,  he would still insist on what he knew to be correct.  Semmelweis dealt with derision of his colleagues when he suggested that childbirth fever may be spread from patient to patient because examiners weren't washing their hands.  His heroic insistence on what he knew to be true in face of ostracism by his colleagues cost him his mental health,  but saved many women's lives.

 

Most of us are too willing to compromise in almost every instance with what we know to be true.  For material gain or success,  we sacrifice integrity,  a  bit at a time.   Perhaps it's for a little bit higher income, or more security for our family or the short-sighted approval of a superior at a job,  in gradual small pieces,  imperceptible steps,  we chip little by little at our real selves,  until what we know to be true suddenly isn't important anymore.   One day we wake up and there is no integrity left.  This is the story of all but a few person's lives.  The real price of "success" is how much you really want it,  the currency used to pay for it is dissolution of the self.

 

The frontal lobe is an extension of the efferent and motor limb in the same way as are the basal ganglia,   but functions at an even higher,  more abstract, level in the task of motivation and planning and strategy. It will be recalled that the basal ganglia are needed for intact detailed motor function, provide acceleration that comes from force, a change in the inertia of constant velocity.  The frontal lobes may be viewed as an appendage to basal ganglion function in some ways. To make a motor movement each system, the frontal lobes, the basal ganglia, the cerebellum, makes their own individual contributions.  These integrate to create fine movements.  As far as frontal lobe abilities we all know persons who excel in motivation and the force of will and others who will be taken up by forces that surround them.  By  sheer will,  exert a force a change in their environment.  Most of us just go with the flow  of life and rarely have the chance, or I should say, take the chance, to alter it.

 

Just trying to get to what you are, how you are basically built is a slippery process.  Some things like  religion are inculcated at a very early age and so probably form some of this basic structure.  Very early on most of us have a good idea about our religious origins and the culture we belong to. Jewish young persons frequently intermarry.  I have seen a number of cases in which a spouse, who is Christian, is made to take on the Jewish faith and to raise the couple’s children as Jews.  This comes about not because of any doctrine that is intrinsically Jewish, but because Jews, being so much the minority, are jealous about the preservation of their faith.   Nevertheless attraction between young people of different backgrounds and faiths occurs naturally and, if you study the racial and ethnic characteristics of almost all of us, you can appreciate to what great extent this ethnic mixing has occurred throughout  history.   No one is racially pure.  Genetic studies will inevitably give the lie to virtually all claims of racial purity.  Certainly no one is racially Jewish, (and there are Jews of all races)   or German or Black for that matter,  just look around.  But in any case, religion serves as a crucible for the notion of giving up what is learned at an early age. What about those instances where a person, out of love and desire to marry, is forced to give up his or her religion and identity?  In many cases Jewish families, due to persecution and having to work against enormous odds and sacrifice that comes with being Jewish,  decided to throw in the towel, to give it all up.  Examples are many among famous persons in history,   Benjamin Disraeli, Karl Marx,  Felix Mendelsohn,  Gustav Mahler, Madeline Albright to name just a very few are from converso families.  These persons, all nominally Christian, must frequently discover something of enduring, from their former persona,  perhaps a remnant of a family tradition,  love for social justice,  preoccupation with something larger than their immediate mundane life or even sympathy for an oppressed minority group.  Something basic remains. You can take the man out of the country but…

 

We all know of people who have been forced to subsume their identity for various reasons.  Perhaps a wife on marriage will throw her training and career to the wind,  subsuming her entire identity, including her religion,   folding it into those of her husband. She may even take on a new life in a different culture.   Throughout her early marriage she may be deeply involved in bringing up children and very busy with other tasks.  She may perceive very little at first.  But sooner or later the children are going to grow up and out of the house, and she will be less busy and she may suddenly notice how much of her self has been lost.  It happens that the institution of marriage and even dating is very much like the process above described.  At the same time we mate, we subsume a larger of smaller piece of our identity into that of the union, and, to a great extent, our partner. Most of us agree that theoretically marriage should amplify rather than squelch one’s individuality.  As things work out, this positive outcome rarely occurs.

 

Giving up of a piece of oneself, what is basic to our own personality structure inculcated at an early age, will eventually raise great anxieties. Anxiety turns up in a number of different guises, expressed in a variety of ways, subtly at first almost imperceptibly but eventually makes its appearance.  This is seen in some free-floating cases that we eventually diagnose as anxiety disorders, what used to be called free floating anxiety and what is called today, panic attack disorder. Not surprisingly,  these problems are especially common in women and occur I think as almost a fear of death which of course exactly what the problem is, the demise of the person, the death of the self.

 

For psychiatrists the personality,  formed at an early age, is enduring almost by definition. Personality disorders,  though not as overtly pathological as other forms of psychiatric disorder,  are considered untreatable.  Admittedly certain personality traits cause great misery and are maladaptive for the person afflicted,  changing and even ruining lives. The sociopathic, histrionic, compulsive or “borderline” traits may be life crippling, but these are almost unalterable conditions.   Better to be an overt neurotic, more obviously sick,  but easier to treat. 

 

The brain mediates personality, for it is simply a more enduring aspect of mental life.  Character is mediated by the cerebral cortex in particular. Cerebral cortex is composed of numerous interacting, often conflicting elements that are mutually influential.  This is unlike our discussions of other parts of the nervous system.

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The Network:

 

We have observed that as a general rule the nervous system is hierarchical,  with higher centers controlling, modulating or inhibiting,  lower more hard-wired responses.  Not so in the cortex whose various parts interdigitate and interact. The cerebral cortex functions as a sort of committee structure. Anybody who has been on any committees knows how they work.  The more members of the committee to spread responsibility out, the less gets done. Some members of committees assume relatively greater, some lesser influence. Usually committees meet endlessly, accomplish nothing,  unless there is some executive to take control and commit it to act.,  yet as we shall see,  the greatest problem will be in trying to determine how we have the illusion,  if that is what it is,  of some unitary control or aim in the entire structure.

 

In consideration of a neurological approach to personality we have to come back to the lesion experiment.  Lesions and their effects give us a powerful and at the same time, incomplete look, at the workings of the brain.  It 's important to remember that if a lesion results in absence of a given function that merely shows that the part of the brain is necessary to that function, not that the lesioned area performs a given function, but that it is a necessary part of that apparatus for carrying it out.  Lesion Broca’s area and the subject will be speechless for awhile, mute, then a non-fluent difficult slow speech will emerge and frustration at not being able to use language to get one’s ideas across.  Your first impulse is to conclude that Broca’s area in the left frontal lobe,  is responsible for making speech.  That impulse should be resisted.  As it turns out other lesions far-removed from the left frontal lobe will also produce similar findings.  This means that the subject needs Broca’s area in order to make speech,  that it is necessary,  but not that this is the function that Broca’s area provides.  It does not make Broca’s area a sufficient producer of speech or language.  As it turns out,  Broca’s area  intimately interacts with other parts of the brain which work together in the production of language.  These include Wernicke’s area in the temporal lobe,  the supplementary motor area and other regions which form a sort of network of activity.  What we are talking about is moving from a lesion model of brain function,  equivalent to a modular view of function,  to the conception of a network or committee like function.  Heretofore,  prior to the consideration of the cerebral cortex in and of itself in our previous chapters, an hierarchical modular view was very useful and generally an accurate approximation of neural function.  For the cortex considered on its own, this view will no longer suffice.

 

M-Marsel Mesulam made this point eloquently in a ground-breaking article, “Large-Scale Neurocognitive Networks and Distributed Processing for Attention, Language, and Memory[16]”.  The brain described as a computational machine is non-sequential for the most part,  massively parallel in structure.  This point was made in the first chapter,   “Inside the Neuron”,  in pointing out how the brain differs from most modern computers.  Slowly computer science has evolved to the point where Silicon-based thinking machines resemble brain functions and even anatomy.  Cognitive science has benefited from cross-pollination between computer and brain specialists.

 

How does a modular construct differ from a network anyway?  You can pretty much disable most desktop computers by removing any specific part or module.  It almost doesn’t matter what the part is.   Remove a board, or a disk drive, a monitor, the power supply,  in other words any of a variety of modules, and the thing will stop in its tracks.  We’ve already pointed out how the brain is different.  You can removed an awful lot, even obliterate a hemisphere,  and the person will make every effort to get around a deficit.  All the parts interact,  functions are widely distributed,  and this goes especially for higher cerebral functions.  Taking memory as an example,  certain very important structures,  the hippocampus, the mammillary bodies,  limbic system and others, are responsible initially for laying down a memory engram.  Destroy any of these paired structures on both sides and the person will suffer a severe impairment in learning anything new.  What about old memories?  These will be unaffected,  because, they spread out,  become very widely distributed over multiple cortical areas over time.   They are over-determined.   Thus old memories are extremely resistant to erasure,  are far less vulnerable,  than are new memories that are just now being laid down.

 

Thus we’ve evolved a more mature picture of cerebral function as we look straight at the cortex, a sort of network model.  The single lesion will impair function,  but only because every cortical area interacts as part of a network with other areas.  Such basic functions as memory, language,  focusing of attention,  depend on neural networks.

 

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Attention:

 

The process of attentional focus will illustrate this point.  Over the years a number of neurological conditions have been described in which there is an alteration of attentional focus.  As it turns our attentional processes pertain to such a wide array of disorders as:  attention deficit disorder,  schizophrenia,  encephalopathy that happens inside hospitals,  strokes which cause “neglect” of one side of the body and so-called disconnection syndromes,  hyper and hypovigilant states,  obsessive compulsive and anxiety disorders including panic attacks and flash-backs that occur in post-traumatic stress syndrome in which it is impossible to get a person to unfocus attention just to name a few.  These can all be crippling conditions in which a neural basis is slowly being elucidated.  If we can come up the cause of a condition,  we are one step closer to altering its course.

 

Attention is determined not by any single brain structure,  but through interaction of way stations.  Probably the oldest observation having to do with attention has to do with the parietal lobe.  Clinical neurologists long ago noted a defect called “neglect” that was especially prominent in patients suffering from a right parietal brain injury or stroke,   something seen almost daily on the wards by  practicing neurologists.  A stroke affecting the right parietal lobe may cause the patient  to ignore his left side. First of all data is not getting in to the cortical areas that subserve sensory function from the left body because these reside in the right parietal cortex,  data about the position of a limb, sensation and so forth.  A person may be so ignorant of his body,  that he may come to the conclusion  someone else is lying in bed with him not his own left arm and left leg.  He may at first lose all contact and knowledge of his own left side as if it is alien to him belonging to someone else.  And if this same region is weak or paralyzed, as it often is if the stroke involves more frontal areas as well,  he will report that everything is normal denying all weakness, so-called anosognosia,  unawareness of disease,  a type of neglect mentioned previously. In extreme cases the poor patient will have no knowledge and be unable to focus on the entire left side of the room,  will fail to acknowledge a person approaching him from his left,  fail to eat food on his tray left of the midline, etc. Studies have shown that the right parietal lobe,  is implicated in a spatial sensory ordering of one’s world.  The parietal lobe,  posterior or behind the central sulcus,  performs this primarily sensory spatial function.

 

What of the motor component?  This has been connected with the frontal eye fields,  which are known to be necessary to direct visual attention to objects on the opposite side of the visual field,  left frontal eye field throwing the eyes, directing visual attention,  to the right,  right frontal eye fields directing attention to the leftf .  The frontal eye fields located in the inferior part of the frontal convexity, direct more than visual attention to the opposite side. A lesion placed there will result in motor inattention.  A third, somewhat more mysterious area that is necessary for attention is the cingulate  gyrus,  referred to previously as part of the emotional part of the brain, the limbic system.   Most probably the cingulate adds some emotional or motivational value to directed attention.   So we have described three areas,  the parietal lobe (area referred to as “PG”,  the frontal eye fields (“FEF”) and the cingulate gyrus.)  Destroy any of these three regions and a deficit in attention to the opposite side of one’s world will result.   They interact as a networky which is not tantamount to saying that any of these three areas functions as a separate module, that alone,  any of these areas, PG, FEF, or Cingulate,  is thought to perform the function of focusing attention.  They all work as an interacting committee or network for performance of this function.  PG and FEF most likely impose a spatial map on the outside world, at least the opposite half of the world,  in the words of Mesulam,  “…areas PG  sculpts the attentional landscape,  while the FEF and surrounding areas plan the strategy for navigating it.”  and,  “…the cingulate component could introduce a value system into the perceptuomotor mapping of the extrapersonal space.”

 

Understanding attention from a systems approach will provide the first step in describing conditions, mentioned above in which there is a pathological alteration in attentional abilities.  Some conditions are more disabling than others.  For example akinetic mutism features markedly decreased verbal output and movement,  abulia  total absence of drive and motivation.  In the passive form the patient has the wherewithal to move, that is he is not paralyzed,  nor is there a lesion that alters his ability to receive sensory input,  yet he sits like a barnacle attached to the bottom of a boat,  inert and unresponsive, his condition resembling quite a bit a sort of catatonic state.   The akinetic mute may have a lesion in the medial frontal lobe,   an area that attaches drive and motivation.

 

It’s tempting to view Attention deficit and hyperactivity disorder as a frontal lobe deficiency. A functional imaging (PET)  study  showed the frontal lobes of adults who had been formerly diagnosed to have Attention Deficit Hyperactivity Disorder (ADHD)  and had children with this diagnosis, are not as active as the frontal lobes of controls without that diagnosis[17]. This implies that the disorder may run in families, as a deficiency of  frontal lobe activation,   that persists into adulthood. Thus children aren't the only persons with  pathological hypofunction  of the frontal lobe that requires treatment.  Adults have a similar disorder as well. This early 1990 study performed by NIMH researchers and published in the prestigious New England Journal of Medicine,  made it into the news media and had great impact on thinking about the disorder,   reasonably estimated to affect between 2 and 4 percent of school children.  For the first time,  an objective test had shown an abnormality in the brain, some functional pathology,  supportive of an ADHD diagnosis. The study was done on adults because of ethical concerns about doing a test involving radioactivity in teens who could not give informed consent.   But a 1993 follow-up study by the same lead author was barely noticed.   Here he finally was able to do PET scans on  ADHD teens.   This study showed no difference in frontal lobe metabolism in patients vs. controls.

 

That data is sparse at this point has not stopped practitioners and patients from jumping in headlong and spawning a mini-industry in the diagnosis and treatment of adult attention deficit disorder.  Patients are lining up to be "diagnosed" by specialists.  Some of them read descriptions in advertising literature or in magazines and "discover" that this is the problem they've had all of their lives, only it was unrecognized by their teachers and doctors.  Among schoolchildren, especially boys,  large percentages get treated with Ritalin  a stimulant medicine used to improve behavior and performance in a windfall for  the manufacturer of this drug.  If parents and adults who are queuing up to be diagnosed realized the full implication of the disorder perhaps they would be less anxious to be diagnosed!

 

ADHD is a conceptual descendant of the former “minimal brain dysfunction”, MBD,  a term that has now fallen by the wayside,  but MBD is still a useful concept. The idea was that the condition was caused by some perinatal brain insult. The period of prenatal development, up and including birth, is a terribly vulnerable one for the brain.  Genetic defects,  alcohol and drug use by the prospective mom,  infectious diseases,  high risk situations, especially diabetes,  and a host of other factors, adversely affect brain function.  Severe perinatal cerebral injuries cause cerebral palsy,  a condition caused by an injury at about the time of birth that remains for a lifetime.  More subtle brain insults might cause “MBD”.  Instead of observing an obvious palsy or weakness there could be lesser signs such as a cognitive deficit or mild problems with coordination,  for example what is termed mirroring of movements,  the obligate automatic movement in one hand while the other is supposed to move alone.  Also specific learning deficits were frequently diagnosed in such children while, others presumably mediated by  regions of unaffected brain,  were left intact.  The bottom line is that although there were abnormalities and delays in brain development, there were not deficits pervasive enough to cause either a global decrease in mentation - full-blown developmental delay,  or cerebral palsy.

 

A combination of learning deficits and trouble sustaining attention with behavioral problems made a diagnosis of MBD.  Today's point of view with ADHD is a bit more restrictive, although it has to be admitted there is a very high frequency of learning disorders as well. The triad of inattention, hyperactivity, and impulsivity defines ADHD with a set of examples and criteria in and out of the classroom to confirm each of these subcategories. A few subjects may be inattentive and impulsive but not overtly hyperactive and still have the problem.   Checklists for parents and teachers have evolved to make things appear objective. As it turns out if a child seems to be doing poorly at school but yet should be able to master the subject matter on the basis of properly done IQ and ability tests,  ADHD is often thought of. Generalized emotional and motivational problems, sicknesses such as chronic illnesses and epilepsy, lead exposure,  even sleep or perceptual problems, also need to be ruled out.  Given the above a child functioning below his ability especially a disruptive moto-perpetuo,  is very apt to get this diagnosis. Children with ADHD tend to be adventurous and physically uninhibited.  They are the first to hang upside down in playgrounds,  to jump off furniture,  may be especially prone to injury,  and if they don’t have a gross developmental delay,  may acquire gross or lower extremity motor skills earlier than  their normal peers. One even gets the feeling that perhaps one day they might  grow up to be brave intrepid warriors due to a lack of inhibition.

 

Often they do display what are often considered deficits of frontal lobe function.  They tend to be uninhibited in social situations,  to misbehave and disrupt their classes.  Some are class clowns, stealing center stage from their quieter colleagues.   They move about constantly and get distracted by any stimulus,  being unable to concentrate on the task at hand, especially a reading task, and follow it through to completion.  In milder cases the hyperactivity may be masked for a while in a doctor’s office so that the diagnosis may be more difficult. Some display imitative behavior or what is called utilization behavior. If an object is present in the room,  they won’t be able to stop themselves from using it, even if they know it isn’t theirs and they are not supposed to touch it.  Another child might be more inhibited, but these kids will pick it up.  Behavior is, in other words, less restricted by usual norms and mores that inhibit others.  Ritalin and d-amphetamine,  stimulants,  calm these kids down and help focus them on the task at hand.  With a higher degree of activation they are able to focus better and there is the paradox, because you wouldn’t think of using  a stimulant on a person who is hyperactive. The paradox is that a stimulant seems to calm them down and focus them.    But it all is not so surprising really.  Most of us have seen that a good rich cup of coffee will focus our attention and allow us to do our work,  one reason why coffee is such a popular drink.  Without it we are tired in the morning and our activity tends to be aimless and non-productive.  Coffee rouses us into productivity and gives our work direction. Perhaps without coffee, our higher centers activate incompletely and we are aimless. Ritalin and amphetamine do just the same thing for these young kids. When a child has ADHD the effect is very dramatic, so much so that the teacher who hasn’t been forewarned,  will notice if the child skips but a single dose.  In fact the acid test is an unequivocal response to medication,  -does or does not the child respond to Ritalin -  indicating that what we may be dealing with a defect in nerve transmission.

 

Simply put, ADHD is a defect in brain activation.  Properly activated, the brain functions normally and the student concentrates, completes his assignments and does well in school. and he doesn’t have to deal with the failure that would have occurred otherwise.  The teachers are happy too.  A diagnosis made.  The child is classified,  pigeonholed.  He fits into someone’s rubric or model.   All is well.  But  we have a deficit in studies that show how these persons do longitudinally. How long does Ritalin need to be continued?  Is ADHD a maturational defect that recovers?  Is it then possible to stop medication for the child to live happily ever after?  We don’t know.  No one has really looked into the matter.

 

Seeing a lot of these kids the subset in whom Ritalin “works”, (What I really mean is that it helps,  the student is better.  Teachers and parents wouldn’t be without it.) something far more pervasive affects these kids,  some, not all, of them,  and it is at least a deficit in what are classically considered to be frontal lobe functions,  proper inhibition, social grace,  planning for the future,  delayed gratification (strategizing for some future instead of immediate satisfaction), patience, motivation - in short all of the things that we typically admire in and which mediate “success”  at least in our own society.  Some of these kids have all the ingredients built into their very nature of sociopathy.  They want what they want now.  There is little conscience or remorse.  The concept of MBD in ADHD resurfaces in force.

 

The sociopath or common criminal is extremely interesting in that guilt and remorse seems is amputated from the personality (absent from the criminal's mental structure).  Thus among persons convicted of rape, murder and violent crimes sentenced to death none express any remorse for their crime.  This is a remarkable and universal finding frequently remarked upon by experts who deal with these personalities.  It is not that they are unwilling to admit to the crime.  Remorse is totally foreign to the sociopath's way of thinking.

 

Jesse Timmendequas  sentenced to death of raping and murdering young  Megan Kanka in New Jersey, and also with a record of similar previous crimes,  got to  speak freely in the penalty phase of his trial  about his preying for victim and family,  but asked that his life be spared so as to first comprehend the gravity of his crime. He should be kept alive for his own edification. He was only speaking the truth. The terrible gravity of his action was something he truly didn't appreciate.  Since this represents an enduring permanent aspect of the sociopath physiology, there is good reason  to neutralize these persons,  by permanent imprisonment.  They must never be paroled or released into society to inflict further harm on other citizens.  Indeed the major function of the criminal justice system should never be conceived as revenge, but rather protection of citizens and maintenance of order. The penal system most importantly has an immune surveillance like mission, walling off the predatory invaders from the general mass of children and persons in society.

 

You can’t reduce the problem of ADHD merely to a chemical deficit in most cases.  The problem is more pervasive.  It gets into areas that are hard to quantify such as directed sustained attention,  motivation,  planning,  social intelligence, inhibitions, appreciation and fear of consequences of one’s actions and generalized executive function.  In many cases that first consultation for ADHD is but a harbinger of a lifelong maladaptation,  at least for our own societal mores,  may be the first sign of generalized sociopathy.

 

First ADHD does seem to cluster in families.  This conclusion is drawn from clinical observations, as again, there are no very thorough studies.  This does not necessarily mean that a problem is entirely genetic.  A variety of physical and adaptive disadvantages derive from being raised under adverse social circumstances,  toxin exposure perhaps even lead exposure, and infectious diseases, poor self-esteem and most importantly, a vacuum of values and passing down of maladaptive work and social habits.

 

Then ADHD is associated with other brain conditions, especially learning disorders of various types, such as dyslexia, but also Tourette syndrome. The correlation of ADHD with other neurological conditions indicates that the problem is physical,  and that ADHD may be significant for a more widespread disorder of cerebral function.

 

In fact, though we may loosely classify ADHD as a type of frontal lobe hypofunction, we can’t isolate such an integrated part of the brain in this way.  We are indebted to such great neuroanatomists as Ramón y Cajal, Lorente de No,  Walle Nauta and many others,  men of patience and foresight,  who felt the importance of their work and painstakingly mapped innumerable tracts and interconnections in the brain.  Utilizing stains and making gross and microscopical observations,  these men were able to show us how exactly how the cortex of the brain relates to lower centers,  and how specifically different cortical regions with varying microscopic architecture,  relate to each other.  They laid the groundwork for the modular and network conceptualizations that we rely on heavily for understanding brain function.  Great men and women of later generations, it is impossible to name them all,  have followed in their footsteps and have confirmed using more modern techniques just about all of the earlier observations.   The only thing is that over with time and further rendering and utilizing more sensitive techniques for example radioisotopes and antibody techniques,  the interconnectivity of the brain is even more extensive than originally dreamed of or at least found by original observers.  The most basic statement that can be made is that parts of the brain connect more widely with each other,  ramify,  much more than we all thought even just a few years ago.

 

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The frontal lobe is in a unique position to serve as executive. It connects with virtually every important neurological structure.  Connection with the limbic system (limbus for edge) lying below the cortex (see “Beginnings”) are strong.  Recall that the limbic system is involved with emotion and affective color,  the hypothalamus and amygdala connected with high emotion and rage,  and how these areas connect to the hippocampus and anterior thalamus and are heavily involved with memory formation. The frontal lobes interact strongly with the thalamus.  In fact in many ways the entire cortex, but the frontal lobes most specifically,  can be seen as a further development,  an embellishment of the thalamus which acts as way-station to the brain.  Finally the frontal lobes connect and interact strongly with other cortical surfaces,  most particularly and interestingly the parietal lobes to which it connects via the superior longitudinal fasciculusY .   Such strong connection implies integration in a network and control and  places the frontal lobes in a central executive position.

 

The "pre-frontal" areas of the brain, that is the part of the frontal lobe not having a precise function in movement,  that portion that lies in front of the motor strip on the border of the central sulcus  (Figure 2)   in man are the best developed of all other animals comprising some  30 per cent, of the brain more than in any other animal.  This prefrontal region has an alternative definition, that volume of frontal lobe projected to by the medio-dorsal nucleus of the thalamus.  (thalamus figure) because the thalamus projects widely over this whole area and to all of it.

 

 

 

 

 

 

 

 

 

 

 

 

Figure 2: Comparison of the size of prefrontal areas in mammalian species.[18]

 

In a sense,  the cerebral cortex as well as the frontal lobe may be viewed as embellishments of the more ancient thalamus.  The thalamus is a way station intimately applied to the cerebral hemispheres (Figure 3).  All sensory input, somesthetic, touch, vibratory sensation, pain,  hearing and vision project from the periphery via thalamus to the cortex.   Efferent (outgoing or motor) function also needs to go through the thalamus on its way to the periphery.

 

Figure 3: Projections of the thalamus below the cortical level.  The Thalamic nucleus designated "medial" projects to the prefrontal cortex (dark).[19]

 

The most posterior portion of the frontal lobe and the most ventral or inferior part have a specific purpose,  motor control and olfactory reception, respectively.  Cut out the very back of the frontal lobe in any animal including man, and the animal will be paralyzed,  the inferior part of a man’s left frontal lobe and he will be unable to speak.  Similarly the sense of smell or primary olfactory cortex seems to be connected with the rear and interior of the frontal lobe where anatomically you can see nerve fibers coming from the olfactory nerve.  These are the obvious functions of the frontal lobe but this leaves a very great mass of tissue in humans completely unaccounted for,  the  prefrontal cortex. The function of the prefrontal area is far from obvious and hints to its function have only been forthcoming in recent years.  The defects caused by lesioning large sections of the frontal lobe are subtle and entirely human,  connected with such soft areas as personality and executive function.  Indeed, at a time when American neurologists and doctors were heavily involved with cutting out sometimes vast regions of  the frontal lobes earlier in the twentieth century,  many of them were surprised about how much tissue could be removed from human brains. The method used for frontal lobotomies at that time was to jam a sterile ice pick through the inner aspect of the orbits where the eyes are and wiggle it about knocking out a good portion of the medial frontal lobes, likely causing a good deal of bleeding and tissue loss. Sometimes electroshock therapy was the only anesthesia. As if this methodology were not surprising and frightening enough,  experience showed that  deaths were very  rare, and even more surprising neurologic deficits were difficult to appreciate.  Intellectual defects were not detected using standard instruments and personality changes, being hard to measure, went undetected.   In the meantime this surgery had a therapeutic effect in that patient’s behavior became more tractable and less resistant. It became possible to talk with the patient and communicate perhaps for the first time in a while.   It appeared that large portions of the prefrontal lobe were not necessary at all for day to day function, large portions being lesioned but causing no profound deficit.  What we are talking about here is the very obverse of the topic at the beginning of this chapter.  What you find in lobotomized patients is not an obvious deficit[20].  Instead you notice that the patient suddenly becomes more conforming,  tractable,  less threatening,  easier to manage.  It’s the kind of stereotyped conformity made famous in “One Flew Over the Cuckoo’s Nest. That was not the original intent of this procedure at all.

 

It had to be admitted, as first noted by the Portuguese neurologist Egas Moniz in 1935, winner of  Nobel prize, and pioneer in the operation called frontal leukotomy on psychiatric patients and others, that such lesioning had a therapeutic effect on severely affected patients with psychiatric disease, especially those afflicted with types of schizophrenia causing violent behavior or severe obsessions.  These symptoms could be relieved even doing crude procedures that obliterated part of the frontal lobes even as in those days was the case if the lesioning was not visible and you could not do the surgery under guidance of the imaging techniques we have today such as CT or MRI scans which would be used decades later.  The procedure decreased the need for forceful restraint in the days when there were no very effective drugs to combat certain mental illnesses.  Recall that major tranquilizers such as Thorazine and antidepressants first appeared in the 1950’s and antidepressants at about the same time, also minor tranquilizers such as Valium appeared later so that the only drugs in the psychiatrist’s armimentarium were barbiturates like Phenobarbital, and Meprobamate or Miltown which were merely very sedating. These drugs offered nothing in the way of specific treatment of specific symptoms of schizophrenia,  delusions and hallucinations.

 When you took out even large portions of the frontal lobe, you had a more tractable patient,  who,  in the long run,  was a lot happier, needed less restraint, need not struggle against his caretakers could now walk about in freedom and yet there was no measurable change in cognition his ability to talk and function, in fact he was improved!  What a marked therapeutic effect such an organic approach to mental illness had and it made the psychiatric ward into a much more therapeutic milieuF . In the days before doctors had effective specific medication, such surgery was undoubtedly a godsend and it was very popular too, not only performed on many indigent wards of the state,   for in those times patients tended to be cared for in huge state run mental hospitals,   but even in a few famous cases involving well-to-do subjects such as Rosemary  Kennedy, sister of the John Fitzgerald. 

Every advance,  even such a primitive advance by today’s standards as frontal leukotomy,  is a two-edged sword.   Not every one who employed the operation was thinking of the patient.  You can imagine how such surgery must have been misused especially in such regimes as the Stalinist Soviet Union and China, whose psychiatrists were controlled the State and made to treat political dissidents with their potent organic therapies which included electroshock, insulin shock, and undoubtedly the frontal lobotomy.  How many political dissidents and other disorderlies such as artists, musicians poets etc. were treated with these modalities or perhaps just executed for their mental excesses we will perhaps never no even in this post-peristroika era.   But it is also the case that these therapies have also been applied with the best of intentions,  that is in a sincere effort to decrease constant struggle and human misery at a time where there was really very little else available to treat these unfortunate patients and their families.

But little by little some pieces of subtle information began to emerge. There were in fact changes in such subjects, not at first apparent using any psychological testing instrument,  but present nonetheless. The first hint of such change was, of course, the therapeutic efficacy of the surgery which was done to make resistant even violent behavior more placid and tractable.  Certain patients seemed to be struggling constantly and were prisoners of extreme emotional states. Many of these persons could be helped by amputating this troubling part of their personality.

 

After lesioning large areas of the frontal lobe,  psychologists had a difficult time finding any deficits on their psychological test instruments.  Certainly classic tests of cognitive function,  namely IQ and achievement tests, turned out to be normal as did tests of verbal memory, concentration and planning.  Few tests showed any abnormality at all, except one rather simple-minded test which is now frequently cited the Wisconsin Card sorting test.  Yet in the crucible of real-life situations many patients with frontal lobe lesions turned out to be dismal failures. They could not judge their own behavior or objectify themselves and frequently were inappropriate in social situations.  They could not hold a job, maintain social relationships or appreciate the big picture in their lives, perfectly content to live dependent on other person’s largesse and not caring about not having their own identity.  They were insensitive to other’s feelings as well. 

 

Psychological testing shares some methodological flaws with objectivist behaviorist psychology of which it is a relic.  Psychologist’s instruments test for external behavior,  above all attempting to objectify human potential and personality, but ignore internal states which are valid study phenomena.   The ignorance of internal states which early psychologists, particularly American psychologists, could not agree was a proper subject of scientific inquiry, is a major pitfall that still poisons the field of psychological assessment.  I have often been impressed by psychologists reports sometimes involving eight or more hours of comprehensive “objective” testing.  These are long impressive looking reports that can take up sheaves of paper,  yet most  fail to see the big picture and miss major deficits in patients.  The subject may be a dismal failure in life and be unable to function,  yet perform adequately on psychological profiles or a minor basically irrelevant deficit may be focused upon in the meantime missing the big picture.  A physician’s assessment is free to look at internal states and thus has a tremendous advantage in patient assessment. On the other hand,  it has to be admitted,  the doctor’s assessment may not be quite as “objective”.   If, on the other hand you mean by objective that conclusions are can be agreed upon by multiple observers, psychologists who perform these psychological assessments,  then alas, these reports suffer from the same deficits that physician reports do i.e. there is a great deal of disagreement between professionals.

 

This abandoning of internal states due to a bias against inquiry into non-behavioral elements in personality has been eloquently addressed from the philosophical perspective by John Searle in his book  The Rediscovery of  The Mind.  In it he presents forceful arguments that are valid,  pointing to our lack of attention to internal states[21] which are, to be sure, a proper study of for scientific inquiry.  Admittedly internal states are more difficult to objectify or even to get at but that does not mean we should stop trying to understand.  Perhaps our understanding needs to ascend to a new plateau,  maybe we need new tools before we are able to understand internal states and phenomena,  but let us keep trying.

 

 

Moreover it was already known that there were cases of frontal lobe damage that had caused real effects.  Many authors had published cases on war and other injuries and profound alterations in personality not the least of which was the celebrated nineteenth century  case of Phineas Gage who described by his physician Harlow in 1868. Phineas Gage was a previously highly responsible and with a “well-balanced mind” and fastidious and dependable personality who working at his job as a foreman on a railroad had a rod blasted through the inner part of medial frontal lobe through his upper orbit (eye) on the left side mostly. This produced a marked alteration in his personality.  Whereas he had been a “God-fearing, family-loving, teetotaling, and scrupulous honest working man”

Figure 4: Path of missile into the frontal lobe of Phineas Gage (computer reconstruction).[22]

 

“The equilibrium or balance, so to speak, between his intellectual faculties and animal propensities seems to have been destroyed. He is fitful, irreverent, indulging at times in the grossest profanity, manifesting but little deference for his fellows, impatient or restraint or advice when it conflicts with his desires at times pertinaceously obstinate, yet capricious and vacillating, devising many plans of operation, which are no sooner arranged than they are abandoned in turn for others appearing more feasible. A child in his intellectual capacity and manifestations, he has the animal passions of a strong man...” [23]

 

The greatest likelihood Is that these effects of frontal lobe lesioning that are so well-known now were not even known to the Moniz or at least most of the original purveyors of  frontal leukotomies and other similar procedures. Otherwise such widespread use of psychosurgery as it was then called might have given them a lot more pause. Brain areas inferior to the cortex in the human perform little integrative function.  Lower areas are quite specialized leaving it to the cortex to put it all together.  The Thalamus, in particular, receives inputs from lower centers.   Sensory input from the spinal cord and cranial nerves arrives at thalamic way-sta­tions, mainly the ventral posterolateral  (VPL) nucleus. Motor inputs also  converge on their own separate thalamic nuclei (ventral anterior, ventrolateral VA, VL) from many areas including but not exclusively from the spinal cord, cerebellum, and basal ganglia.  You'd think that some final processing must occur within the thalamus,   being that so many sensory and motor inputs converge upon it. Within the structure, however, motor sensory and other processes are kept separate.  While there is extensive communication, (cross talk) between all of these modalities  motor function, auditory and sensory, areas that converge upon thalamic nuclei, there is virtually no dialogue between these modalities, between motor and sensory inputs  inside the thalamus itself. The thalamus is pretty large but not really large enough to perform this highly complex, multimodal integrative function. Therefore the great bulk of correlative and integrative work is left to the much greater developed cerebral cortices.  Individual sensory and motor modalities are separate in the thalamus.  Why?

Humans reserve this integrative function,  interaction between sensory and sensory and motor,  finally associative function,  pretty strictly for the cerebral cortex.  This is still another piece of our uniqueness puzzle. Integration is a cortical function.   The cortex is that anatomic substrate for what is distinctly us. The cerebral cortex embellishes the thalamus the great way station complex of nuclei on which so much data converge. VPL will project to the primary sensory parietal cortex which will take things from there.  Then in the cortex this sensory information will first ramify  widely,  extensively link, to other cortical regions  and link with motor function as well.  This means that up until the level of the cerebral cortex there is no solid singular integra­tion of disparate neural functions that will define a single person.  In some lower vertebrates there is very little cortex, there is very little beyond the thalamus. We see as a general rule in lower animals that higher integrative functions are performed in more peripheral areas of the nervous system, while in man such higher functions are reserved for more central re­gions. For example, in lower animals a lot of visual integration is performed right in the retina.

As far as the phylogenetically new prefrontal area is con­cerned, it is not silent. More recently we have only begun to appreciate some of its functions. In a general way, one could see that many patients subjected to prefrontal lobotomies seemed almost to be less human, less themselves, although this procedure often did serve to make their behavior more tractable. You could see that many of them seemed to be less spontaneous, more docile, even zombie-like. We see patients with frontal lobe lesions who seem to lack any spontaneity. Words such as aspontaneity, abulia, mutism, are used to describe them. Some of them have various tumors or strokes that affect this front part of the frontal lobe. Even processes that affect other areas of the brain pri­marily such as diffuse increased pressure in the head, closed head injury etc., seem to affect the frontal lobe preferentially. The anatomically newest area, or developmentally "highest" area seems to be the most vulnerable and likely to malfunction.

There is little initiative in these patients and like life­less physical objects they are subject to the laws of inertia. It's hard to motivate them. They have no initiative. But once they start something, they can't seem to stop it either. They can't terminate a hand grasp. When you can finally get them to start doing something they have trouble ending the task. Ask one to draw a cross and he has to be cajoled. If you stick to your guns and finally get him to draw a cross, he'll keep doing it, in other words perseverate. Ask him to draw a circle and he may do so only continuing to put in a cross as part of the figure. This happens with damage to the convexity in the dorsolateral frontal lobe. It is interesting that this are is more or less contiguous with the motor areas of the brain, with a region in the frontal lobe known as the supplementary motor area. The supplementary motor area is basically contiguous with the still more primitive primary motor area, which we've seen has  a more precise, motor homunculus on its surface. It's thought that motor movements are basically initiated in the supplementary motor areas but that more abstract motor plans and strategies come from the prefrontal area, also to some extent motivation and drive.

Lesions in prefrontal areas closer to the midline also occur, for example, in patients who have had rupture of blood into the brain from anterior communicating aneurysms. Here the problem is a mirror image to the aspontaneity referred to above. Patients are hyperspontaneous in a shallow way with a lesion in this orbitofrontal area. They have "oscillating affect" that alternates between shallow rage, depression or euphoria. They may be involved in such petty crimes due to social disinhibitions as shoplifting, sexual assault etc. Because of the seemingly contra­dictory ways that the dorsolateral as opposed to the orbitofron­tal lobe seems to work, the eminent neurophysiologist Karl Pri­bram suggested that the dorsolateral frontal lobe activates whereas the orbitofrontal region inhibits[24].

The opposite of perseveration at least superficially is called Field Dependent Behavior which also occurs as part of a frontal lobe deficit. Here the person seems to take all his cues for behavior from the environment. If he sees a cup he will have an irresistible urge to drink from it even though it is empty. I've noticed many children with attention deficit disorder seem to pick things up in  the office, for example, a stethoscope, tuning fork, or hammer and use it no matter who tells them to stop. This is essentially the same as so called "utilization behavior" [25]. While perseveration seems to signify behavioral stability, field de­pendent behavior evidences instability, both relatively higher orders of behavior subserved by the heretofore clinically "si­lent" prefrontal area.

We've established that so called "higher" or more advanced brain areas are  evolutionary embellishments of lower regions, that such areas developed later and de­velop later in the embryo where evolutionary steps are recalled and restaged.  The cortex embellishes of the thalamus, the supplementary motor area embellishes the primary motor area, the prefrontal area the frontal area,  as each lower region proves inadequate for the needs of the animal appearing later on the evolutionary scale. The most recently appearing areas are hardest to "grasp" objectively, but they are the areas that  make us human.

Figure 5: Depicting the Central Sulcus flanked by primary motor and sensory cortices. As one travels away from primary cortices, there is a higher level of abstract processing.

 

As the rear portion of the frontal lobe is responsible for initiating motor activity, the cells comprising the area border­ing on the central sulcus are designated as the primary motor area. As I talked about in chapter electrical stimulation of this region would result in movements or combina­tions of movements in a limb on the opposite side of the body. In the 1930's Wilder Penfield at the Montreal Neurological Institute, was interested in excising areas of the brain that were thought to be responsible for generating epileptic seizure discharges. In striving to avoid lesioning the language areas of the brain, he began utilizing the technique of electrical stimulation of the cortex in an awake patient. Surprisingly he found that he could map out a little albeit slightly deformed caricature of one side of a person over the surface of the motor cortex, a figure now called an homunculus. Stimulating an area would often cause a specific movement on the opposite side of the patient. The area representing the feet was at top side of the brain, the head toward the bottom, rather like an upside down man hanging by his feet. Certain areas of the body were over represented such as the face, hands and lips, the very areas requiring precise motor control, while other areas got short shrift for cortical space.

On an electroencephalogram certain electrical rhythms over regions of the cortex can be seen that go away with motion of the limb on the opposite side of the body that these regions control. In fact, even the thought of motion will obliterate these so- called Mu rhythms which are thought to represent a kind of motor running or idling of certain cerebral areas that  are ready and waiting for action.

A similar homunculus could be constructed along the posteri­or edge of the central sulcus for sensation corresponding to the primary sensory cortex. Secondary motor and sensory areas also exist in the frontal and parietal lobes representing larger less specific body areas and more complex movements and sensations. Finally the surrounding areas also segregated as to sensory vs. motor function deal with the initiation and action and reception of sensation on still a more highly integrated and abstract level. These are the association areas of the brain.

Touch, pain and position sensation may be organized accord­ing to the locus on the body stimulated, just as move­ments involve single or multiple body areas. For other sensory modalities such somatotopic organization is inappropriate, i.e. for auditory processing and the sensations of taste, smell and vision. For the auditory system in the area designated as primary auditory cortex that resides in the temporal lobe, reception is organized according to specific tones i.e. is "tonotopic". Certain cells within the primary auditory cortex react to sounds of a given pitch. The organ of Corti in the ear is organized in a similar manner with the apex of the organ resonant to lower pitches and the base vibrating more to higher ones, so that one can easily see that axons projecting to the brain conserve the same essential organization. Other brain areas that surround primary auditory cortex bring about a more integrated appreciation of sound. Some of these areas for example if stimulated, may cause a person the recall a certain melody or even a memory attached to a musical theme.

 

What we see from the above is that there are areas of the cortex that are homogeneous with respect to sensory modalities, be they hearing, vision, or touch sensation.  Within these specific regions, located in the temporal lobe for hearing, the occipital lobe for vision, the parietal lobe for touch sensation,  and so forth,  is further specific organization.  The best example is somatotopic organization of body parts in the parietal lobe that subserves touch and position sensation, the so-called sensory homunculus.   There is a similar topical localization in the temporal lobe, as we have seen, for specific tones,  and in the occipital lobe for parts of one’s visual field.  All of these cortices have surrounding,  secondary receptive areas that interpret more abstract attributes of sensation,  for example put words and sequence meanings and melodies for sound,  interpret movement for vision and so forth.  They are handling a higher level of perceptual abstraction.   Other regions of cortex even further removed,  help interpret this data contextually,  often along with information that is cross or hetero-modal,  involving sight and sound, for example.  Information is first uni-modal, involving one sense,  then interpreted at a higher level of abstraction usually not far removed from the primary sensory region,  then redigested at far-flung locales over the cortex.  Full apperception or experience involves committee like cross talk between far flung cortical regions abuzz with stimulation and interpretation.

 

These areas have to be connected.  The full range of cortical interconnections, the job of white matter tracts that interconnect cortical regions,  has just begun to be appreciated.  It’s easy to see that the view of the brain or cortex as merely a system of modules,  without full appreciation of the interaction of these modules to perform function is entirely inaccurate and incomplete.  It’s fair to ask what happens when these connections fail.

 

This failure to  connect is not uncommon and was explored most specifically by Norman Geschwind who wrote extensively about so-called "disconnection syndromes" over 30 years ago.  There are many fascinating examples,  some of which we have explored in earlier chapters.  One particularly instructive one is the disorder   “Alexia without agraphia”,  a specific problem where a person loses the  previously acquired ability to read,  even though still able to write.  These patients can understand words presented to them aurally.  Some can read a word spelled out to them on their hand.   They can spell and write,  sometimes fluently.   What they can’t do is read and interpret visually, a written word or sentence syntax.   The disorder is a disconnection.   The visual areas of the brain in the occipital lobe,   can see a complete word,  but the visual information is prevented from  getting to the language-interpreting area of the brain in the  left temporal lobe.  The fibers that go from the occipital to the temporal lobe are destroyed,  most often by a stroke in that area.  Patients who have alexia without agraphia, have a lesion in  the left occipital area of the brain and also the connecting fibers from their right occipital lobe that connect the visual brain with the left temporal lobe.  This is a thick white matter bundle known  the splenium of the corpus callosum.  As such they cannot see to the right, have a right hemianopia (see “vision”)  but also they are unable to read, not because they cannot see the letters, but due to an inability to get this information to the brain’s language module.

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Thus we have one of many examples of defects of cross talking areas of cortex.  Information from one region or module, must reach other modules if the brain is to function as a whole. Other examples we have explored previously are anosognosias,  unawareness of diseases or deficits.  The language module surrounding the left Sylvian fissure is disconnected,   therefore unaware, of a specific difficulty or deficit and thus is unable to "report" to the examiner that there is anything wrong.  Sometimes this unawareness is quite striking as when a person is completely blind yet does not report blindness.   The subject instead invents answers to visual questions;  he confabulates.  This is known as Anton's syndrome. Similarly a memory defect causes confabulation,  invention of wrong answers, when language module is disconnected  and thus unaware of a deficit in what is known as Korsakov's syndrome.  There is ignorance of one's left side or neglect when the right parietal lobe is affected by disease,  and so forth.  All of these deficits result from disconnections,  mostly isolation from the language or reporting area of the brain. 

 

The frontal lobe is what it is primarily because of its connections. The frontal lobe connects directly to the limbic system which it overlies. Recall the limbic system relates to emotional coloring of memories and experience. It has rich connections to the frontal lobes which overlie it.   All the other cerebral lobes, enjoy vigorous connections as well  which means that the frontal lobe has heteromodal or multi-sensory associations. As we have seen diffusely projecting nuclei within the thalamus such as the dorsomedial nucleus also connect with the frontal lobe.  The ascending reticular system responsible for activating the entire cortex and also the diffusely projecting cholinergic nucleus of basalis of Meynert has rich frontal lobe connections all for a reason.   In many cases frontal lobe dysfunction comes not from destruction of parts of the frontal lobe, but results mainly from dissociation with other cortical and subcortical regions,  comes from disconnection[26]. When you look at the brain,  the first thing that impresses you is the massive size of white matter areas in relation to the gray matter,  which is a thin ribbon overlying it.  This tells us that the business of the brain is more the connection of concepts and data than initiation. Look at a map of the United States or any civilized country.  The first thing that impresses you is an elaborate system of roads,  the white matter of cartography,  the towns, cities, and megalopolises are the neurons and groups of neurons or nuclei in the brain,  relatively unimpressive in a bird's-eye view.   The frontal lobe as much by its topography and connectedness as through initiator of action plays its own unique role in integrative executive function.

 

Understanding of whole brain function has evolved from a lesional or modular construct,  through a committee structure as described above with a description of networks of  elaborately interacting modules communicating through an interstate highway system of white matter tracts.  The modules work at all levels of sophistication and function as we have seen, gradually integrating more and more data at higher abstract levels,  areas of cortex loosely handling greater levels of abstraction as one travels further from the primary sensory and motor cortices.

 

Very loosely speaking the frontal lobes are felt to bring about the "responsible" elements in our personality.  A person with good frontal lobe function is a serious planner, initiator,  worker, saver,  one who can follow through with an elaborate scheme and is not afraid to work and sweat for long periods to accomplish his goal.  He will always follow through.  He's a bull-dog as much as his personal plans are concerned in that he will never let go until he accomplishes what he wants.  This single minded individual is the entrepreneur,  the leader in our own society.  As a general rule,  he has qualities that are seen as positive and adaptive,  at least in American culture.   The opposite situation,  which we have conjectured might be due to a lesion in the frontal lobe,  might be the person with ADHD who has trouble maintaining his focus,  accomplishing and following through on his task, is easily distracted by any stimulus that comes along. 

 

As far as the frontal lobes are concerned,  various authors have described their own particular versions of what is meant by hypo, diminished, vs. hyper,  exaggerated frontality.   According to one very reasonable point of view schizophrenia may represent the extreme of hypofrontality.    Schizophrenics are rarely the neatly groomed shirt and tie type of person.  They are sloppy and unfocussed.  They rarely are able to function in life or social tasks,  to plan and stay with a specific goal and work it through.   Schizophrenics tend to move from job to job,  from superficial relationship to superficial relationship.  Two of the primary diagnostic features of schizophrenia as presented by Eugen Bleuler a turn of the century psychiatrist who gave the disease it name,  still widely quoted are apathy and ambivalence.  The opposite of our social mover or entrepreneur.   They fail in social and material endeavors.  On a more basic level,  schizophrenia represents a loss of or weak development of ego structure, poor recognition and appreciation of self with  profound lack or reality testing.

 

According to this view, if schizophrenics represent one pole,  namely the hypofrontal pole  in this scheme,  then the opposite or  hyperfrontal pole is the obsessive-compulsive disorder (OCD).  The major characteristic of persons with OCD is that they can't let go.  They are interminable worriers.   Before leaving the house they have to check the oven,  not once but over again, then the locks,  then look through their pocketbooks to make sure they have their money.  These poor folks worry so much they can never get out.   They may be victims of certain ritual behaviors that they cannot control.  For instance they may have to wash their hands over and over again because of concern over germs.   They may never be able to accomplish anything because of their disorder.

 

This construct,  schizophrenia on one extreme,  OCD on the other,  receives its own support from PET scan data, at least interpreted superficially.    As can be seen in Figure 6,  the schizophrenic has lower frontal lobe activity,  the OCD higher frontal activity than normal.  There is more relevant information bolstering this construct.   OCD is successfully treated in many cases with medications that increase Serotonin in the brain,  the so-called SSRI's  specific Serotonin uptake inhibitors.  Newer drugs used to treat schizophrenia work primarily by blocking serotonin,  especially working according to the model of the novel drug  Clozepine which revolutionized treatment of schizophrenia for some patients.  This implies that schizophrenia in part involves an overaction of serotonin or serotonin receptors and that OCD may involve a certain underaction of serotonin.  The SSRI's on the model of Prozac,  are extremely useful for many neurotic disorders characterized by over-worry,  increased fear and anxiety such as panic attack disorder and some forms of depression,  also Tourette's syndrome which at least as far as this particular characteristic is concerned, is similar to OCD.  Psychiatrists like to use many of these drugs together as all patients present with a gamish of paralyzing psychiatric problems.  They need to be vigilant so far as the function of serotonin in the brain in managing their patients.

 

Then our businessman or entrepreneur,  the productive person, the mover or  shaker of our society  needs to be removed from our model or spectrum of frontal lobe function.  I jumped to my own conclusions prematurely.  Entrepreneurs have some but not all of the characteristics of hyperfrontality,  at least some of them do.  What do they lack,  compared to our OCD,  or panic disorder patients?   Why don't most entrepreneurs require Prozac or something similar?   As a general rule they don't suffer from much anxiety.  These productive folks are fully able to get off the dime once they make a decision,  may easily decide whether to fish or cut bait,  not so our OCD subjects, as we have seen.  In fact,  more productive folks,   once they decide in an informed way,  can just do it or, as Yogi Berra said, "you can't hit and think at the same time."  They follow through with their decision with a minimum of doubt or regret.  Not surprisingly folks who do and produce will not fall along a spectrum of pathology.  The pathological models as above described, do not refer to them.

 

As I have indicated it is common for ADHD,  sometimes thought of as a manifestation of hypofrontality,   may often co-occur with Tourette's, related to OCD, a hyperfrontal disorder.   This should remind us that  our model suffers from being to simple, generic or global.  There are conflicting portions of the frontal lobe, for example midline versus lateral surfaces that are responsible for differing aspects of frontal lobe function.  The midline portion of the frontal lobes, is more closely connected with the emotional or limbic part of the brain and so is connected with basic motivation.  The more well developed and evolutionarily newer lateral frontal lobe, on the other hand, is more involved with the actual intellectual aspects of strategy and planning, reasoning and flexibility, with directed attention, order and the actual sequencing of action.  So we may conclude that the frontal lobe concerns itself with sequencing, executive control, future memory, drive (especially the midline of the frontal lobe) and self-awareness.  These are all hard commodities to appreciate and measure on psychological test batteries.

 

So-called "reduplicative amnesia" is a curious though transient disorder of psychological function.  It sometimes occurs in the healing phase of head injuries and is related to frontal lobe damage.  Here the injured person correctly identifies his surroundings,  so that it is clear he can register and recall memories and is functioning verbally.  However he insists that his surroundings have been duplicated in a different place, that is not really where he is.  A related situation called "Capgras Syndrome",   is the insistence that acquaintances or family members look and talk like exactly as they should,  but are actually different people reduplcated somewhere else.  "Yes, this lady looks and  talks exactly like my wife but doctor, it isn't her!!"  Somehow it appears the affected person hasn't the wherewithal to check out reality,  or perhaps has an uneasy feeling of unreality that comes with the partial dissolution of the self or what may loosely be called ego structure. In the Freudian sense, it is the ego or self that is involved with truth or reality checking.

 

 

 

Figure 6: Flourodeoxyglucose PET scan comparing frontal lobe metabolic rate. This is increased in OCD and decreased in Schizophrenia[27].

 

We are beginning to define abundant conflicts of this kind in our model built on disturbances seen among patients.   Parts of the frontal lobe counterbalance each other and add to the emotional and intellectual matrix of consciousness,  the frontal lobe may also be seen modulate countervailing influences of the parietal lobe.  This has been extensively described by Lhermitte and others[28].  Lhermitte described patients with a so-called environmental dependency syndrome who had, as above described, an urge to touch and use objects in a room, to be distracted by all kinds of stimuli not relevant to their situation of tasks,  ignoring generally accepted norms of behavior.  These patients had frontal lobe deficits or lesions.  The common denominator,  as described in some distractible subjects with ADHD as above,  is that such persons are unable to keep an appropriate distance,  unable to control their desire to approach objects, indeed have trouble even objectifying objects.  They approach objects and use them in an uncontrolled manner, unable to keep themselves from being distracted for a larger purpose.  Lesions of the frontal lobe promote this type of inappropriate approach to objects.   Lesions of the parietal lobe of the brain,  on the other hand,  promote inappropriate maintenance of distance as we have seen,  so-called neglect.   The model here is that the frontal lobe promotes distance in conflict with the parietal lobe which promotes approach.  Lesion the parietal lobe and the frontal lobe has free reign.  The person objectifies himself.   Lesion the frontal lobe and he can't keep himself away. 

 

Very similar models are constructed for other lobes of the brain.  As we have seen  lesions of the amygdala,  the almond-shaped nucleus of the temporal lobe, on both sides will  cause a KlÜver-Bucy syndrome.  Persons or monkeys with KlÜver-Bucy syndrome are unaggressive,  excessively docile,  hypersexual - they will approach almost any inappropriate object in a sexual way,  and hyperphagic.   Some affected folks will eat vaginal creams or their own pubic hair.  The amygdala as we have seen, has extensive connections with the hypothalamus and other emotion generating parts of the brain as an integral part of the limbic system.   In a way patients with lesions here may be said to be hypotemporal.  The opposite, what may be called hypertemporality  happens in the so-called Geschwind Syndrome.   The temporal lobe is often the site of abundant electrical seizure discharges which propagate through the amygdalas inside the temporal lobe.  The amygdalas, being in the pathway of an electrical discharge,  may themselves become electrically active  sometimes pathologically so.   The amygdala will start to generate its own electrical activity.  This is a process called kindling.  An electrical discharge is like a spreading forest fire which lights adjacent structures in the brain.  Pretty soon these electrically active areas light up on their own,   may start their own fire, in other words.   As the amygdala becomes more active,  the subject acquires high emotion which he connects with almost anything.  He may be overly serious or morose,  aggressive and hostile (in opposition to emotional docility as in the Kluver-Bucy syndrome).   Such persons are often grandiose,  very frequently hyper-religious for they see great cosmic significance in everyday events,  proselytizing everyone in sight. In our region in Central Pennsylvania where religion is an important part of daily life,  I tend to see persons express this inflated sense of emotional significance in religious ways.  So the direction of expression may have something to do with one's environment.  Many  persons with temporal lobe seizures are hyper-graphic.  They want to write everything down,  even their most mundane thoughts.  As they attach emotion to words,  poetry is a prime outlet many times. This Geschwind syndrome sometimes in more sometimes in less extreme forms,  is very often observed in persons who have seizures that come from the temporal lobes. As  KlÜver-Bucy is hypotemporal,  Geschwind is hypertemporal[29].

 

What I am developing here,   which is a bit more involved than a simple committee model of brain function,  is what I call a "push-pull model"  that describes conflicting influences of various groups of neurons within and between lobes of the brain resulting in some final state that is a sort of sum or compromise between elements in the network.  One problem as we shall see is that this model derives from appreciation of pathology in the brain and as such may not be totally applicable when we consider the personality structure of normal or even better-than-normal functioning individuals.

 

 

Table 1: A "Push-Pull" conflictual model of brain modular function (see text)

LOBE

HYPO-FUNCTION

HYPER-FUNCTION

FRONTAL

ADHD, SOCIOPATHY

ENTREPRENEUR

 

SCHIZOPHRENIA

OCD, PANIC

FRONTAL (VS PARIETAL)

Environmental dependency, "Utilization"

Neglect, Objectification, Distance

TEMPORAL

KlÜver-Bucy

Geschwind

 

In Chapter one I presented an anatomical view of consciousness.  The cerebral cortex,  reticular activating system,  thalamus, limbic system, each added their own singular contribution to the brain product we loosely called "consciousness".  Recall that the reticular activating system would keep the cortex awake,  the cortex itself lent meaning to percepts and actions,  while the limbic system aided in memory and emotional coloring etc.   Each area would contribute on its own,  and influence other areas (much of this influence was reciprocal) until the whole brain put out its final product.  Now,  describing in more detail the workings of the cerebral cortex,   it is possible to add to this committee model,  which still pertains,  a push-pull summation model of conflicting influences. 

 

Its very tempting to generalize  from pathological states and apply these principles to real people.  Simply put, according to the above model,  if the temporal lobe and particular the amygdala had its way with your personality,  took over,  you would be a very serious person indeed.  All of a sudden you would wish to attach cosmic significance to every small event.  Suddenly you would get religion.  Sprinkle in some influence from a hyperactive frontal lobe and a rigid system of rituals would be added to the mix. We have our evangelist for whom nothing is more important than serving God,  who needs to pray x number of times a day, follow  religious precepts to the letter,  who can't understand the sinner who does not take religion as seriously,  has seen the light and is unable to accept any other religion.  The more stereotyped,  the more ritualistic the behavior, the higher the comfort level of this person though a high level of comfort is never achieved. Every religion has its own specific algorithms and here I don't mean to single any of them out.  The archetype is  mnemonic device of rosary beads, but multiple repetitions of the Amidah,  the 18 benedictions said at least 3 times a day in the Jewish faith is another great example.  These may be considered almost mantras which give great comfort to persons who follow  without thinking, previously laid-out paths. The point is that for certain personalities,  and this is admittedly an oversimplification,  a formulation,  the temporal lobe has taken over the personality. These persons are hypertemporal.  Every  practicing neurologist knows what I mean when I describe such persons.  We know many of them from our practice.  Persons with seizures emanating from the temporal lobe tend to have such personalities,  i.e. are "temporal lobish",  in common parlance. The theory is that excessive electrical discharges in the temporal lobe indicate increased activity there.  To make matters more complicated, this theory is flawed.  Though temporal lobe epileptics tend to have this personality,  most of them don't.  For the ones who do,  controlling their seizures has little to no influence on their personality.  I have seen persons who first acquire these disabling personality characteristics after a temporal lobectomy,  the removal of a temporal lobe, an operation done with great success to control their epilepsy. That in itself is fascinating,  that an operation will demonstrably cause,  almost in a flash, a profound personality transformation.

 

Its really something to find the rare patient who has electrical seizure discharges within the temporal lobe,  who will express emotions as part of their seizure.  Some will laugh uncontrollably, ("gelastic" seizures),  some cry.  I know one woman with tuberous sclerosis,  a genetic disease with abnormal benign growths or "tubers" deep in the brain, who cries and cries when she has an epileptic seizure.  One tuberous growth is in a temporal lobe.  Dostoyevsky  had temporal lobe epilepsy and had many of the characteristics described.  His seizures had an aura of high emotion,  ecstasy, his literary themes were highly religious. He certainly took himself very seriously and had a compulsion to write.  Would one consider him then hypergraphic?  He would continue to write under the most adverse personal circumstances.  The only reason why we read and admire him is because of his  genius and the obvious power of his insights as opposed to many other persons compelled to write everything down despite their more pedestrian abilities. But it makes you think about what is truly is the meaning of what we hold to be important or even sacred.

 

Is it fair to apply these known anatomical influences as they have been defined, to all of us?  How much do the same formulations apply to the ordinary personality and to men of genius who have no known brain pathology?  By this calculus each of us is the mere sum of modular influences in a committee structure, and resultant of contradictory push-pull influences. This defines our basic self, our baseline personality. 

 

Having said this,  we need a model also for environmental influence. In recent times we've begun to understand how some of these might work.  Lately articles have been written about how playing Mozart might have a positive effect on learning[30].  Students who listened to a Mozart sonata were able to score higher on spatial reasoning tasks given to them than a control group. What's more, exposing them to the minimalist music of Philip Glass had no such effect.  So it was not music itself,  but a particular pattern of stimulation that had an effect of increasing brain power. 

 

Immediately this information was applied in a public educational program for disadvantaged kids in a New York City neighborhood.  How would listening to Mozart improve academic performance?   One way is by appealing to logical patterns of firing within the brain. We have observed   that the auditory cortex in the temporal lobe has a tonotopic organization.  Listen to a melody an the succession of notes stimulates specific neurons in a pattern over the primary auditory cortex.  Next, adjacent areas of cortex participate in higher abstract level interpretations.  Suppose you should make these musical patterns excessively simple, and meaningless,  appealing to the basest of patterns in the brain, or, even worse, that you play, instead of popular music,  sounds with no pattern,  dissonant, or having no melody or chord progression.   Then the cortex isn't stimulated in any way that would promote intrinsic patterned responses.  But suppose you present to the brain the opposite,  some advanced patterns of tones and chord progressions over time that are familiar,  follow intrinsic patterns of cerebral excitations.  Such thinking would be a long-shot logically, but presumably,  Mozart,  a childhood genius,  was able to access the brain's most basic intrinsic firing patterns when he played and composed music at such a young age,  such built-in progressions of tones that are basic to patterns of firing built into our own cerebral cortices.  Mozart's music is thus a "match" for our own intrinsic cerebrotopic firing patterns built in to brain anatomy and thus a form of mental exercise. Mozartian music patterns may be a fit like a key in a lock with intrinsic cerebral neuronal patterns of activation much in the way that male bird song of fits with female receptive patterns of brain activation in the same species and thus produces excitation (the desire to copulate). Given what we know about how such patterns ramify, stimulate other adjacent and non-adjacent areas of the brain, and how electric signals reverberate throughout the brain's structure, pretty soon the music will be appealing to,  bringing to the fore,  the brain's own basic logic or wiring patterns.   Before Mozart,  having listened to the usual unpatterned noise that we are usually exposed to,  maybe these logical cerebral circuits had fallen into disuse, or were never appealed to at all.  After listening to Mozart,  these unused portions of the brain are dusted off,  taken for a test drive,  and are now ready to go.  Pretty soon we are able to solve mathematical problems,  to see spatial constructs that we were not prepared to appreciate before. When we say a that a great composer appeals to what is basic in us maybe we're talking about more than emotion.  Being presented with a musical template congruent with cortical firing patterns brings about an unprecedented level of comfort,  and at the same time excites the brain, whets one's appetite, for further thought and stimulation.  No wonder why I like Mozart so much.  I've always felt good music appeals to what is most basic inside of myself.

 

Which makes you wonder what a person is doing when you observe him doing nothing?  Suppose he is awake.  Is his cerebral electrical activity patterned or unpatterned?  As you observe him sitting in front of you,   you've no idea whether a thought, or a melody, or a picture is in his head, or whether he is thinking of nothing.  Think about this in your own case.   What is happening for you most of the time when you are mentally idling?  Most likely the answers are as different as varied personalities and temporary mental states.   Some people like to turn off when they relax.  They have little taste for patterned thought,  music or visualization.  Others have an  unrelenting need to think and perform mental gymnastics.  In all cases the awake brain,  when unengaged in productive (motor or efferent) activity is idling.  The brain is an  electrically active organ that never stops except rarely under very pathological circumstances, as when you are under deep anesthesia.  The ignition is always in the "on" position.  The only question is whether activity is patterned  or unpatterned firing and about the complexity of firing patterns.

 

By playing Mozart you are stimulating, tickling, intrinsic brain firing patterns.  You are pulling up memories that previously were buried and unavailable as presented in Beginnings the chapter on memory, where memory engrams were pulled out of oblivion by "handles" attached to them up to the surface ready to be accessed in the process of recall.   These memories include logical patterns used in learning and problem solving.  Thus Mozart helps the brain to idle logically and pulls abilities,  previously buried, to the surface,  making them accessible.

 

Brain disorders alter the firing patterns within the brain and the effects are more enduring and usually permanent.  These disorders reinforce the argument that the final common pathway for all thought and behavior is the wetware of the brain (Table 2).  A whole host of disorders may alter the personality and sometimes are first noticed with a personality change.  Some of these affect the brain diffusely and merely cause dementia starting with different patterns as with Alzheimer's disease which typically begins either with memory loss or language function problems or Pick's disease.  Other degenerations such as Creutzfeldt-Jakob disease begin variably and the mode of presentation depends on which neurons are attacked first. Creutzfeldt-Jakob disease is caused by a new type of organism, the so-called prion or proteinaceous infectious agent,  the only reproducing biological entity that doesn't contain nucleic acids. It is the same as the mad cow disease of common parlance,  that affected British cows and a few humans otherwise known as a "slow virus" since symptoms may not be manifest until decades after infection. In one of the commonest forms of Creutzfeldt-Jakob disease, the cerebellum the part of the brain controlling coordination and balance, gets hit first.  Only later is there a change in mental function and the personality.   However,  patients with Creutzfeldt-Jakob disease are frequently encountered on the psychiatric ward of a hospital.  In the typical case an elderly person who has no history of psychiatric disease,  presents with severe depression or schizophrenia.   Now these disorders most of the time start at a younger age and when they do occur for the first time in the elderly  in a person who apparently is not prone to develop them,  this raises a red flag of concern that what the psychiatrist may really be dealing with,  is a brain and not a psychiatric disease.  Your first attack of depression or schizophrenia should not happen when you are old.  On the other hand,  Creutzfeldt-Jakob disease almost always occurs in the elderly.

 

Another very interesting case of personality altering diseases is a kind of  neurosyphilis,  an entity called "general paresis of the insane" (GPI) in which there is an active syphilis infection over a very long period of time, a meningitis affecting the coverings of the brain. At one time up to 4-10% patients hospitalized in chronic psychiatric facilities had GPI but now it is rarely seem thanks to penicillin and other antibiotics. At one time, syphilis caused GPI was held out as the archetype of a mental disorder caused by a physical process, but no more since it is now so rare that few clinicians have any experience with it.  Still GPI is still a sort of model of an illness with a known biology and pathology which causes severe mental change, not just generalized deterioration in mental processes.  This is because so much of the course of events is well-known and documented. The psychiatric changes go hand in hand with pathology in the brain to such a degree as to make an extremely  potent case for physical processes being the main cause of mental affliction.   Some small proportion of affected individuals start with megalomania and grandiosity, having a king or ruler complex and there seems to be a specific tendency of GPI to cause that particular problem,  though other processes that affect brain function diffusely can cause severe paranoia as well.  Idi Amin the Ugandan dictator,  was said to have suffered from GPI.  Before falling from power Amin murdered  tens of thousands of his fellow countrymen, many personally,  as he apparently had sadistic tendencies.  He is said to have eaten the heart of his wife who he had executed, and performed a variety of bizarre acts.  At the peak of his power he allied himself with the PLO which gave rise to the interesting raid at Entebbe,  and was much honored by the United Nations facts that are even more bizarre considering that nearly everyone was aware of his intense cruelty and bizarre behavior[31].  Though to my knowledge Amin's affliction was never proved at least publicly, this raises a question about the unusual behaviors of a number of famous personalities whose profiles fall far from the usual norms.  Perhaps craziness is in part what makes these persons so unusual and is responsible at least in part for some of these folk's success.  In recent years, brain syphilis has been very rare though some cases have again been associated with the immune suppression that happens with HIV disease.

 

The only problem with GPI is that it is mostly an historical disease with which today's clinicians have little contact.  However the pathology is well-described. Syphilis is caused by Treponema pallidum, a spirochete which is a close cousin to  biologically and in its biological effects on the brain and other organs as the popular Lyme disease organism Borrelia burgdorferi.  Central nervous system syphilis is a disease that develops over a long period of time, taking years ordinarily to cause its full effect.  It starts by causing a chronic meningitis, an inflammation to be found in the spinal fluid that bathes the brain and spinal cord and affects the meninges which cover these structures.  Apart from finding signs of a syphilis infection in the blood, a positive RPR test, the best way to document the effect in the nervous system is by a spinal tap that allows examination of the spinal fluid.  The spinal fluid shows evidence of inflammation in the form of  increased protein content including the antibody portion, gamma globulins also increased inflammatory white blood cells (lymphocytes) in the fluid.  This is the definition of the term meningitis, signs of inflammation one can see in the spinal fluid.  The gamma globulin is interesting.  The antibodies are directed against the syphilis spirochete. Clones of IgG antibody actually react with Treponema pallidum, so this is one of the body's defense mechanisms against the bug, which persists despite the poor patient's best efforts to eliminate it.  Because the infection lasts years the meninges become thickened and the syphilis treponeme actually ends up getting the best of these defense mechanisms invading the brain tissue itself. Brain derived inflammatory cells known as microglia are present in brain tissue,  but neurons are lost and eventually there is loss of valuable brain volume as the infection takes over, the treponemes continue to be present right in the brain tissue and a chronic infection ensues ending in alteration of the personality as we have seen as well as later general dementia and dissolution of mental processes and finally death.  The pathological and microscopical processes parallel mental and cognitive changes to such an extent in syphilis that it can be used as a model for such changes.  At its worst,  Lyme disease seems to be a milder process,  but the changes are essentially the same, eventual invasion of the nervous system causing chronic meningitis affecting the spinal fluid and brain coverings, followed much later by actual invasion of the sanctus sanctorum  the brain itself in a process that is very much like what used to be seen in patients with GPI.  Lyme disease affects peripheral nerves and cranial nerves more than does syphilis yet its Central nervous system effects are rather less pronounced.  This is a difficult call since there are no cases today where patients are untouched by multiple antibiotics which while they may not cure the disease entirely in rare instances still likely lessen natural processes. Still Lyme disease is more catholic in its tastes than syphilis seeming to affect just about any part of the central nervous system, cranial nerves especially the facial nerve causing paralysis of facial muscles, the spinal cord and peripheral nerves.  On the other hand the personality changes apart from fatigue are not as vividly described as in the old cases of GPI. Lyme is perhaps more protean in its clinical manifestations than syphilis and a lot of personality changes have been connected with Lyme infection especially various forms of chronic fatigue with very poor documentation for this effect. Depression and all kinds of personality alterations have been connected with Lyme meningoencephalitis in popular literature and among patient support groups. Yet very few claims have been documented objectively.  At one time various Lyme treatment centers had sprung up throughout the country treating persons who complained of symptoms empirically but with little to no documentation of any disease process in most cases.

 

A host of other diseases infectious and non-infectious, infect the brain in their late stages and often cause mental changes.  Other forms of infection, killed off by antibiotics in the rest of the body, may hide out in the spinal fluid partly excluded  from antibiotic penetration by the blood-brain barrier, an unusual combination of tight capillary endothelium, basement membranes, and astrocytes that exclude unwelcome molecules from the central nervous system (described in chapter one).  The BBB may block antibiotic penetration into the CNS as well. So it is possible for certain dangerous organisms to hide out as for example, the pneumococcus bacterium which lives in our mouths and nasal passages close to the spinal fluid and is the most frequent bacterial invader of the adult CNS.

 

More tragically perhaps, certain cancers also hide out in the central nervous system well after they have been cleared and cured from the rest of the body by strong chemotherapy.  You can cure a cancer everywhere.  There may be no signs of it for years sometimes, yet just one or a few tumor cells may have lodged themselves in the CNS, once in protected by the BBB where the chemotherapy agents cannot get at them, only to cause a recurrence of the tumor right in the brain when you discover it.   This has happened in childhood leukemias especially where the whole process is cured as far as the body is concerned, only to later find that some cells have hidden in the brain, out of the reach of drugs.  Other tumors such as melanoma and breast cancer may behave to a much lesser extent,  in the same way.  The best methods of treatment pre-empt CNS invasion with early preventive radiation treatment and specific aimed radiation beam techniques  such as  the gamma knife if such tumors appear. Tumors may spread to affect parts of the brain or themselves spread microscopically into the spinal fluid causing a tumor meningitis,  carcinomatosis.  Generally personality changes aren't noticed first in these conditions,  just the specific effects dictated by the part of the nervous system invaded.

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Illnesses currently classified as psychiatric are, in reality neurologic that is they are brain and not mental disorders.  The mental symptoms are secondary to brain changes.  This is particularly  true for psychoses,  the affective (emotional) disorders such as depression and bipolar (manic-depressive disorder) and schizophrenia, so-called thought disorders,  but is undoubtedly true for neuroses and personality traits and disorders as well.  Theoretically these disorders should be treated by a neurologist or brain specialist, not a psychiatrist primarily except to the extent that the psychiatrist has organic orientation and training (he or she is in fact a physician first and foremost which is good) or if not organically oriented may at least address  psycho-social fallout which is secondarily affected by the primary brain disease.  My point of view is sounds rather shrill and extreme yet is borne out by various separate lines of evidence, viz.:

 

1. It has not been possible to define an environment conducive to the development of schizophrenia.  Schizophrenics come from all kinds of environments.  Even taking into account that schizophrenics tend to be raised  under  less affluent circumstances that they tend to come from disadvantaged socio-economic groups,  there are still a number born into the wealthiest families.  The disorder tends to cluster in families with a 10 to 11 times greater risk in first-degree relatives of patients (siblings, children, parents) than the general population (lifetime risk as high as 1%) and if you are the identical twin of a diagnosed schizophrenic, you have a much better than even chance of having the disorder yourself which implicates a substantial genetic component.  The clustering in lower socioeconomic groups illustrates that all other things being equal,  schizophrenics and those with schizophrenic characteristics are less successful in our society which is not at all surprising given characteristics we've already explored.  All attempts at trying to define the kind  of environment conducive to the development of schizophrenia have failed.  Such theoretic constructs as schizophenogenic mother for example have had never been supported by the evidence.

 

2.  Schizophrenia represents a pervasive and all encompassing pattern of mental dysfunction which is extremely disabling.  Subjects have difficulty following logical progression of thoughts and instead reasoning is contrary to common convention thus conclusions tend to be false. One recent example.  Lyndon Johnson was president when Martin Luther King was shot. Johnson was a powerful man who had access to a lot of information.  Ergo Johnson must have known about plans to assassinate King and is thus responsible for the King assassination.  Since conclusions derived from these erroneous logical processes are unlikely to be correct,  persons are not likely to be successful in most endeavors.  Another common example is flow of thought by loose sound or "clang" associations as occurs in some forms of art.  e.g. from  spine, swine, supine, behin(d), mine, entwine etc, .  Schizophrenics have thought progressions that are all but impossible for a normal conventional thinker to follow,  hence they are observed to have looseness of associations, what is manifest as tangentiality or circumstantiality sometimes much worse in their conversation.  Often there is complete breakdown of mental processes so far as these can be ascertained aurally or in writing.

 

3.   There is no evidence that any kind of talk or non-organic derived psychotherapy is of benefit for the cardinal symptom complex of schizophrenia.  Psychotherapy and social interventions may allow improvement in one's marital, employment or benefit status, or may put the patient into a milieu where he will be able to better function yet  seems to have no bearing on the basic disease process.  Physical interventions on the other hand,  especially drugs, alter the cardinal manifestations of the disease,  not just via sedation,  drugs do tend to be sedating, but by reduction of positive and negative symptoms,  illogical thought associations, delusions, hallucinations,  paranoia,  and social withdrawal and generalized decompensation.

 

4.  Schizophrenia may be the result of a number of different processes but they are all brain processes. Early attempts to find a common microscopic pathology failed. There is no specific degenerative change you can observe under the microscope.  Modern imaging techniques have found common abnormalities particularly whole brain atrophy, enlargement of intracranial spaces,  ventricles and sulci is very common in schizophrenics though by all means not always present and is a finding even when patients are compared with a non-affected identical twin.  Certain areas of the brain have been found to have reduced volume or hypofunction. These have included variously in different studies,  areas of the temporal lobe, and some PET studies show hypofunction of the frontal lobes.  The problem in characterizing physical features of the disease underlines the fact that schizophrenia is not one disease,  but the endpoint of many processes, cerebral insults, environmental,  genetic but above all, physical that affect the brain and interfere behaviorally with thinking so as to cause looseness of associations and erroneous reasoning, delusions hallucinations, withdrawal, and other manifestations that spur clinicians to make this diagnosis.  Many of the disease processes listed above,  encephalitis, syphilis, porphyria,  Creutzfeldt-Jakob disease among them,  may lead to the diagnosis of schizophrenia, though once any of these underlying processes is defined, once one is aware of a specific cause,  that is in fact listed as the disease even though some of the behavioral manifestations may be similar.

Functional neuroimaging (PET) scanning has allowed researchers[32] to monitor, moment to moment some positive symptoms of schizophrenia, such as auditory hallucinations. From such studies one sees not only the decreased activity in the frontal lobes chronically, but activation of such areas as temporal lobes, during an auditory hallucination. Speech areas of the brain also take part in auditory hallucinations.

 

 

Table 2: Some Diseases presenting with personality change.

Disease

Cause

Findings

Examples

Syphilis/Lyme disease

spirochete

paranoia, dementia, neurological focal changes

Idi Amin

Robt Schumann,

Friedrich Nietzsche

Pick’s disease

degeneration

dementia, language disturbance

 

encephalitis (Herpes)

Virus, e.g. Herpes

seizures, change in level of cons. Focal signs

 

Alcohol

death  of brain cells, other injuries

neuronal loss, effects of trauma

 

HIV disease

Retrovirus

secondary infection, direct viral invasion,  focal or generalized findings

 

limbic encephalopathy

tumor antibody that cross-reacts with brain cells

altered emotions, dementia

 

Alzheimer disease

amyloid accumulation

memory or language disturbance,  then dementia

Ronald Reagan

Arthur Fiedler

Porphyria

inborn enzyme deficiency

episodic madness and melancholy

King George III of England

Schizophrenia

various

"thought disorder"

 

Wilson’s disease

enzyme deficiency responsible for carrying Copper

liver flap

movement disorder

hemolysis, liver failure

 

 

 

Another interesting case in point is the familial disease Acute Intermittent Porphyria.  This is a disorder that ran,  as hemophilia did,  within some of the Royal families of Europe whose most famous protagonist was George III the Hannoverian king of England during the period of the American Revolution. Although at first appearing to be an able ruler, in later life, he seems to have suffered from more and more protracted periods of insanity, now attributed to porphyria, which causes episodes of delirium and abdominal colic. Porphyria is a disease induced by a simple inability to break down hemoglobin as one should due to a defective enzyme.  Hence persons with the disease build up toxic by-products that poison the brain and peripheral nerves. Certain foods, drugs and other substances drive individuals into acute attacks.  Between attacks or bouts with the disease,  subjects are for the most part, normal.  The affects of George's disease on history in particular the separation of the American colonies,  is probably overstated.

 

Herpes Encephalitis causes personality and emotional change that progress rapidly over days.  The virus lives in neurons in a dormant state but probably gets into the brain due to its close proximity in such structures as the trigeminal ganglion or olfactory nerve as it tends to attack the medial frontal and temporal lobe. Listlessness, depression, disorientation, headache neck stiffness are followed by fever and convulsions by which time it is often too late to expect a compete recovery.  Nowadays we have effective drugs such as acyclovir block viral reproduction.  The trick is that Herpes encephalitis has to be suspected and diagnosed very early since without treatment viruses will proliferate in the brain which will be irreversibly damaged or the patient may die. Some patients have been cured but only after the virus has damaged both temporal lobes, resulting in a devastating recent memory defect. The subject is in limbo of disorientation unable to lay down new memories.  Depending on how extreme the situation is,  he may be disoriented living life entirely in the past, or some engrams may be able to get through and be stored resulting in a partial state of confusion and disorientation.

Limbic encephalopathy is a rare disorder associated with a common cancer, small cell carcinoma of the lung.  It is not due to the spread of the cancer, but rather a substance elaborated by the cancer itself into the blood,  perhaps an antibody called Hu, that is usually found in the blood of such patients. Hu is a brain protein constituent and this disease seems to be caused by an antibody against that protein. They most often suffer from memory deficit for as we have seen, the limbic system is closely associated with emotion and memory, but there can also be profound emotional and personality changes as this process affects the emotion  expressing areas of the brain.

As time passes goes on more focal and specific disorders will be defined anatomically and functionally. This will allow more explicit statements about functional anatomy of the brain and how groups of neurons interact to form a complete personality structure. Susan Swedo and colleagues[33] have found a fascinating group on children who, in response to repeated Strept throat infections, have a complete obsessive-compulsive ritualistic syndrome.  Their personalities change when they are reinfected, often going back to normal between infections.  Some children have been treated successfully with plasmapheresis and other therapies that alter immunity. In some cases enlargement of the caudate nucleus in the brain and other structures has been associated with the temporary profound personality change. Hypertrophy of the caudate may be evidence  for increased function within that area of the brain overwhelming other inhibitory regions. Movements such as chorea, may be associated with these personality changes as well which remit with therapies aimed at ameliorating the structural changes in that disease.

If certain regions of the brain mediate alterations in diseased states, then it is reasonable to conclude that one’s character is determined by a crosstalk anatomical brain loci.  

Generally the conditions described above result in an obliteration of function of one or another part of the brain,  which means that they may be considered pathological conditions. It is reasonable to presume that "normal" behavioral variations, in other words personality, is explained along the same lines.  For example in America we live in a quite religious society, where the incidence of belief in God, and church attendance is very high. Yet you meet people who display a whole spectrum of beliefs no matter what religion they have,  some whose belief in God and absolute ethical principles# as laid down by their religion is virtually absent,  others in whom it has high importance and dominates their life. Part of this comes from upbringing  and social background, of course,  but it is rather striking that some persons are so basically more metaphysical and philosophical than others,  involved with "bigger questions" of life and death, order in the universe and so forth,   while others,  care not at all over such things.  Some person's lives need to be organized,  dictated by others in authority,  ritualized,  while others disdain ritual and dictates of higher authority. Some of us need to follow exactly other person's rules,  others of us do not.  Given the observations of a spectrum of  patients pathologically ensnared in ritual (Geschwind),  others who are willy-nilly victims of their moment to moment desires (KlÜver-Bucy) and care not a whit for rules and ritual,  undoubtedly this variation reflects differences in brain physiology.  We know of environmental and situational factors in personality development. However, if personality is refers to patterns of relatively fixed and predictable behaviors in an individual these patterns are determined  by differences in the brain.  

Given a push-pull set-up and conflicting influences of various parts of the brain,  characteristics may be described along  organic scales of hyper and hypofunction of brain regions or modules. Thus it makes eminent sense to build an organic personality profile.  Why should be confine considerations of organicity to obvious pathological states such as schizophrenia, Tourette syndrome, epilepsy and the like?  These conditions are merely emblematic of other personality characteristics, perhaps extremes.  All of us carry elements of these supposedly pathological states. Disease states may thus be useful in delimiting normal variances. Brain physiology and pathology sheds a certain light on the  inner workings "normal"  personality.  With tongue in cheek I present my own fanciful conception of a brain derived (organic) personality profile.  One day it is hoped arm with ever more sophisticated knowledge derived from anatomical and physiological probes, tests may be devised  to plumb the depths of these conceptions, in much the same way that the Minnesota Multiphasic Personality Inventory (MMPI) graphs personality profiles on a series of scales on the basis of  self report true false or other questionnaire. While a semi-projective test like MMPI,  is based on purely psychological constructs, a new profile, based on knowledge of brain physiology would seem to have even more promise.

 

 

THE BRAIN-DERIVED (PHYSIOLOGIC) MUTLI-AXIAL PERSONALITY PROFILE:

(P-MAPP)

Continuum:Spectrum:

 

I. Temporal Lobe:

                            Hypo (KlÜver-Bucy)                                Hyper (Geschwind)

Sex Editor         non-selective   ……………………  over-selective

Food Editor

 

Seriousness      non-serious    …………………….. over-serious

Religiosity                                                                    (religious)

Emotion

 

Hypergraphia              No   ………………………..    Yes

(Script Editor)

 

Aggressivity           Low    …………………………..  High

 

 

II. Frontal Lobe:

 

                             Hypo                                                        Hyper

Inhibition             vagrant ……………………………   Nerd

 

Anxiety               Sociopathy  ……………………….   Panic

Guilt                    ADHD                                                  Depression

                            Schizophrenia

 

Inhibition              Low   …………………………          High

 

Imitation               High    ………………………….        Low

 

 

Objectivity           Low   ………………………..             High

(Parietal Lobe)   Sensory    ……………………..         Motor

 

III.  Left vs. Right Hemisphere

           High Left                                                               High right 

 

Precision     Verbal (mathematical)    ……….            Artistic (imprecise)

 

                      Auditory    ……..………………….        Visual

 

                      Speech    …….…………………….      Song (expression, prosody)

 

IV. Subcortical Structures:

              Low                                                                     High

Motor             artist    ……….……..……………….    Athlete

 

Afferent    Entrepreneur   ……………………            Artist

 

Associative                                                                   Philosopher

 

Consider the practical implications. Take the food and the sex editor.  Some among us are truly omnivores thinking very little of what they eat and are willing to experience almost anything. With no constraints at all, some persons, children or mental patients typically,  may  put almost anything into their mouth, perhaps hair or toiletries as well as food (known as "Pica" for woodpecker-The biggest concern over the years has been children who may eat peeling lead paint from tenement walls but pica refers to all manner of unnatural non-food consumption). Bezoars  are composite indigestible objects found on x-ray sitting in the stomach such as balls of hair or seeds or even wood or metal.  I've seen patients pick up and eat hair or creams and so-forth.  On the opposite end of the spectrum are persons extremely selective with their diets, a selectivity which ranges from rational to irrational over-selectivity,  some of it highly rationalized.  There are the vegans and vegetarians whose dietary habits are followed almost with religious fervor, that is any slight impurity the inclusion of animal matter will cause great anxiety.  A lot of these persons feel it is morally wrong to kill and eat an animal. Strict diets may be followed for religious reasons such as Kosher diets used to separate those who practice from less faithful and demarcate Jews from non-Jews, also a host of religious proscriptions of other faiths. These folks are fastidiously choosy with their diets.  Exactly the same holds for sex.  Some persons are restricted to very select persons of one sex, others aren't apparently so choosy as far as objects of attraction or sexual habits and may copulate with animals or inanimate objects. Ambivalence to the object class of sexual or appetite attractants is neither a matter of hypersexuality or hyperphagia.  These persons don't merely have increased appetite for sex or food, so much as they are just not choosy about the object of their affection or appetite. They do appear to be hyperphagic, hypersexed and exhibit little hygiene or cleanliness, and at least some of them tend to have a one track mind so far as their desires are concerned, so their may be at least some element of obsessionF . The distinction is facultative and fastidious in just the same way that a bacterium may be facultative, able to survive in an aerobic or non-aerobic environment or fastidious, that is a pure anaerobe or aerobe, only able to survive in an oxygen-rich milieu or entirely without oxygen. A bisexual may have homosexual inclinations, perhaps, but can have heterosexual relations and he is thus facultative and differs from  more fastidious homo or heterosexual colleagues. The consumer of kosher foods or vegetarian, is more fastidious than his non-kosher and non-vegetarian neighbors. The obligate monogamous heterosexual, the Kosher person, the vegan are thus in their own way all highly temporal (referring to the temporal lobe) while the omnivore Gourmet, and bisexual are perhaps the Kluver-Bucys of food and sex. 

Generally, but by no means always, other characteristics on the temporal lobe spectrum such as hypergraphia, the need to write things down,  overall seriousness, and religiosity covary, but these separate but related characteristics are also independent and deserve their own scale. Many hypersexual subjects are also hypergraphic for instance, which means they tend to tell us in writing about their varied exploits. By the same token It is possible to conceive of an overall scale of temporality, encompassing food and sex choosiness,  religiosity, seriousness, graphophilia.

The same may be said about the frontal lobe.  As mentioned, some frontal lobe effects conflict with the parietal lobe in accordance with Alajouanine above, especially the character of overall  "subjectivity" versus "objectivity."  Anxiety and certain types of compulsivity may relate to an overall hyperfrontal personality, whereas the far less caring sociopath would seem to be hypofrontal.  A lot of this remains speculative but is part of a physiological personality profile which emphasizes that many personality characteristics are brain mediated. Thus these constructs are based on physiological data and thus reality, subject to modification with new discovery and less to  theoretical  armchair speculation.

Other subcortical scales apply.  Some persons are kinetic doers  as distinguished from primarily afferent feelers, entrepreneur-athlete on the one hand,  versus the artist. Others have cognitive and theoretical orientation such as priests and philosophers who seem to be taken over by association cortices, as opposed to primarily afferent or efferent subjects. Some persons, by their own natures, are meant to have less contact with the practical world. They function as armchair speculators, or worse, are isolated from reality altogether within the ivy-covered walls of the university or the cloistered convent. The practice of medicine is, for me, a spectacular example of a real world oriented profession. As a medical resident initiate  the idea is to teach by massed practice. You're fully immersed in blood and guts and stool, human suffering and disease day and night in training. I feel privileged to have had this experience.  Entering medical school it's traditional for you to be introduced to a cadaver.  This is more than symbolic.  You get more than experience of  life and death and disease. You are immersed in it.  There is nothing like it.  Quite the opposite of being sheltered from the world, if you want to experience it first hand, there is not a lot that can be compared with medicine. So from this standpoint the monk is the opposite of the physician.   Of course, we are all mixtures of these cerebral influences and variations. Why confine these physiological considerations to pathological states when it is highly probable that they are responsible for normal variations in personality?

For any individual it should be possible to derive a score on all of these scales that defines their personality profile, what may be termed the brain-derived (because it is derived from a knowledge of brain mechanisms) or simply, Physiological Multi-axial Personality Profile, the P-MAPP.  The idea is not so much that such scales may be exploited and used, but that much of a  personality is derived from purely physical or brain mechanisms. This would be a combination of simple and composite scales. The sociopath, the person with ADHD, the "marine" or soldier of fortunef, roller coaster rider, drug addict, who thinks less perhaps of the possibilities of dire consequences of behaviors, would be contrasted with the highly anxious panic attack victim, the highly inhibited nerd with loads of pens and pocket protector, the social planner, the map maker the philosopher, who obsess on laying out a course of action before hand, sometimes to the extent of immobility on a composite hypo to hyper frontal scale composed of sub-elements of obsession, planning, anxiety scales, united by an overall scale of low versus high inhibition.

This kind of instrument, as with other psychological tests that are less based upon physiology, has all kinds of applications.  One can define criminal types using this technology, but as I've pointed out previously, the best predictor or future behavior and the most empirical, is past behavior, one's personal history. I don't believe that personal historical data is used as much as it should be as a preventive measure.  One's behavior, as it turns out, does not depart from certain previously established norms. As far as perpetration of a crime and indeed in all other fields or endeavor the two components to prediction of future behavior are proclivity,  previously expressed talents and preferences, and the behavioral repertoire, skills and past experiences that enable certain behaviors to be performed.  A man may occasionally raise his hand to his girlfriend or child.  Having done this a number of times without paying any penalty, his behavior could inexorably creep into the realm of the slightly more outrageous, perhaps bruising a hapless family member.  The next time he may break a bone or aggress against a non-family member.  The point is that each time his new behavior is not totally different from past expeditions into the realm or brutality. Yet incredibly, our legal system seeks to keep historical data from discovery  in order to protect the legal rights of the suspect.  From the scientific standpoint this is tantamount to throwing away the best information we have not only about guilt or innocence but even more importantly in trying to prevent future tragedies.  A psychological instrument, one rooted in physiology, will render at best a reasonable approximation of expectations of future behavior and performances which is likely to be inferior to a survey of past historical behavioral output. When it comes to doing what we'd like to do with psychological tests, measure the fitness of persons for work, to be admitted into academic programs, estimate the future probability of such diverse acts as completing a course of study, performing on a job and even committing crimes, all testing is woefully inadequate.  The inadequacy of prediction is due to a residuum of volition. It is theoretically possible, though admittedly this doesn't happen very often, for person to suddenly wake up and decide he will change his life, cease acting the way he did before to do something fundamentally different.  Even then of course abundant remnants of a previous behavioral style will creep into a new repertoire or paradigm, but the point is that  psychological profiles and past history may be thrown to the winds.

With further research the push-pull or crosstalk anatomical model of the personality articulated here will become ever more pervasive and precise. The model presented above is used for argument, but is much too simple. Even on the basis of current evidence the concept of hyper or hypo frontality or temporality is much too crude. Personality characteristics are increasingly being defined by specific loci or parts of the frontal and temporal lobe. Persons with pervasive anxiety in our society show increased activity in the amygdala a structure that gives emotional valence to stimuli and especially certain parts of this structure, the central nucleus and in areas that closely connect to the medial prefrontal cortex, only a small part of the frontal lobe.  Anxiety accompanies  neurochemical events in these areas of the brain. Serotonin and hormones in the brain mediate these events. Hence it is possible to state unequivocally today, not only  that activity in certain brain regions determines personality but that various drugs can be used to alter personality and character.

Yet there is a sense, that any psychological scale, even based on physiology or more accurately pathophysiology, physiology rooted in knowledge of disease states is inadequate, not only because, as we have seen, personal historical information probably supersedes, is a far better predictor of future behavior,  but for other reasons that are harder to define.  There is some residuum of behaviors and human actions that is unpredictable. Persons don't always act the way you expect them to. Often they go far beyond one's expectations so that one has the sense that any pschological or historical instrument will always prove inadequate to its purpose.

In one's behavioral schema some mental activities and possibilities are, instantly rejected or,  legitimized.  This instantaneous rejection or acceptance I conceptualize with the term editor. And it is in just the same way that other actions, be they dietary, sexual, and all of our behaviors and activities of daily life are accepted or rejected.  No question about it, some of us are more uptight than others. For some smoking a cigarette, eating raw fish, insects and crustaceans, having  incestuous sex relations or of the same sex are all more than taboo, they are unthinkable,  outside of our personal lexicon of thoughts and behavioral repertoire. These ideas are wholly edited out, rejected, denied admission into our thought processes. Those persons with a powerful editor of this type given control over mental considerations, on the one hand are felt to be uptight, constricted, to possess a lot of guilt, a powerful superego, according to previous systems of thought which utilize some of the same ideas.  More than that, one may be beyond guilt, that is certain thoughts behaviors are so automatically excluded that they cease to occur, never get admitted into consciousness at all,  hence guilt becomes at once unnecessary. Why do we need to worry if  the perverse can simply be avoided?

The editor:  Turning off the logic machine

The editor is a firewall between the two worlds we all inhabit,  Cerebus between real earth and the netherworld. There's an entire universe of unedited thought processes, the vast majority of which is considered to be junk, or worse, perversity. The unthinkable, the perverse,  occurs in all of us.  Mostly these thoughts are excluded from the light of day,  as if these terrible thoughts do not occur,  which in fact, they do.  A lot of this thinking is not so terrible. Some is simply illogical or contrary to practical experience in the real world.  As we age the realm of the unthinkable gets larger, meaning that rejection occurs more instantaneously with experience. I can feel this happening in myself.  When I was younger, I was often dogmatic, but had less practical knowledge and I was more willing to examine other possibilities which today I reject out of hand. I have a much firmer notion of what I'll accept and what is unacceptable.

We inhabit two worlds. All of us function in our workaday world. We make a living and feed our families, concern ourselves with continuing existence, with  practical immediate mundane matters. This is our world by day.  Our main focus has to be secular practicalities, which as we have seen is a source of great dissatisfaction a feeling of lack of wholeness completion that is the lot of modern material man. But whether acknowledged or not, there is another simultaneous existence,  one more nocturnal, supernatural, mythical, religious.  This is a separate subterranean intellect,  the world of fantasy.  Each datum, each contact or memory engram may divide simultaneously into two sub-particles that go in opposite directions. One will remain in consciousness, in the world of applicable logical practicality while each datum impinging on our being may have simultaneously an alternate illogical valence. Everything has both a logical and an emotional effect, is interpreted on the level of practical reality and fantasy. Some engrams may simply go in one direction or another but often enough they split.  For physicists this is nearly analogous to a photon being simultaneously a particle and a wave, to Schrodinger's cat being at the same time dead and alive its existence described as a probabilistic wave function, or, the split of an elementary particle into two  virtual simultaneous states.

Figure 7: Incoming stimuli often split in two on the model of an subnuclear particle splitting.

The dream is emblematic of this process.  Dreams happen at night,  out of the glare of daylight, and logical processes. Dream images are less precise, less practical than daytime apparitions. Dreams associations are sub-logical,  they are freer than waking associations.  In order to explore the meaning of a dream you need to engage sub-logical processes that I talked about above including but not limited to, mythic emotional association, pure clang or poetic association,  linguistic accidents or puns,  predicate reasoning, connection with bodily functions such as sexuality and  urination.  Typical dreams utilize incompletely processed memory engrams from the previous day or immediate experience as raw material for their subject matter.  The dream is helpful for final processing as assignment of meaning of immediate experiences.  For example I'm often bombarded with of shards of information that I cannot possibly process at a particular moment.  I receive piles of mail which I will typically review over one or two minutes in rush while a patient is getting ready to be examined in the next room.  I open it next to a garbage can which means I throw most of it out immediately.  Occasionally a piece I have discarded comes back to haunt me later on and I think to myself, maybe I threw out something prematurely.  The interesting thing is that out of a whole large pile,  I may receive one or two pieces of significance,  perhaps a magazine has rejected a paper I'd written, or a course that I'd really like to attend or something of that nature.  I know if something like this comes my way I just can't deal with it at that time.  I'm expected in the next room in one minute.  What I do is mentally "file"  data to be processed at a later time.   Right now, I just have to think about something else.  The full-blown emotional fallout of events of the day,  decisions about which  pieces of information to keep and which to discard, filing and other tasks will be handled as the day wears on perhaps on a subconscious level but also may well occur that very night in a dream.  We have physiological theories relating to dreams and memory espoused by Crick and others.  Dreams are viewed as a sorting device for memories helping us decide which engrams to keep and which to discard.  Our brains are only so large the theory goes.  Much of the data we take in has to be discarded.  Animals who don't dream are unable to discard data from that day and need have a disproportionately large cortex to store all that unneeded information.  The example given is the ant-eating Echidna, a type of primitive vestige of egg laying mammals,  which doesn't seem to have REM sleep and thus has an enormous cortex for the size of the animal. (As we have seen in pictures of dolphin brains, other mammals all cortex was not created equal and mammals with large brains lack the advanced cellular cortical architecture found in humans which is multilayered and loaded with synapses).   In any event we now have centuries of research on dreams that proves that dreaming involves far more processing of data than simple sorting or rejection of engrams,  that dream work involves an awful lot more than engram acceptance and rejection functions. That is fascinating about dreams is that in them we accept associations, connections that in waking life would be rejected immediately[34].  Thus dream contents are connected one to another in far more ways than logic or strict semantic processes would  allow.  It's analogous to having far more nexes, synapses between cells, as we have seen in the brain, that there are so many types of synapses, chemical and electrical, perhaps synapse types that have yet to be discovered.  There are hosts of such possibilities for the connections between ideas as well or dream elements,  yet our waking logical processes exclude all but the most logical at least most of the time.  This exclusionary or logical, linguistic function which helps us  through  most of our normal waking day, is the  thought editor,  which is turned off in dreaming and relatively as we shall see in a host of other mental processes - the dream is merely an archetype of this process. Our mental support is two legged, the by day logical semantic leg,  the world of the material and mundane, and the nocturnal or dark more numinous or mysterious world of dreaming and fantasy.

Dream work is but one example, probably the most obvious, of mental processing that allows ideas to fly in under the radar of the logical thought editor.  It is characteristic of early childhood that fantasy is not distinguished from reality.  Parents and teachers are frustrated with the "lies" of young children for whom wishful thoughts are reality.  As these kids grow up, suddenly they cease to lie (in most cases).  Numerous studies have shown how suggestible young children are which creates a nightmare in courts of law.  Studies by Ceci and a host of others have proven children to be highly suggestible. Ceci was easily able to alter young children's views of reality fully convincing them that fabricated events had occurred merely by suggesting that these happened in questions[35].  Stories of sexual abuse involving caretakers and parents are often as not fabrications of police, social workers and other professional questioners. Though much parental sexual abuse undoubtedly does happen such material has been used extensively by parents in custody battles but is notoriously unreliable. Children so often confuse their own dreams and fantasies with reality.  Many normal children have pretend friends  and act in every way as if they truly exist.  In elderly folks too, dream and fantasy material creeps into their perceptions of reality.  They may dream that a deceased parent or sibling is in the room and while awake,  act as if this is fact.  Delusions about an elderly spouse's infidelity are extremely common, perhaps stemming from insecurities of younger years which occurs in paranoia connected with dementia and involutional melancholia. In the very young logical judgment  and reality testing are not yet fully developed,  while in the old judgment is impaired by brain disease.  And delirium or encephalopathy impair one's faculty for distinguishing fact from wishful fiction though in these pathological states, aging, dementia, disease, delusional systems tend to be primitive and  underdeveloped compared with fertile childhood fantasies.

Fantasy and invention are what the arts are made of.  Associations are emotional and illogical,  often outrageous and fly in the face of reason but they work within the creative psyche. Connections here are out of the realm of the apparent or obvious for most ordinary persons. They work out of the range of consciousness. Using ordinary adult reasoning, for many of us it is still possible to "admit" this type of fantastic mental processing, but many persons, entirely exclude artistic illogical modes of thought. We see all degrees of admission and exclusion of alternate modes of thinking. Arguments in American congress with regard to public support of funding for the arts revolve about the inclusion of what is felt to be the ridiculous, illogical or experimental in the arts and how much of what seems to be patent absurdity ought to be supported or even tolerated.  The very same considerations hold for religious thinking. I've often observed that for a religion to be successful, to take hold with a large enough audience, the stories and precepts need to be sufficiently illogical.  If they are not illogical enough, perhaps not outright impossible or taxing incredulity, then there would be no room for blind faith which to many is the most satisfying part of religion, something logical scientific and mathematical reasoning does not provide.  I can give many examples here but I hesitate to out of fear of offending  sensibilities. 

 

Myth and religion heavily utilize sub-logical associations.  Indeed this explains their universality and success. Myth and religion need to be something other than logical. Otherwise they are cut from the common cloth of every day experience which is no fun at all. Religion wouldn't work for most persons except to give respite from the tyranny of science and  logic.  The Sabbath is so much more than a simple day of rest. It is an escape into a world ideas other than work and productivity. 

 

When we use Jungian "free association"  what we really mean is that we are freed from our repressive thought editor,  to elevate anything that comes into our mind into ordinary consciousness.  Associations are polymorphously perverse, methods of connections almost limitless and idiotypic, ranging from simple rhymes to jokes and puns, clang associations,  similarities in appearance,  human animal associations and influenced by personal experience.

 

What do all these processes,  dreaming, fantasy, art, free association, poetry have in common?  They are generators of new thoughts and emotions that occur before the level of rejection.  They create possibilities.  In the absence of a rejecting thought editor,  ideas are limitless. This other world is thus a great generator of ideas which in the light of day would be thrown out,  a remnant of the primitive and childlike mind,  almost an internal random number generator of possibilities before they get rejected repressed out of hand.  

 

The random generation of possibilities is common and necessary. Evolution works this way.  Diversity in biology is the random generation of alternative forms which are then tried in the real world. The vast majority of these possibilities is, on the surface, ridiculous, too ridiculous to be considered. Most mutations have to result in the formation of an impaired protein product that will adversely affect survival.  Some few mutations will improve the product.  Even more important is the new combination that results in a slightly different phenotype every time an animal or plant comes to be.  Each and every  animal or plant is thus an individual experiment in reality which to a varying extent either succeeds or fails.  As we have seen, so many animals and plants are sexual because sexuality is evolutionarily advantageous. Why? Sexual reproduction adds further raw material  into this cauldron of diversity.  If each organism were a clone of its parents,  adaptation then radiation into other environments would be impossible. There is some evidence that under adverse circumstances, lack of water or nutrition or when organisms are under attack, for examples when bacteria are being killed off by antibiotics, that at that time they make every effort to increase temporarily their diversity so a to survive. Perhaps they will begin to reproduce again sexually, or enzymes that temporarily increase mutation rates may become active.

 

But at any event the scheme here is that organisms are first diverse then they find by practical experience, that they can compete in different conditions.  In my housing  development, squirrels have few predators and reproduce so as to overwhelm the carrying capacity of their environment.  There is not enough space for all of them. The same is true for deer which live close to housing developments which have no non-human predators. This is the origin of Lyme disease which lives in deer ticks that parasitize humans and deer.  Some of these squirrels are resourceful enough to live not in trees but inside attics and other man-made structures. Others haven't the "personality" inventiveness or other adaptive ability or perhaps are more dominant on the ground or in trees which squirrels more typically inhabit. The squirrel world is diverse (chac'un à son gout) hence more adaptive.  By the same token, our human ancestors at various times in our history, in some groups sooner, among others, later, made a number of discoveries,  the most important of which converted hunter gatherers to farmers. They discovered domestication of animals and plants allowing humans to extract a living for greater numbers of people on a smaller amount of land.  The discovery of agriculture and domestication came first, the practical application second. But the very store of raw material of ideas which was able to escape detection by rejecting radar or the thought editor of hunter-gathering lifestyle created the possibility, galvanized later, into the practicality of agriculture and rise of cities, that we call civilization.  As I'd pointed out earlier, bio-genetic adaptation has crossed into the realm of mental adaptation or the generation of ideas and this mode of preadaptation reaches a peak in humans.y  It is a commercial for pure scientific research.  You don't usually know what practical benefit you'll derive from studying something until you actually begin to seriously learn about it. 

 

Pharmaceutical houses are just now waking up to the same strategy in discovery of new drugs.  The first step, a rate-limiting step,  turns out to be the rapid generation of novel compounds which only later be tested for a specific effect.  The greatest obstacle being the  generation of  a large enough number of new chemical possibilities[36]. One of the major advances in drug research is the use of robots to generate compounds with start with some basic characteristic then can be tested further for safety and efficacy, such as a ligand that can bind to one or another specific receptor.  For example, a research group may need to generate a class of compounds (the more members the merrier) which bind to a certain receptor.  Later on these compounds can be weeded out according to their stability and safety profile, strength of binding etc. and the vast majority of candidates can then be rejected until an ideal candidate is found. This is not unlike the crucible of evolution which occurs in the real world.  First there is variation and lots of it.  Only later on will all these varieties be tried.  Imagination is, in essence sort of a random number or raw materials generator, whose elements must not be, at least at first, prematurely rejected. If there is some way to generate virtual compounds without actually synthesizing them then comparing their three dimensional stereo-isomeric structure so as to make some statement about expected therapeutic result so much the better. This is the function of a computer model. 

 

Material disseminated over the Internet falls into roughly the same category. Most of it is untried.  The process is not like getting it into a magazine or book which has to pass under to watchful eyes of an editor who decides what lives and what dies. Instead a lot of material is out there for all to see. Supposed news and gossip items are floating around with no one to confirm their validity. A small amount  of material may be true and some may be worthwhile. But it is all out there for a certain public to see, a way to test its mettle.   This is a mass of raw material, the subconscious of the publishing world. 

 

Out of this disorganized morass comes a very small amount of worthwhile material that will stand up in  the real world. Creativity, even scientific creativity, is based on reaching down into this giant welter of possibility. One example which is frequently cited is Kekule's discovery of the ring structure of Benzene, a pivotal insight that underlies the structure of many organic molecules. Appreciation of the 6 carbon benzene ring required a paradigm shift, away from the conventional linear array of carbon atoms which scientists had pictured carbon to occur up until the end of the 19th centuryÆ .  This insight,  Kekule  claimed, came first to him in a dream. In fact there are many examples of scientific insights that first came to the discoverer in dream form. It may come as a surprise that dreams provide profound insight not only for prophets and seers who uncover principles which are then accepted as a matter of religious faith or doctrine, but for scientists who while simultaneously recognizing the truth or insight of their discoveries,  then subject these to the crucible of the scientific test.  Theories uncovered in this way will be tested.  Presumably the fittest theories will survive.  But the imaginative dreaming facility provides the grist, the raw material, for scientific mill.  The advantages are presumably that ideas are not prematurely rejected by a condemning thought editor but are brought to the light of day where they can be tested.

 

Just as the fitness of every organism will be tested in the real world, alternative mental  states  provide raw varieties of ideas that may be tested in consciousness, if they are ever brought to the surface and command the attention for the conscious brain. It is worth considering how these alternative mental states develop in all of us.  Consider that developed normal adults, we have at least three highly distinct mental states that are rigorously separated from each other.  We experience slow wave sleep,  REM or dream sleep and waking activity,  all of which are distinguished on the EEG and which you can see also with  other physiological parameters recorded as when a polysomnogram or sleep physiological study. These separate states  develop in infancy to crystallize into approximate adult form in early childhood.  Of course children and adults, daydream at which time they are electrophysiologically awake but ordinarily involved in wishful thinking or fantasy that is usually somehow satisfying and a way of passing one's time when bored. The hypnotized subject too, is restfully awake.  Electrophysiologically the hypnotized person has not entered an altered state and this does not resemble sleep at all despite the name which incorporates the Greek root hypnos meaning sleep.

 

The first electrical brain activity that develops in prematures which can be appreciated with electrodes place over the scalp is an uncoordinated burst suppression pattern.  Long periods of virtual total electrical silence or quiescence are punctured with bursts of high amplitude brain activity that looks almost like an epileptic seizure and this occurs in a seeming random pattern.  The first nascent electrical brain activity is escaping from the newly formed  brain as it begins to function.  Activity comes first, regulation and control second.

 

Every mother knows that by 18-20 weeks of gestation, there are periods of physical activity in the fetus alternating with inactivity.  At first, these are so undifferentiated that it is difficult to correlate with changes in electrical brain activity. If you look at an EEG of a premature, you will not be able to tell whether he is apparently, behaviorally awake or asleep.  Newborns sleep about 70% of the time while as adults we spend less than a third of our time asleep. By about 28-30 weeks of gestation sleep is broken fundamentally into active and quiet sleep, the forerunner of REM vs. Slow wave sleep. In active sleep you can see that respiration, pulse, eye and body movements are irregular.  In a full-term (40 week) newborn, it is easier to distinguish active REM sleep from quiet sleep but there are periods of indeterminate sleep by then as well which it is harder to categorize. The work of distinct separation of states of consciousness is not yet done. A form of quiet sleep on the EEG termed tracé alternant is only seen from about 32-40 weeks.  This is replaced by the sleep spindles characteristic of mature slow wave sleep that replaces infantile quiet sleep early after birth[37]. Slow wave sleep will still later differentiate into the four prolonged distinct stages that we have in the adult, very early in life.  In adults there are four stages of slow wave sleep and shorter period of REM or dream sleep. The active sleep precursor to REM sleep decreases in relative sleep time very early in life. While infants may fall directly into REM or dream sleep,  this rarely to never happens in a normal adult.  Always an adult goes through what seem to be meticulously orchestrated slow wave sleep stages before entering REM dream sleep.  It may be 60-90 minutes before REM sleep occurs as you first drop off to sleep at night.

 

Part of maturity is the stricter definition and separation of altered states of awareness. Slow wave sleep is a firewall in essence between two worlds or two states of being,  dream or REM sleep and ordinary conscious awareness (waking).  This separation is so well developed that it is reasonable to ask why it is so necessary at all. Add to that the fact that memories of dream experience are so rarely recalled while awake that one must postulate that there is some active process of forgetting of dream material. The separation of these different states is so well made for most of us that  it must serve an adaptive purpose.

 

The facility for dreaming,  fantasy is seemingly present in many advanced mammals. Dogs and cats dream and have REM sleep. Perhaps they are fantasizing about a chase or catching prey, they seem to have episodes during sleep that look like a simulated hunt.  Aristotle and Maimonides a twelfth century Aristotelian,  both remarked that Animals have the facility for dreams and fantasy. Fully conscious awareness though,  reality testing, was held to distinguish humans from animals. Waking consciousness is the pride of humanity, not that it too, isn't present, but in much more rudimentary fashion in other animals, especially mammals.  There is electrical precedence and analogous state change on the EEG in other animals to be sure.

 

So in sleep we have one example of the alternative states, the conflict of reality of waking conscious life by day, with the phantasmagorical REM or dream sleep at night when things aren’t so clearly visible. One shouldn't give autocratic thought too tight a reign on all of thought processes.  As we age this capacity for fantasy,  the generation of new ideas, withers.  As we all know there is less REM or dream sleep with increasing age. This is emblematic of a more universal process I think.  The crustiness of aging,  mental rigidity, is no more than the rejection of alternative modes of thought. As soon as you begin to just know out of hand what is to be rejected and what accepted, your thought processes become more Parkinsonian. Free association, fantasy, day and night dreaming, play, suggestion, are all generators of new ideas.   Admittedly It's a difficult balancing act we have between the two alternate worlds because there has to be some means editor in altered states, the editor is turned off and the brain is allowed to function without fear of rejection of ideas.

 

 

Unconscious

Conscious

Fiction

Non-fiction

Poetry

Prose

Art

Science

Fantasy

Reality

Night

Day

Dreams

Conscious wakefulness

Play

Work

Stars

Sun

Free, Clang  Association

Logic

Myth,  Religion

Technology

Ideas

Matter

Table 3: The dichotomy of awareness.

The dichotomy of awareness is much the same as separating primitive from modern modes of thought. As I have tried to point out in the chapter on memory, rather than throw old forms away outright, these remain a part of us. As sentient living beings we differ from machines in that the past is part of our current essence, history is important, the past is not discarded. It remains inside us.

 

The following table is adapted from a book on Dreams by Anthony Davis, but in form it is quite analogous to the table above, even without going into detail about some of the specific elements.  The primordial mind is still a very important part of modern person's thought process.  It has not been thrown away just replaced by a manifest thought paradigm.  Some explanatory notes are essential. In man's acquisition of knowledge, the eating of the apple in the Garden of Eden, the change from hunter gatherer status to agriculture, the ego is gradually separated from the self, creating an ego-self axis which expands as man's abilities and knowledge base expand. There is a separation from the natural primordial self so that the entire structure becomes more complicated. One's view of oneself is expanded by marriage, community and other social factors. All of the other considerations in the table are self-explanatory. In primordial Ptolomaic  terms, man is the center of the universe, but ever since Copernicus we've been aware that we are not the center of the Cosmos or even the Solar system.  In nature we've matured from being subject and part of it,  to at least partly, manipulators and beneficiaries  of its largesse.  With the advent of agriculture, our view of the flow of time was largely circular and seasonal, but in modern times we view the flow of time as synonymous with progress, so that time has acquired a linear quality. Our modern reality is "show-me" scientific enmeshed in matter and less in spiritual imaginings of the past.  Life is viewed as finite, with eternal life reduced to the status of wishful thinking.  Myth and ritual are expendable as religion takes a back seat to science and values are no longer absolute or god-given  to the modern scientific mind, they must be reproved and changed.

 

 

 

PRIMORDIAL MIND

MODERN MIND

Ego-Self Axis

Short and compact

long and attenuated

Cosmic location

central

peripheral

Relationship to nature

subjective participation

'participation mystique'

separation,

objectivity

Concept of time

rhythmic and circular

progressive and linear

Reality

the world of the spirit

the world of matter

Moral values

absolute

relative

Life

eternal

finite

Attitude to myth and ritual

essential

futile

 

Table 4: Phenomenological differences between primordial and modern minds[38].

 

Primordial thought patterns are still a part of our modern reality. There is certainly a persistent element of these primitive thought structures in much the same way as the dark or nighttime side of our mental processes influence consciousness. Proponents of more primitive ritualistic thinking make a valid point.  For example, we've seen in recent years an outcry against moral relativism in favor of less well-developed god-given rigid rules. On many levels persons would be better off following absolute precepts. The beauty of human consciousness as opposed to  mechanical objects, is the persistence of historical or past modes of thought even as newer paradigms and strategies take command of the mind.  Old modes are not just thrown away.  On the contrary, they remain part of us.

 

Biologist Ernst Mayr defines the useful concept of  teleonomy  from teleos meaning purpose or end driven as in teleology.  Biologists  so  often speak, of animal behaviors teleologically,  as though serving a purpose or intention such as bird's migration south in the Wintertime to escape lack of food and harsh circumstances in the north. As we have seen the predator and prey behaviors of even the simplest one-celled organisms seem to be goal-directed. Mayr contends that these behaviors are determined to a program carried out encrypted in our genes and passed down through the generations.  Seeming intention is the unfolding and carrying out of a program determined by genetics.

 

At some point this genetic program is applied to the specific situation the animal is in.  A program of fight or flight is intrinsic to every deer chased by a predator.  Hearing a noise or rustling in the bushes, the animal will alert.  The nervous system will respond, adrenaline will be released set the heart  pounding.  Ears and eyes will be tuned to the stimulus requiring further investigation perhaps or the animal might simply flee.  In doing so it has to respond to differences in the lay of the land, the placement of trees, not to mention the surprise moves and starts of the chasing predator animal,  so the response is not simply reflexive or stereotyped.  Other built in programs such as those calling for the avoidance of obstacles are called up in the deer who is now in an alerted state as they are in the predator as well which may also be experiencing an orienting reaction and adrenaline rush though with somewhat different result.  Are the animals' behavioral responses merely complex reflexes, that is complexes of pre-packaged programs called up in specific instances that enhance survival? As Mayr writes:

 

"Organisms are unique at the molecular level because they have a mechanism for the storage of historically acquired information, while inanimate matter does not. Perhaps the was an intermediate condition at the time of the origin of life, but for the last three billion years or more this distinction between living an nonliving matter has been complete.  All organisms possess a historically evolved genetic program, coded in the DNA of the nucleus (or the RNA in some viruses). Nothing comparable exists in the inanimate world, except in man-made machines. The presence of this program gives organisms a peculiar duality, consisting of the genotype and a phenotype. The genotype (unchanged in its components except for occasional mutations) is handed on from generation to generation, but, owing to recombination in ever new variations.  In interaction  with the environment, the genotype controls the production of the phenotype, that is, the visible organism which we encounter and study.

The genotype (genetic program) is the product of a history that goes back to the origin of life, and thus it incorporates the "experiences" of all ancestors….  It is this which makes organisms historical phenomena.  The genotype also endows them with the capacity for goal-directed (teleonomic) processes and activities, a capacity totally absent in the inanimate world." [39]

But Mayr would make the observation that in animals with complex brains, especially in man,  the programs referred to range further and further from simple genetic plans.  Our brains are large, complex and plastic. The human's childhood and dependency are  prolonged in advanced societies sometimes well into child-bearing years, as is adulthood and old age, so that learning, wisdom and culture may be passed down.  Many of us are not allowed to practice our profession independently until well into our 30's.  We are as children until then, immature and dependent in our art on our still older mentors.  This is the major adaptive feature in higher animals, especially in humans and even more so in highly functioning humans. Superimposed upon our genetic or biological endowment is a cognitive endowment as well.  Many times, but not always, it is the learned component that supersedes biological influence as when you're hungry but wait to eat until you get done with work, or you're angry, but  do not attack,  or refrain from sexual satisfaction with anyone or everyone whom you find sexually attractive, or perform an altruistic act that is contrary to your own personal interest.  As you become more competent, you  so often rely on what you've learned to function and refrain from acting on your first impulse or intuition which is so often erroneous or counterproductive.  Thus the brain, or rather information or programs incorporated in brain function have gotten the better of biological endowment or impulse.

 

Even birds with their notoriously small brains function behave not according to built in genetic programs alone, but need to learn from their fellows. Fully-formed bird song is not a product of  genetics only, but partly determined by learned behavioral repertoire. Songbirds acquire a local dialect from their fellow mentor older birds.  In humans though this process, like others, becomes so complex and highly developed, is almost hypertrophied because of the sheer size and complex circuitry of our brains. Somehow, especially  for us,   Mayr's programmatic teleotomy  seems insufficient to explain the richness or behavior and social interaction.

 

A purely biological point of view, especially biology overly reliant on mechanical principles, does not begin to account for the wide range of human feelings and behaviors. While even a mechanistic view of behavior may be somewhat useful, it cuts off a complete view of how humans function. It gives a partial view of humanity without accounting for a fuller whole.  This is why biological science and psychology cannot account for or predict  future behavior, because always there is a residuum.  A residuum better expressed in the history of the organism, personal and collective history.

 

Perhaps this is why we are unable to come up with biological explanations for behaviors which should, by rights, be explained biologically. The neurobiologist  Simon Levay has written extensively on homosexuality.  In his book Queer Science he resorts to sociology, anthropology, history to explain homosexual behavior. This is due the inadequacy of  endocrine and brain related explanations for this complex of behaviors.  No neuroanatomic, genetic or endocrine explanation determines homosexuality and psychological explanations or inadequate as well.

 

It is better to acknowledge that complex behaviors will never be explained completely with biology because we have already wandered too far from our biological origens.  Reasoning has to come from a realm other than the scientific or mechanistic.  Full appreciation of science, a reverence for the scintific method should incorporate an appreciation of science's limitations.

 

 

 

Scientific understandings leave us persons without a will or soul.  Biologists and evolutionists, if they believe that consciousness exists at all, will ask why it exists.  How is consciousness an evolutionary adaptation?  John Searle in The Rediscovery of the Mind, makes the observation that many scientists, frustrated by their inability to explain or understand consciousness using purely the scientific method,  deny that consciousness exists.  The scientific method depends on firmly reproducible objective data.  Whatever you are studying should look exactly the same, no matter who the observer is.  The identity of the scientist is unimportant.  If an observation is scientifically valid, all scientists will get the same result.  That is what makes the concept of consciousness so slippery.  By nature it is felt and appreciated subjectively.  Try as we might, it is near impossible to get at someone else's mind.  We have tools that help us transmit thought and feelings, writing, language, music, and art yet one person's experience is still not readily transmitted to someone else.

 

Consciousness for Searle is a real phenomenon that cannot be ignored.  By its nature it is subjective and this challenges the scientific notions of  wholly objective knowledge. Consciousness depends on reports of subjective experience to define it phenomenologically.

 

Consciousness is unique in this regard. While undoubtedly yours and my consciousness has common features, neither of us can quite experience the consciousness of the other and another persons consciousness  cannot be described in purely objective and readily reproducible terms. Consciousness, in a word, seems to be, at least for the time being, non-transferable from one person to the next.  For a scientist to reject the existence of consciousness because it is impossible to objectify is an easy out, but it does not represent truth.  Considering all of this consciousness seems impossible to objectify, and document which leads some scientists to suspect that it does not exist at all.  Yet the notion that there is no such thing as consciousness,  which all of us experience seems he absurd.

 

Consciousness is not a mere byproduct or epiphenomenon of advanced cerebral cortical activity,  but functions as a command-control mechanism for rapid adaptation. Conscious will takes precedence over  genetic or learned teleonomic  programs, though it is undoubtedly superimposed upon them. Conscious activity arises out of a conspiratorial effect of neural modules that interconnect to make  experience..  These involve motor planning modules of the frontal lobe, memory and emotional modules contributed by limbic structures which color conscious experience,  correlative sensory data derived from the parietal and occipital areas and arousal mechanisms controlled by the brainstem reticular activating system among others. All of these are necessary elements of consciousness and we have examined the consequences of lesions and disconnections to assess their individual contributions. Conscious knowledge will end in the prey more efficiently fleeing his predator incorporating strategies for escape that are far and away more efficacious than ordinary reflex responses under these circumstances. We have seen but one example of this with our account of the ameba, and just as efficient strategies of predators.  In humans we witness long term planning mechanisms that overwhelm reflex and simple behavioral mechanisms,  for example the desire for immediate reward, with considerations for long-term gain, namely, delayed gratification.  Planning mechanisms have become extremely elaborate in our case since the advent of writing and computers,  allowing  us to design and build complex structures as disparate as skyscrapers and symphonies. Advanced schemas including codified ethics and laws that are passed down as surely as genetic information from one generation to the next define societies and groups.  These blueprints allow some  social groups to compete more or less successfully against others.  This modifies the unit of evolution from the individual stipulated in biology, passed from one generation to the next genetically,  to his social group with information inherited using the tool of language and writing. Automatic behavioral mechanisms simply don't suffice to account for advanced this kind of behavior, which adequately illustrates the usefulness of consciousness that is bound to a powerful efferent will.  The larger brain with greater numbers of synaptic connections allows for, is a necessary condition,  a platform for the launching of  will and desire,  more advanced machinery for planning, a larger store of memory, experience.  Thus we will have learning to fall back upon, and all other things being equal, will compete successfully against other animals with more meager  cerebral resourcesf .

 

More than supplying the raw ability to learn and pass down information, the larger brain is now seen as an instrument for consciousness, which makes humans far more plastic and adaptable. The invention of consciousness and its efferent extension, free will,  has to be seen as being instrumental in bringing about the obvious success of the human experiment.

 

Consciousness began as a biological construct, surviving because of evolutionary advantage. It is formed out of the conspiratorial primordia of various brain modules.  That being the case, it has spun off free will.  Biology, evolution, mechanism has gotten far more than it's bargained for or even what may have reasonably have been predicted, in this process. It's ended in the great bulk of human creation being extra-corporeal even extra-cerebral, that is, cars and machines to increase our speed, grand buildings that provide shelter and comfort,  stone, paper and computers to record and build upon our thoughts and expand infinitely human memory along with thousands of other devices, lastly grand schemes and mental representations of meaning of life on earth.  

 

All of this may at this point sound rather obvious,  yet for the majority of us, notions of a mechanical automatic man  making only predictable reflex behaviors dies hard. Some scientists continue to preach that persons do no more than express a certain limited variety of instincts and behavior programs. To them behavior is nothing more than the drives built into us and a certain limited repertoire of actions  we've been taught.

 

Thus we are left with two distinct alternative images, alternative forms. On the one hand is executive personhood fully developed but difficult to explain utilizing current scientific concepts and terminology. On this level we have to accept our ignorance our inability to explain everything. It's analogous really to our not having a firm grasp of physics, the beginnings of time and the creation of the universe.  On the other hand we go on contentedly explaining human behavior on the basis of current mechanistic and material constructs. This latter course is hubris, abundant self-confidence in our current state of knowledge about human thought and behavior.  Where does this latter course lead?  It leads  directly to Frankenstein, to zombies, doppelgängers, shadow men, persons without dreams,  consciousness and will.

 

I had an unpleasant experience of being misjudged and abused by a  functionary in state government.  In the scheme of things it was rather trivial, but I took it very seriously at the time and I felt helpless,  because in this situation,  there was no one I could appeal to.  This bureaucrat had essentially no oversight in her job.  One morning I awoke to the vision of two lines of persons.  One line was for people who would be sent to the gas chamber. On the other line were persons chosen for temporary reprieve.  I thought about the identity of people on the lines,  and who were making life and death decisions. Those with power were bureaucrats, worse, thugs with authority. The heinousness of the Nazi crime is magnified by the fact that the victims were far more human than their handlers. Victims were the highly educated, inventors, artists, poets, engineers, entrepreneurs,  physicians,  musicians, scientists whose life or death was in the hands of criminals. It was Hannah Arendt writing of the Eichmann trial who introduced the pivotal concept of the "banality of evil".  Daniel Goldhagen[40] (Hitler’s Willing Executioners”)  and many others, showed how this was true by empirically confirming the obvious fact that the average person through silent acquiescence or worse, was responsible for  crimes and mass murder.   We live  in a world  painful to think about,  turned on its head,  where the vulgar mobs of  evildoers have power over the good and just.  How many of us go into our jobs - we are authorities in our mini-worlds and judge with authority?     

 

The bureaucrat or apparatchik  left to his own devices is an automatic shadow-man,  a doppelgänger exactly.  To do well, to do the unexpected, not the spectacular for which you may expect to get immediate recognition,  but to perform small acts of kindness, means not always working for your manifest immediate self-interest,  but for something larger than yourself,  for some ultimate reward perhaps,  that is not in clear view.  To perform the unexpected residual and improve a  world  full of cruelty that is the meaning of life.

 

Our world is not one of Zoroastrian symmetry between good and evil.  Evil is common, banal.  Good transcends evil.   To do good is to go beyond expectations.   To be good,  maybe at times have people get angry at you, not appreciate your every motive, even though it is always comes from a sincere effort to understand and to help is believe it or not, better than being handsome smooth, slick, sophisticated or always popular.

 

Lots of ethnic traditions include of beings without souls.  These are zombies, doppelgängers, Draculas, Frankensteins, and the homunculus or little man of Paracelcus the alchemist and golems[41].  These latter products of human as opposed to divine creations, arise solely out of matter and thus lack a  soul, or will of their own.  Lacking a higher consciousness they are beholden to their human maker.  The legend of the golem (Hebrew for embryo) is the best developed in Talmudic, and Kabalistic legend and explored extensively in Yiddish literature, theatre and musical productions.  According to Jewish legend humans are divine creation imbued with a neshama for soul.  Adam (="earth") for the first 12 hours of life had a vitality alone, but only later was infused with a neshama.  Some sages, on the other hand, having some secret knowledge, had the power to create a golem, or clay man, through their incantations, out of ordinary earth as if they were by virtue of superior wisdom, given enough of the power of God to create a living being but one with profound limitations. The golem was an imperfect creature with no will of his own,  no neshama,  but could perform, zombie-like, as an automaton, according to the will of his human creator. The golem could not speak. Tradition has it that the word emet for "truth",  or knowledge,  was stamped on the golem's forehead. You could deactivate or decommission  a golem simply by rubbing out the first Hebrew letter of the word emet, the aleph, thus converting  emet to met for "death". Its creators would dance about the inanimate clay creature reciting alphabetical letters or the secret Name of God bringing the golem to life.  The incantations that originally created the golem could be recited in reverse, the dance being reversed as well, deactivating the creature. Thus a material creature was made to live and die out of the word, reliving the creation of the world where matter sprang from nothingness, and man was made from clay.

 

The human creators had an undeveloped embryonic simpleton monster on their hands, one with raw physical power that would grow beyond the man's ability to control it.  Eventually the Golem would have to be destroyed.  Many stories and plays were written about golems created to protect the Jewish neighborhoods from gentile oppressors who accused Jews of the Middle Ages of Blood Libels and other false crimes.  The golem represented physical power brought about by the earthy materialist knowledge that was the province of man who had not the power which was the property of the divine presence alone, to make a total person having its own will, speech and soul.  

 

As with many legends there is truth in the underlying ideas.  Human knowledge has advanced to the extent that our own creations extend and enhance human capacities. The computer and calculator are tools that extend human abilities with speeds unrivaled by our brains.  We can use drugs and transplant human organs to extend life for finite periods of time. Our machines carry us many times faster and with much less effort than natural means of locomotion (our own legs). With our knowledge of the human brain we are able to compartmentalize and modularize nervous system function and have, as we have seen, revolutionized our own picture of consciousness and human will.

 

But as of the present we have no idea how to create or animate willful sentient beings. We have mastered the machine language, the technicalities of medicine to a great extent but haven't yet created a being with its own strategy for existence even on the level of our ameba.  Our scientists are the sages of the golem story.  They have created their own golems, shadow men, doppelgängers but haven't even a vague idea about how to create and manipulate self-consciousness, awareness or its efferent component which is human will.  With our knowledge as limited as it is, we have been unable to recreate life, certainly life which acts and thinks on its own accord. We have been successful at creating neither Carbon nor Silicon beings that act of their own free will.

 

The major question that we have to answer is where is our deficiency in understanding of ourselves.  Will full understanding come eventually from more of the same,  from brute force of applying mechanistic and materialist principles,  or is it possible we are missing something less tangible, less material,  in human and even animal nature?  When we finally come to understand all of the chemistry, the electrophysiology,  anatomy, will  we then understand ourselves?

 

Those steeped in science respect its accomplishments at the same time understand the limits of science and materialism.  We have seen that our ability to explain the inner workings of the mind with brain science is quite remarkable but at the same time incomplete. Experience teaches that we may at once admire what we can do, but at the same time have healthy understanding of our own ignorance.  The instruments and understanding may be miraculous.  We can rescue a person from the jaws of death and frequently do. At the same time, we have all seen situations of persons given a clean bill of health one day and show up dead on arrival the next.  The inability to predict the future, to reproduce by artifice or invention the diversity of nature makes us forever humble.  Always there is a hidden element, there is so much we do not know and the more we learn the more we find we have to learn.

 

This material is copyrighted and may be reproduced only by permission of its author, Charles Yanofsky

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[1] Viktor Frankl THE  DOCTOR AND THE SOUL From Psychoanalysis to Logotherapy   (New York: Alfred A. Knopf, 1965) 73-74

 

[2] Blum, K, Cull, J, Braverman, E., Comings, DE. (1996)  Reward Deficiency Syndrome. American Scientist , 84,2,132-145

Blum K,Noble EP,Sheridan PJ, et al.,  (1990) Association of Human Dopamine D2 receptor gene in Alcoholism. Journal of The American Medical Association 263(15):2055-2060

Blum K, Sheridan, PJ, Wood RC, Braveman ER, Chen T, Comings DE. (1995) Dopamine D2 Receptor Gene Variants: Association and Linkage Studies in Impulsive-Addictive-Compulsive Behavior. Pharmacogenetics. 5:121-141

Bolos, AM, Dean M, Lucas-Derse S. Et al., (1990) Population and Pedigree Studies Reveal  a Lack of Association Between the Dopamine D2 Receptor Gene and Alcoholism. Journal of the American Medical Association 264:3156-3160

[3] Comings, DE (1998) The Molecular Genetics of Pathological Gambling CNS Spectrums 3(6), 20-37

[4]  from univ Kansas web site: http://ecco.bsee.swin.edu.au/neuro/lumen/Images/NeuroLab/nl03sl.jpg

[5] David Gelernter, 1939: The lost World of the Fair (New York: The Free Press, 1995)

*Wagner was the most remarkable combination of the sublime and ridiculous. His music, which is undeniably wonderful, has an almost diabolical appeal that lays the basis for a whole line of composers who came after him, from Mahler and Bruckner to Berg.  But many of his ideas, steeped in his time and culture, today appear totally ridiculous, especially those expressed in  Parsifal, his last opera.  Parsifal is concerned with the purity of blood lines that have been polluted, especially by mongrel Jews, which is further weakened by consuming meat, of all things.  Blood ultimately needs to be purified through the Grail, chalice of the blood of Christ.  Such overt racism was basic to the German psyche of the romantic age, and would be laughable, if not for its terrible effect.

[6]See Cases O, Seif I, Grimsby J, Gaspar P, Chen K, Pournin S, Muller U, Aguet M, Babinet C, Shih JC, De Maeyer E, “Aggressive Behavior and Altered Amounts of Brain Serotonin and Norepinephrine in Mice Lacking MAOA”, Science 268: 1763-66, June 23, 1995,  Also Brunner HG, Nelen M, Breakefield HH, Ropers BA, Van Oost A, Science 262:578 (1993) (Article on Dutch Kindred).

[7]See Pfennig, David W. And Sheman, Paul W. “Kin Recognition” Scientific American 272:(6):98-103 June 1995

F Most genetic defects involving production of an abnormal protein or enzyme are recessive. If you inherit a single dose (gene) from only one parent you will have more than enough of the normal enzyme to get by.  But if you inherit a double dose, one gene from each parent, and thus no normal protein,  it could be lethal.  Tay-Sachs, Gaucher’s disease, Cystic fibrosis are but some of a number of examples.  If your parents are closely related, it increases your chances enormously of your inheriting a double dose of a defective gene, which would not be a problem were you just to inherit one copy from either parent. By some estimates, each of us on average carries two lethal recessive traits. If two first degree relatives were to mate, the chances of inheriting a double dose of a lethal gene would be somewhat less than one in four.  

The classic example of a defective recessive trait that survives in great numbers in the population is the sickle cell trait.  Here the heterozygote actually has an advantage.  At least in malaria endemic areas the heterozygote is more resistant to the malaria plasmodium which spends part of its life cycle in red blood corpuscles.   The homozygote,  who inherits two doses of the defective sickle cell gene from each of his two parents,  has an essentially lethal, extremely severe, disease.  The sickle cell gene is an oddity surviving in a large population (mostly black) by virtue of the advantage conferred on the heterozygote. Other lethal recessive traits may survive in populations because the heterozygote confers an advantage for infectious disease.  Tay-Sachs heterozygotes may more easily survive tuberculosis.  Cystic fibrosis heterozygotes may have some advantage in certain forms of infectious diarrhea or cholera. 

I am indebted to the excellent discussion of these epistomological issues to be found in THE PASSION OF THE WESTERN MIND by Richard Tarnas Ballantine Books, New York, 1991

[8] See AT HOME IN THE UNIVERSE   The Search of Laws of Self-Organization and Complexity by Stuart Kauffman Oxford University Press 1995

f With a little care we could make predictions today, and it should be put to better use. Past behavior better uncovers proclivities than a psychological test. Unusual sexual interests, and behaviors predict future occurrences ranging from pedophilia to spousal abuse. Criminals do not tend to perform acts that are different from their previous repertoire of behaviors, so that past acts and the frequency of such acts, need to be carefully evaluated.   A brutal murder often is not a first time offense.  A perpetrator of crime would be expected to have an accelerated pattern of violence reflected in previous acts.  The popular case of OJ Simpson  neatly illustrates this point.  That he should suddenly stab his wife out of the blue is not expected,  but if he on the other hand,  had a history of physical abuse of his wife that would make his violent crime more plausible. Fully realizing that you can’t punish persons for acts that they have not yet committed, certain acts raise the risk that violent crimes will be performed and hence many if not most violent acts are preventable. To pre-emptively imprison or even mark persons who commit violent acts may violate civil rights.  On the other hand, past behavior should not be ignored in a court of law. An individual’s past is data that needs to be exploited in courts of law.  This may prevent crimes and other tragic consequences. Crime ruins the life of the perpetrator as well as the victim.  Some nascent criminals may be helped early on by treatment.  If not, they should certainly be prevented from performing violent or sexually deviant acts on unsuspecting victims!

[9] For a classic discussion on the historical misuse and abuse of IQ testing and other related matters see Steven Jay Gould THE MISMEASURE OF MAN W.W. Norton and Company New York 1981. See also Carl N. Degler  IN SEARCH OF HUMAN NATURE Oxford Univ. Press, New York 1991

[10]John Horgan “Get Smart, Take a Test”  From Science and the Citizen , Scientific American   Vol 273,(5)  November1995 page12-14

[11] I am not writing here about psychological tests. I am merely trying to create some superficial familiarity to raise certain points, yet certain features of these exams are worth mentioning.  The Wechsler, tests for components of intellect which are surprisingly straightforward including among others, vocabulary, memory, pattern recognition, digit symbols and others, the MMPI, The Minnesota Multiphasic Personality Inventory was developed at the Mayo Clinic and is composed of a large number of scales quantified by answers on a 600+ question true false format, scales consisting of such things as neuroticism, schizophrenia, depression and even truthfulness and consistency

[12]I am indebted for a lot of this discussion to D. Frank Benson THE NEUROLOGY OF THINKING, Oxford Univ. Press, New York 1994 p.198-207

[13] See Pamela Y. Blake MD, Jonathan H. Pincus, MD, Cary Buckner, MD "Neurologic Abnormalities in Murderers"  NEUROLOGY 1995;45:1641-1647.  The major thesis of the article which looked at  individuals awaiting trial for murder is that Murderers had a high incidence of frontal lobe dysfunction and childhood abuse as well as a paranoid style of analysis. See also Dorothy Otnow Lewis Guilty by Reason of Insanity: A Psychiatrist Explores the Minds of Killers. Ballentine Publishing Group, New York 1998 Dr Lewis did many evaluations of prisoners with Dr. Pincus and comes to firm conclusions about necessary and sufficient conditions for violence.

[14] Jonathan M. Borwein and Peter B. BorweinRamanujan and PI” Scientific American 1989 p.112-117

[15] See D.J. Raine ALBERT EINSTEIN AND RELATIVITY Wayland Publishers Ltd. East Sussex, England © 1975 which describes the familiar story of Einstein's not very successful academic  career. 

[16] M-Marsel Mesulam Large-Scale Neurocognitive Networks and Distributed Processing for Attention, Language, and Memory  Annals of Neurology 28(5):597-613  (1990) Of memory Mesulam says,” After a critical gestation period,  routinely used information becomes so massively distributed (i.e. consolidated) that it no longer requires the limbic system for retrieval.”

f See “Vision” Chapter 3 for a description of the entire visual attention process.  This illustrates how  the generally receptive parieto-occipital area cooperates with the motor frontal area to direct attention,  throwing the central vision of the eyes, “foveating  an  object of consequence.  For example nothing catches visual attention better than an object moving in the peripheral vision of an eye.  The visual area,  composed mostly of imprecise-seeing rods,  is sensitive to movement.  Reflex mechanisms force the eye to move so as to place the moving object into  the precise-seeing fovea of the eye.

y Many other areas,  including the basal ganglia and cerebellum that coordinate motor output and the primary visual and proprioceptive systems on the sensory side are part of this attentional network as well.

[17] See Zametkin AJ,  Nordahl, TE, Gross M, King AC, Semple WE, Rumsey J, Hamberger S, Cohen RM: Cerebral Glucose Metabolism In Adults with Hyperactivity of Childhood Onset NEJM 323:1361-66 (1990) also Zametkin AJ, Liebenauer LL, Fitzgerald GA, King AC, Minkunas DV, Hercovitch P, Yamada EM, Cohen RM: Brain Metabolism in Teenagers with Attention-Deficit Hyperactivity Disorder Arch. Gen. Psychiatry 50:333-340 (1993)

Y from fascicle a little bundle or sheaf.  A Fasciculus is a bundle of axons connecting one brain region to another.

[18] From: Fuster, Joaquin M. “Frontal Lobe Syndromes” in:  NEUROPSYCHIATRY,  Barry S. Fogel, Randolph B. Schiffer, Stephen M. Rao (Eds.) Williams & Wilkins Baltimore 1996 P. 409

[19] From Frank Netter’s Atlas THE CIBA COLLECTION OF MEDICAL ILLUSTRATIONS: Vol. 1: The Nervous System p. 72 “Thalamocortical Radiations”  CIBA © 1972 Summit, NJ

[20] Neurologic outcome of patients with dorsolateral prefrontal leukotomy.  Karp-BP; Juliano-DM; Berman-KF; Weinberger-DR J-Neuropsychiatry-Clin-Neurosci. 1992 Fall; 4(4): 415-21 There is general agreement that prefrontal leukotomy has little measurable effect on most psychological objective tests.

 

F Considering the frontal lobotomy as a type of lesion in the brain it is possible to conclude that in lesioning a part of the frontal lobe and turning a formerly aggressive patient into a passive individual,  that somehow aggressively must be the function of the lessened frontal lobe area.  If you were to draw this conclusion you would be wrong as we shall see, yet such logic is not unlike that applied to many other lesioning data.

[21]John R. Searle THE REDISCOVERY OF THE MIND , Bradford Books 1992 MIT Press

[22]From Antonio Damasio DECARTE’S ERROR G.P. Putnam’s Sons, New York, 1994 p.32

[23]This is an oft quoted passage description of J Harlow taken from Benson THE NEUROLOGY OF THINKING Oxford Univ Press, NY 1994 p 211 but this is such a celebrated case that this passage is multiply quoted in many texts because of its eloquent description.

[24] A good part of this immediate discussion is taken from a June 1 1990 lecture NEUROPSYCHIATRY  at Univ. Pittsburgh given by Elkh­nan Goldberg on the frontal lobe.

 

[25]Lhermitte F, Pillon B, Serdaru M. Human Autonomy and the Frontal Lobes: Part I: Imitation and Utilization Behavior: A Neuropsychological Study of 75 Patients. Annals of Neurol. 19:326-34, 1986

[26] A connectionist approach to the prefrontal cortex.   Weinberger-DR J-Neuropsychiatry-Clin-Neurosci. 1993 Summer; 5(3): 241-53

 

 

 

 

[27] From "Three Dimensional PET/MRI Images in OCD and Schizophrenia" Buchsbaum Monte S, Spiegel-Cohen Jacqueline, Wei Tsechung CNS SPECTRUMS 2(4) April 1997 p.26

[28] Lhermitte F, Human Autonomy and the Frontal Lobes.  Part II: Patient Behavior in Complex and Social Situations:The “Environmental Dependency Syndrome”.  Annals of Neurology 19: 335-343,  1986 also an the excellent discussion by M.-Marsel Mesulam Frontal Cortex and Behavior Annals of Neurology 19(4) April 1986 p.320-325

 

[29] Bear, DM, Fedio P Quantitative Analysis of Interictal Behavior in Temporal Lobe Epilepsy Arch. Neurology 1977;34:453-467 also Waxman SG, Geschwind N. The Interictal Behavior Syndrome of Temporal Lobe Epilepsy. Arch Gen Psychiatry 1975;32:1580-1586

[30] Rauscher FH, Shaw GN, Ky KN, Listening to Mozart Enhances Spatial-Temporal Reasoning Towards a Neurophysiological Basis. Neuroscience Letters  185(1):44-47 (1995)

[31] See Paul Johnson MODERN TIMES

[32] See for example Silbersweig DA, Stem E, et al. A Functional Neuroanatomy of Hallucinations in Schizophrenia. Nature 378: 176-79,1995

[33] Swedo SE, Leonard HL, Garvey  MA et al.  Pediatric AutoimmuneNeuropsychiatric Disorders Associated with Streptococcal Infections: Clinical Descriptions of the First 50 Cases. Am J Pshychiatry 155 (2):264-71, 1998

# I don’t mean to imply that atheists or agnostics are not ethical. In fact, among scientists and many others who don't practice  religion,  ethics strikingly similar to those of Western religions are highly prized and rigorously pursued.  People who never set foot in church, live their lives according to basic principles of fair-dealing, avoidance of deceit, monogamy, incest taboos, and family obligations, benevolence, proscriptions against murder and violence etc. Indeed, it is striking how many pious individuals behave unethically.  Violent acts and murders are committed by religious persons in our own day as they have throughout history.  Moral and ethical behavior is only slightly correlated with religious practice.  Religionists tend to rationalize despicable behavior by invoking "higher” principles, especially belief in an other world or afterlife which allows them to be less focused on ethics and the welfare of others in their temporal mundane world. Autocrats place principle above simple values and human welfare in much the same way, whether they happen to be "religious" or not.  This other worldism (or in the case of the dictator attachment to abstract ideas (namely preservation of their own rule)) is fundamentally the same  in that belief in some higher power or principle is justifies war, slavery, sadistic killings,  immolation, and all manner of unethical conduct.  On the other hand, scientists and non-religious ethical persons may not realize just how indebted they are to religion and how much  they have been influenced in their  ethical behavior, by religious ethical precepts  as laid down over thousands of years.   Most of these ideas are by now considered to be extremely basic,  but  are not at all obvious or inevitable  given by our animal origin and  background even considering our level of civilization.   Religious teachings may have a civilizing influence especially Judeo-Christian ethics  by which I mean they are most successful in converting persons from a savage almost hunter-gatherer type of existence into social and socially conscious beings. 

F In humans the sexual capacity, as compared with other animals is highly embellished especially among those obsessed with it. It's been said that male sexual organs both testes and penis, are quite enlarged in comparison with our nearest primate relatives. Resulting increase in numbers of copulations perhaps figures into our advanced social relationships.  In this area increased capacity for cerebration must figure even more prominently. Legendary sexual figures from Don Juan to the Marquis de Sade have a genius and proclivity expressed in their varied and developed tastes, as well as their tendency to wax eloquent and lure us in with their lurid and highly developed descriptions far beyond the imaginings of the ordinary person.  The same holds for gastronomes. Obsessed with highly developed taste for foods that goes far beyond normal capacities, they tend of course to be fat.  In a sense these persons have hypertrophied abilities, and as such they have much to teach the rest of us. The facility that these persons have is more than a mere neurological deficit.  Actually a proclivity or genius is the other side, the obverse of a deficit, which for which the biologist and neurologist have an inadequate vocabulary, store of concepts.

f It should be understood that all of these examples are caricatures and stereotypes used for purposes of illustration and argument only.  In no way do I wish to place  US Marines, whom I admire,  in a pejorative light,  as adventurous brigands with little frontal lobe function.  In fact, a  marine should be thought of in  opposite way, as a highly disciplined planner, with supreme loyalty to high purpose, his country and his fellow marines.  In the end, though for our purposes here,  the soldier is a doer as opposed to a ruminator.  He may be willing to assume danger because he either considers it less or r